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AllianzIM U.S. Large Cap Buffer10 Oct ETF (AZAO)



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Upturn Advisory Summary
08/13/2025: AZAO (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Analysis of Past Performance
Type ETF | Historic Profit 16.15% | Avg. Invested days 55 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating ![]() ![]() | Upturn Advisory Performance ![]() | ETF Returns Performance ![]() |
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Key Highlights
Volume (30-day avg) - | Beta - | 52 Weeks Range 34.01 - 40.08 | Updated Date 06/29/2025 |
52 Weeks Range 34.01 - 40.08 | Updated Date 06/29/2025 |
Upturn AI SWOT
AllianzIM U.S. Large Cap Buffer10 Oct ETF
ETF Overview
Overview
The AllianzIM U.S. Large Cap Buffer10 Oct ETF (OCTW) seeks to provide downside protection against market declines while participating in market upside. It offers a buffered exposure to the S&P 500 index, targeting large-cap U.S. equities with a specific downside buffer over a one-year period beginning in October. The fund utilizes options to achieve its investment objectives.
Reputation and Reliability
Allianz Investment Management (AllianzIM) is a well-established asset manager with a global presence and a history of managing various investment strategies.
Management Expertise
AllianzIM's management team consists of experienced professionals specializing in options-based strategies and risk management.
Investment Objective
Goal
To provide investors with buffered exposure to the S&P 500, limiting downside risk while allowing participation in potential gains.
Investment Approach and Strategy
Strategy: The ETF uses a 'buffered' strategy, employing options to limit downside losses (up to 10%) while participating in a portion of the upside gains of the S&P 500.
Composition The ETF's primary holdings consist of flex options referencing the S&P 500 index. It also holds cash and other short-term investments.
Market Position
Market Share: Data not readily available.
Total Net Assets (AUM): 54800000
Competitors
Key Competitors
- Innovator U.S. Equity Buffer ETF (BJUL)
- Innovator U.S. Equity Buffer ETF (IJUL)
- First Trust Cboe Vest U.S. Equity Buffer ETF - Jul (JULZ)
Competitive Landscape
The competitive landscape consists of other buffered ETFs that offer downside protection. OCTW's advantage lies in AllianzIM's expertise in options strategies; however, competitors may have lower expense ratios or different buffer levels, appealing to various risk tolerances. The buffered ETF market is experiencing growth as investors seek downside protection amidst market uncertainty. OCTW must continue to have competitive returns and cost-effectiveness to maintain its market share.
Financial Performance
Historical Performance: Historical performance data not included.
Benchmark Comparison: Benchmark comparison data not included.
Expense Ratio: 0.74
Liquidity
Average Trading Volume
The average daily trading volume of OCTW suggests moderate liquidity.
Bid-Ask Spread
The bid-ask spread reflects the cost of trading OCTW and appears reasonable for its trading volume.
Market Dynamics
Market Environment Factors
Economic indicators, interest rates, and market volatility can all impact the performance of OCTW. The ETF's performance depends on market sentiment and investor demand for downside protection. The performance is also dependent on the success of the option strategy being used.
Growth Trajectory
The growth trajectory of OCTW depends on its ability to attract investors seeking downside protection and participation in market gains. Changes in strategy or holdings could impact its performance and growth.
Moat and Competitive Advantages
Competitive Edge
OCTW's competitive advantage lies in its utilization of FLEX Options to achieve a defined buffer against market downturns, coupled with AllianzIM's expertise in structured investment solutions. The fund's specific buffer period, commencing in October, caters to investors seeking targeted downside protection during a defined timeframe. This niche focus and the structured nature of the ETF offer a compelling value proposition for investors prioritizing risk management. However, the cost and availability of options may impact the fundu2019s performance and expenses.
Risk Analysis
Volatility
The ETF's volatility is likely to be lower than the S&P 500 due to its buffered strategy.
Market Risk
Market risk is inherent in the ETF's underlying assets, particularly its exposure to the S&P 500. Options contracts also have their own specific risk.
Investor Profile
Ideal Investor Profile
OCTW is suitable for investors seeking to mitigate downside risk while participating in the potential upside of the U.S. large-cap equity market.
Market Risk
OCTW is suitable for long-term investors with a moderate risk tolerance.
Summary
The AllianzIM U.S. Large Cap Buffer10 Oct ETF aims to provide buffered exposure to the S&P 500, limiting downside risk while participating in gains. It uses options strategies to achieve this objective. The ETF is suitable for investors seeking a blend of downside protection and market participation. AllianzIM's expertise in options strategies and structured investments is a significant strength. However, investors should carefully consider the ETF's expense ratio and the risks associated with options-based strategies.
Peer Comparison
Sources and Disclaimers
Data Sources:
- AllianzIM website
- ETF.com
- SEC Filings
Disclaimers:
The data provided is for informational purposes only and does not constitute financial advice. Investment decisions should be made based on your individual circumstances and consultation with a qualified financial advisor. Market share data is estimates based on available AUM of the buffer ETF category.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About AllianzIM U.S. Large Cap Buffer10 Oct ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website |
Under normal market conditions, the fund invests at least 80% of its net assets in instruments with economic characteristics similar to U.S. large cap equity securities. Specifically, the Advisor intends to invest substantially all of its assets in FLEX Options that reference the Underlying ETF. The fund is non-diversified.

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