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First Trust Small Cap Growth AlphaDEX® Fund (FYC)
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Upturn Advisory Summary
11/07/2025: FYC (2-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type ETF | Historic Profit 53.88% | Avg. Invested days 105 | Today’s Advisory WEAK BUY |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  5.0 |
| Profits based on simulation | Last Close 11/07/2025 |
Key Highlights
Volume (30-day avg) - | Beta 1.19 | 52 Weeks Range 59.29 - 84.86 | Updated Date 06/29/2025 |
52 Weeks Range 59.29 - 84.86 | Updated Date 06/29/2025 |
Upturn AI SWOT
First Trust Small Cap Growth AlphaDEX® Fund
ETF Overview
Overview
The First Trust Small Cap Growth AlphaDEXu00ae Fund (FTXG) seeks investment results that correspond generally to the price and yield (before the Fundu2019s fees and expenses) of an equity index called the NASDAQ AlphaDEXu00ae Small Cap Growth Index. The fund employs a quantitative, rules-based methodology to select and weight small-cap growth stocks from the NASDAQ US 700 Small Cap Index.
Reputation and Reliability
First Trust is a well-established ETF provider with a history of offering innovative and factor-based investment solutions. They are generally considered a reliable issuer.
Management Expertise
First Trust has a team of experienced professionals managing their ETFs, utilizing both fundamental and quantitative research.
Investment Objective
Goal
To track the NASDAQ AlphaDEXu00ae Small Cap Growth Index, providing exposure to a selection of small-cap growth stocks.
Investment Approach and Strategy
Strategy: Tracks the NASDAQ AlphaDEXu00ae Small Cap Growth Index, which uses fundamental growth factors to select and weight stocks.
Composition Primarily holds small-cap growth stocks selected based on growth factors like sales growth, price appreciation, and momentum.
Market Position
Market Share: FTXG holds a moderate market share within the small-cap growth ETF segment.
Total Net Assets (AUM): 1427000000
Competitors
Key Competitors
- Vanguard Small-Cap Growth ETF (VBK)
- iShares Russell 2000 Growth ETF (IWO)
- SPDR S&P 600 Small Cap Growth ETF (SLYG)
Competitive Landscape
The small-cap growth ETF market is competitive, with several established players. FTXG's AlphaDEXu00ae methodology offers a differentiated approach compared to market-cap weighted ETFs like VBK and IWO. A disadvantage is higher expense ratio than its major competitors.
Financial Performance
Historical Performance: Past performance is not indicative of future results, and is relative to the underlying index as well as other ETF's in this segment.
Benchmark Comparison: The ETF aims to track its benchmark index, but performance may vary due to expenses and tracking error.
Expense Ratio: 0.62
Liquidity
Average Trading Volume
The average trading volume is moderate, suggesting reasonable liquidity for most investors.
Bid-Ask Spread
The bid-ask spread is generally tight, indicating efficient trading.
Market Dynamics
Market Environment Factors
Economic growth, interest rates, and investor sentiment toward small-cap stocks impact FTXG's performance.
Growth Trajectory
FTXG's growth depends on the performance of the small-cap growth segment and the effectiveness of its AlphaDEXu00ae methodology.
Moat and Competitive Advantages
Competitive Edge
FTXG's competitive advantage lies in its proprietary AlphaDEXu00ae methodology, which aims to identify and select small-cap growth companies with strong fundamental factors. This approach differentiates it from market-cap weighted ETFs. The fund's quantitative approach can offer potentially better selection than competitors. However, the strategy may underperform in certain market environments.
Risk Analysis
Volatility
Small-cap stocks are generally more volatile than large-cap stocks, and FTXG is subject to this volatility.
Market Risk
FTXG is subject to market risk, including the risk of declines in the overall stock market and the small-cap sector.
Investor Profile
Ideal Investor Profile
Investors seeking exposure to small-cap growth stocks with a potentially enhanced selection process may find FTXG suitable.
Market Risk
FTXG may be suitable for long-term investors with a higher risk tolerance seeking growth potential within the small-cap market.
Summary
First Trust Small Cap Growth AlphaDEXu00ae Fund (FTXG) is designed to track the NASDAQ AlphaDEXu00ae Small Cap Growth Index, offering exposure to small-cap growth stocks selected based on fundamental factors. It differentiates itself from traditional market-cap weighted ETFs through its proprietary AlphaDEXu00ae methodology. Its higher expense ratio and market risks associated with small-cap investments should be considered. This ETF is suitable for long-term investors seeking potential growth and diversification within the small-cap segment, and willing to accept higher volatility.
Similar ETFs
Sources and Disclaimers
Data Sources:
- First Trust Website
- ETF.com
- Morningstar
- Company Filings
Disclaimers:
The information provided is for informational purposes only and should not be considered investment advice. Market data is subject to change. Past performance is not indicative of future results. Investors should conduct their own research and consult with a financial advisor before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About First Trust Small Cap Growth AlphaDEX® Fund
Exchange NASDAQ | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund will normally invest at least 90% of its net assets (including investment borrowings) in the securities that comprise the index. The index is designed to select growth stocks from the NASDAQ US 700 Small Cap Index TM (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.