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Upturn AI SWOT - About
SPDR S&P SmallCap 600 ESG ETF (ESIX)
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Upturn Advisory Summary
08/14/2025: ESIX (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type ETF | Historic Profit 0.84% | Avg. Invested days 53 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  3.0 | ETF Returns Performance  1.0 |
| Profits based on simulation | Last Close 08/14/2025 |
Key Highlights
Volume (30-day avg) - | Beta 1.15 | 52 Weeks Range 24.30 - 34.06 | Updated Date 06/29/2025 |
52 Weeks Range 24.30 - 34.06 | Updated Date 06/29/2025 |
Upturn AI SWOT
SPDR S&P SmallCap 600 ESG ETF
ETF Overview
Overview
The SPDR S&P SmallCap 600 ESG ETF (EFIV) seeks to provide investment results that, before fees and expenses, correspond generally to the performance of the S&P SmallCap 600 ESG Index. It focuses on small-capitalization U.S. equities that meet certain environmental, social, and governance (ESG) criteria, promoting socially responsible investing.
Reputation and Reliability
State Street Global Advisors (SSGA) is a well-established and reputable ETF provider with a long track record and significant assets under management.
Management Expertise
SSGA has extensive experience in managing index-tracking ETFs and ESG-focused investments.
Investment Objective
Goal
To provide investment results that correspond generally to the performance of the S&P SmallCap 600 ESG Index.
Investment Approach and Strategy
Strategy: The ETF employs a passive management strategy, seeking to replicate the performance of the S&P SmallCap 600 ESG Index.
Composition The ETF primarily holds stocks of small-capitalization U.S. companies that meet specific ESG criteria as defined by the index methodology.
Market Position
Market Share: EFIV has a relatively small market share within the broader ESG small-cap ETF category.
Total Net Assets (AUM): 75820000
Competitors
Key Competitors
- Xtrackers S&P SmallCap 600 ESG ETF (XSML)
- Invesco ESG S&P SmallCap ETF (ESGS)
- iShares ESG Aware MSCI USA Small-Cap ETF (ESML)
Competitive Landscape
The ESG small-cap ETF market is moderately competitive, with a few key players dominating the space. EFIV faces competition from larger ETFs with greater AUM and trading volume. EFIV's advantage lies in its association with the well-known SPDR brand, while disadvantages stem from smaller size and potentially lower liquidity compared to competitors.
Financial Performance
Historical Performance: Past performance does not guarantee future results. Investors should review EFIV's performance over various periods (e.g., 1-year, 3-year, 5-year) to assess its track record.
Benchmark Comparison: EFIV's performance should be compared to the S&P SmallCap 600 ESG Index to evaluate how closely it tracks its benchmark.
Expense Ratio: 0.12
Liquidity
Average Trading Volume
EFIV's average trading volume is moderate, which could affect the ease with which investors can buy or sell shares.
Bid-Ask Spread
The bid-ask spread is relatively tight for EFIV, indicating that the cost of trading is minimal.
Market Dynamics
Market Environment Factors
Economic indicators (e.g., GDP growth, interest rates), sector growth prospects, and overall market sentiment can influence the performance of EFIV. Demand for ESG investments is a key driver.
Growth Trajectory
Growth is tied to the increasing interest in ESG investing and the performance of small-cap equities. Changes to the index methodology or the fund's investment strategy could impact future growth.
Moat and Competitive Advantages
Competitive Edge
EFIV benefits from the State Street's strong brand recognition and the established S&P SmallCap 600 index. Its competitive edge is mainly on ESG awareness and the inclusion of the 600 index. The fund appeals to socially conscious investors seeking small-cap exposure. The investment approach focuses on companies with solid fundamentals and sustainability records which may lead to more stable returns over time.
Risk Analysis
Volatility
EFIV's volatility is comparable to other small-cap ETFs, as small-cap stocks tend to be more volatile than large-cap stocks.
Market Risk
EFIV is subject to market risk, meaning its value can fluctuate based on overall market conditions and the performance of its underlying holdings.
Investor Profile
Ideal Investor Profile
The ideal investor for EFIV is one who is looking for exposure to US Small-Cap market and is also concerned about environmental, social, and governance issues.
Market Risk
EFIV is suitable for long-term investors who align their investment with the Environmental, Social, and Governance (ESG) standard.
Summary
The SPDR S&P SmallCap 600 ESG ETF (EFIV) provides exposure to U.S. small-cap companies that meet certain ESG criteria, making it suitable for investors seeking both financial returns and socially responsible investments. SSGA's management and the underlying S&P index methodology add credibility. However, the ETF's smaller size and moderate trading volume should be considered. The ETF's performance is affected by overall market conditions, sector growth, and the increasing demand for ESG investments.
Peer Comparison
Sources and Disclaimers
Data Sources:
- State Street Global Advisors (SSGA) Website
- ETF.com
- Morningstar
Disclaimers:
The information provided is for informational purposes only and should not be considered investment advice. Past performance is not indicative of future results. Investment involves risk, including the potential loss of principal.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About SPDR S&P SmallCap 600 ESG ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is designed to measure the performance of securities meeting certain sustainability criteria, while maintaining similar overall industry group weights as the S&P SmallCap 600 Scored & Screened Index. The fund is non-diversified.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.