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Upturn AI SWOT - About
First Trust Preferred Securities and Income ETF (FPE)
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Upturn Advisory Summary
08/28/2025: FPE (2-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type ETF | Historic Profit 22.67% | Avg. Invested days 71 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  4.0 |
| Profits based on simulation | Last Close 08/28/2025 |
Key Highlights
Volume (30-day avg) - | Beta 0.74 | 52 Weeks Range 16.37 - 17.79 | Updated Date 06/29/2025 |
52 Weeks Range 16.37 - 17.79 | Updated Date 06/29/2025 |
Upturn AI SWOT
First Trust Preferred Securities and Income ETF
ETF Overview
Overview
The First Trust Preferred Securities and Income ETF (FPE) seeks to provide current income. It invests primarily in preferred securities, which are hybrid securities with characteristics of both stocks and bonds. The ETF targets the preferred securities market to generate income.
Reputation and Reliability
First Trust is a well-known and reputable ETF issuer with a long track record in the market.
Management Expertise
First Trust has a dedicated team of investment professionals with experience in managing fixed income and preferred securities portfolios.
Investment Objective
Goal
To provide current income.
Investment Approach and Strategy
Strategy: The ETF invests in a portfolio of preferred securities, aiming to capture higher yields than traditional fixed-income investments.
Composition The ETF primarily holds preferred stocks, with a smaller allocation to other fixed-income securities.
Market Position
Market Share: FPE has a moderate market share within the preferred securities ETF category.
Total Net Assets (AUM): 909900000
Competitors
Key Competitors
- PGX
- PFFD
- SPFF
Competitive Landscape
The preferred securities ETF market is moderately competitive. FPE competes with larger, more established funds like PGX and PFFD. Advantages of FPE include potentially higher yields, while disadvantages may include higher volatility or a less diversified portfolio compared to its competitors.
Financial Performance
Historical Performance: Historical performance data should be obtained from financial data providers.
Benchmark Comparison: Performance should be compared to a relevant preferred securities index.
Expense Ratio: 0.0085
Liquidity
Average Trading Volume
The ETF exhibits a moderate average trading volume, indicating reasonable liquidity.
Bid-Ask Spread
The bid-ask spread is generally competitive, which keeps trading costs contained.
Market Dynamics
Market Environment Factors
Economic indicators like interest rates and inflation, sector-specific factors affecting financial institutions, and overall market risk sentiment influence FPE's performance.
Growth Trajectory
Growth trends depend on prevailing interest rate environment. Changes in holdings may be observed over time to optimize yield and manage risk.
Moat and Competitive Advantages
Competitive Edge
FPE benefits from First Trust's expertise in fixed income and preferred securities. The ETF's active management approach allows for strategic adjustments to the portfolio in response to market conditions. The fund seeks to provide enhanced income opportunities in the preferred securities space. The fund also benefits from its ability to hold a diverse set of preferred securities. The ETF has a reputation for strong income generation within its peer group.
Risk Analysis
Volatility
FPE's volatility is influenced by the volatility of the underlying preferred securities market and interest rate sensitivity.
Market Risk
Risks include interest rate risk, credit risk of the issuers of preferred securities, and market risk affecting the overall performance of the preferred securities market.
Investor Profile
Ideal Investor Profile
The ideal investor is one seeking current income and is comfortable with the risks associated with preferred securities.
Market Risk
FPE is suitable for long-term investors seeking income and diversification within a fixed-income portfolio.
Summary
The First Trust Preferred Securities and Income ETF seeks current income through preferred securities. It's managed by First Trust, a reputable issuer. FPE competes with larger funds, has reasonable trading volume, and faces interest rate and credit risks. It's suited for income-seeking long-term investors comfortable with the nuances of preferred securities. The fund's success is dependent on the prevailing market conditions and the fund manager's ability to navigate the space.
Peer Comparison
Sources and Disclaimers
Data Sources:
- First Trust Website
- ETF.com
- Morningstar
Disclaimers:
The data and analysis provided are for informational purposes only and should not be considered financial advice. Investment decisions should be based on your own research and risk tolerance.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About First Trust Preferred Securities and Income ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
Under normal market conditions, the fund invests at least 80% of its net assets (including investment borrowings) in preferred securities (Preferred Securities) and income-producing debt securities (Income Securities). The fund invests in securities that are traded over-the-counter or listed on an exchange.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.