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Upturn AI SWOT - About
First Trust Utilities AlphaDEX® Fund (FXU)
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Upturn Advisory Summary
07/01/2025: FXU (2-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type ETF | Historic Profit 10.97% | Avg. Invested days 48 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  3.0 |
| Profits based on simulation | Last Close 07/01/2025 |
Key Highlights
Volume (30-day avg) - | Beta 0.83 | 52 Weeks Range 31.98 - 43.23 | Updated Date 06/29/2025 |
52 Weeks Range 31.98 - 43.23 | Updated Date 06/29/2025 |
Upturn AI SWOT
First Trust Utilities AlphaDEX® Fund
ETF Overview
Overview
The First Trust Utilities AlphaDEXu00ae Fund (FXU) is an ETF that seeks investment results that correspond generally to the price and yield of the StrataQuantu00ae Utilities Index. It employs an enhanced indexing strategy, selecting utilities stocks based on growth factors.
Reputation and Reliability
First Trust is a well-established ETF issuer with a strong reputation in the market.
Management Expertise
First Trust Advisors L.P. has extensive experience in managing ETFs, particularly in the factor-based investing space.
Investment Objective
Goal
To seek investment results that correspond generally to the price and yield of the StrataQuantu00ae Utilities Index.
Investment Approach and Strategy
Strategy: The fund uses the AlphaDEXu00ae methodology to select and weight utilities stocks, aiming to outperform traditional market-cap weighted indexes.
Composition The ETF primarily holds stocks of U.S. utilities companies.
Market Position
Market Share: Data unavailable to calculate Market Share at this time.
Total Net Assets (AUM): 115560000
Competitors
Key Competitors
- XLU
- VPU
- IDU
Competitive Landscape
The utilities ETF industry is dominated by larger, more established funds like XLU and VPU. FXU differentiates itself through its AlphaDEXu00ae methodology, potentially offering higher returns but also higher risk. Its smaller AUM may lead to lower liquidity compared to its competitors.
Financial Performance
Historical Performance: Historical performance data can be retrieved from financial data providers.
Benchmark Comparison: Benchmark comparison would be against the StrataQuantu00ae Utilities Index.
Expense Ratio: 0.62
Liquidity
Average Trading Volume
FXU's average trading volume is approximately 31,315 shares, indicating moderate liquidity.
Bid-Ask Spread
FXU's bid-ask spread is generally around 0.07%, reflecting reasonable trading costs.
Market Dynamics
Market Environment Factors
Economic indicators such as interest rates, inflation, and economic growth significantly impact utilities. Regulatory changes and technological advancements in the energy sector also play a crucial role.
Growth Trajectory
The growth trajectory of FXU depends on the performance of its AlphaDEXu00ae methodology and the overall health of the utilities sector. Changes to its holdings are driven by the AlphaDEXu00ae rebalancing process.
Moat and Competitive Advantages
Competitive Edge
FXU's competitive edge lies in its AlphaDEXu00ae methodology, which aims to identify and overweight utilities stocks with superior growth characteristics. This strategy distinguishes it from market-cap weighted ETFs. The approach has the potential to deliver higher returns but also carries additional risk from stock selection.
Risk Analysis
Volatility
The historical volatility of FXU can be assessed using its standard deviation of returns over different time periods.
Market Risk
Market risk stems from fluctuations in the utilities sector, influenced by interest rate changes, regulatory actions, and overall economic conditions.
Investor Profile
Ideal Investor Profile
FXU is suitable for investors seeking exposure to the utilities sector with a focus on growth and potential outperformance. It might appeal to those who are comfortable with a factor-based investment strategy.
Market Risk
FXU is more appropriate for long-term investors who understand and accept the risks associated with factor-based investing and potential volatility.
Summary
The First Trust Utilities AlphaDEXu00ae Fund (FXU) offers exposure to the utilities sector through an enhanced indexing strategy that selects stocks based on growth factors. Its AlphaDEXu00ae methodology distinguishes it from competitors, potentially leading to higher returns but also higher volatility. It is suitable for long-term investors with a moderate risk tolerance who seek growth within the utilities sector. Investors should consider the ETF's expense ratio and trading volume when making investment decisions.
Peer Comparison
Sources and Disclaimers
Data Sources:
- First Trust Website
- ETF.com
- Morningstar
- Bloomberg
Disclaimers:
The information provided is for informational purposes only and should not be considered investment advice. Past performance is not indicative of future results. Investors should consult with a qualified financial advisor before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About First Trust Utilities AlphaDEX® Fund
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund will normally invest at least 90% of its net assets (including investment borrowings) in the securities that comprise the index. The index is a modified equal-dollar weighted index to objectively identify and select stocks from the Russell 1000® Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX® selection methodology.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.