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Upturn AI SWOT - About
iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI)
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Upturn Advisory Summary
10/10/2025: IAI (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type ETF | Historic Profit 51.14% | Avg. Invested days 68 | Today’s Advisory WEAK BUY |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  5.0 |
| Profits based on simulation | Last Close 10/10/2025 |
Key Highlights
Volume (30-day avg) - | Beta 1.2 | 52 Weeks Range 112.88 - 167.47 | Updated Date 06/29/2025 |
52 Weeks Range 112.88 - 167.47 | Updated Date 06/29/2025 |
Upturn AI SWOT
iShares U.S. Broker-Dealers & Securities Exchanges ETF
ETF Overview
Overview
The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) seeks to track the investment results of an index composed of U.S. equities in the broker-dealer and securities exchange sectors. It offers exposure to companies that facilitate trading and investment activities in the financial market.
Reputation and Reliability
BlackRock is the world's largest asset manager with a strong reputation and extensive experience in managing ETFs.
Management Expertise
BlackRock has a large team of experienced portfolio managers and analysts overseeing its ETF offerings, including IAI.
Investment Objective
Goal
To track the investment results of an index composed of U.S. equities in the broker-dealer and securities exchange sectors.
Investment Approach and Strategy
Strategy: IAI aims to track the investment results of the ICE US Broker-Dealers & Securities Exchanges Index.
Composition IAI primarily holds stocks of companies involved in brokerage, asset management, and securities exchange operations.
Market Position
Market Share: IAI has a relatively small market share within the broader financial sector ETF landscape.
Total Net Assets (AUM): 23430000
Competitors
Key Competitors
- Invesco KBW Capital Markets ETF (KBWC)
- SPDR S&P Capital Markets ETF (KCE)
Competitive Landscape
The competitive landscape is dominated by broader capital market ETFs with higher AUM. IAI focuses on a narrower segment, offering a more concentrated exposure. The advantages are niche exposure, while disadvantages are lower liquidity and higher concentration risk compared to competitors.
Financial Performance
Historical Performance: IAI's performance is closely tied to the performance of the broker-dealer and securities exchange sectors. Data should be pulled from financial data providers.
Benchmark Comparison: IAI's performance should be compared to the ICE US Broker-Dealers & Securities Exchanges Index to assess its tracking effectiveness. Data should be pulled from financial data providers.
Expense Ratio: 0.39
Liquidity
Average Trading Volume
IAI's average trading volume is relatively low, potentially leading to wider bid-ask spreads.
Bid-Ask Spread
The bid-ask spread for IAI can be wider than more liquid ETFs, impacting trading costs.
Market Dynamics
Market Environment Factors
Economic indicators, regulatory changes, interest rate movements, and overall market sentiment significantly impact the performance of IAI, as the broker-dealer sector is sensitive to these factors.
Growth Trajectory
IAI's growth trajectory is dependent on the growth and profitability of the broker-dealer and securities exchange industries, with potential changes influenced by technological advancements and market structure evolution.
Moat and Competitive Advantages
Competitive Edge
IAI provides targeted exposure to the U.S. broker-dealer and securities exchange sector, differentiating it from broader financial sector ETFs. BlackRock's brand and reputation may attract investors. However, the niche focus and lower AUM could limit its competitive advantages. The lack of a significantly unique or superior investment strategy limits its competitive edge. IAI primarily leverages BlackRock's brand recognition.
Risk Analysis
Volatility
IAI's volatility is expected to align with the volatility of the underlying broker-dealer and securities exchange sector, which can be higher than the broader market.
Market Risk
IAI is exposed to market risk specific to the financial sector, including regulatory changes, economic downturns, and shifts in investor sentiment towards brokerage and trading activities.
Investor Profile
Ideal Investor Profile
IAI is suitable for investors seeking targeted exposure to the U.S. broker-dealer and securities exchange sector.
Market Risk
IAI may be more suitable for investors with a higher risk tolerance and a specific interest in the financial sector, rather than passive index followers seeking broad market exposure.
Summary
The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) offers targeted exposure to a specific segment of the financial sector. Its performance is closely tied to the health and performance of broker-dealers and securities exchanges. While it benefits from BlackRock's reputation, its niche focus and smaller AUM compared to competitors may limit its appeal. IAI's liquidity is also lower which could affect trading costs, making it appropriate for investors with a specific outlook on this sector and a higher risk tolerance. Investors should carefully consider the ETF's volatility and sector-specific risks before investing.
Peer Comparison
Sources and Disclaimers
Data Sources:
- iShares website
- ETF.com
- Morningstar
Disclaimers:
The information provided is for informational purposes only and does not constitute investment advice. Past performance is not indicative of future results. Investment involves risk, including the possible loss of principal.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About iShares U.S. Broker-Dealers & Securities Exchanges ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The index measures the performance of the investment services sector of the U.S. equity market, as defined by SPDJI. The fund generally will invest at least 80% of its assets in the component securities of its underlying index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents. It is non-diversified.
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