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Upturn AI SWOT - About
iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI)
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Upturn Advisory Summary
08/04/2025: IAI (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type ETF | Historic Profit 53.74% | Avg. Invested days 60 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  5.0 |
| Profits based on simulation | Last Close 08/04/2025 |
Key Highlights
Volume (30-day avg) - | Beta 1.2 | 52 Weeks Range 112.88 - 167.47 | Updated Date 06/29/2025 |
52 Weeks Range 112.88 - 167.47 | Updated Date 06/29/2025 |
Upturn AI SWOT
iShares U.S. Broker-Dealers & Securities Exchanges ETF
ETF Overview
Overview
The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) seeks to track the investment results of an index composed of U.S. equities in the broker-dealer and securities exchange sectors. It provides exposure to companies involved in investment banking, brokerage, and securities exchange activities.
Reputation and Reliability
iShares, a brand of BlackRock, is one of the largest and most reputable ETF providers globally, known for its diverse range of ETFs and strong track record.
Management Expertise
BlackRock has extensive experience and expertise in managing ETFs, with a large team of portfolio managers and analysts dedicated to ETF management.
Investment Objective
Goal
To track the investment results of an index composed of U.S. equities in the broker-dealer and securities exchange sectors.
Investment Approach and Strategy
Strategy: The ETF employs a passive management strategy, attempting to replicate the performance of the ICE FactSet U.S. Broker-Dealers & Securities Exchanges Index.
Composition The ETF holds stocks of companies involved in investment banking, brokerage services, securities exchanges, and related activities.
Market Position
Market Share: IAI's market share within the broker-dealer and securities exchanges ETF space is moderate, facing competition from other sector-specific ETFs.
Total Net Assets (AUM): 243558792.65
Competitors
Key Competitors
- Invesco KBW Capital Markets ETF (KBWC)
Competitive Landscape
IAI and KBWC are the primary competitors. IAI provides concentrated exposure, while others might offer slightly broader investment mandates. IAI's strength lies in iShares' brand recognition, but competition remains significant with lower-cost alternatives.
Financial Performance
Historical Performance: Historical performance data is variable, reflecting the cyclical nature of the financial services industry. Past performance is not indicative of future results.
Benchmark Comparison: IAI's performance should closely track the ICE FactSet U.S. Broker-Dealers & Securities Exchanges Index, with slight deviations due to expenses and tracking error.
Expense Ratio: 0.39
Liquidity
Average Trading Volume
IAI's average trading volume is moderate, which can affect the ease of buying and selling shares, and potential impact on bid-ask spreads.
Bid-Ask Spread
The bid-ask spread for IAI is typically relatively small, but it can widen during periods of market volatility or low trading volume.
Market Dynamics
Market Environment Factors
Economic growth, interest rate changes, regulatory policies, and overall market sentiment all significantly impact the performance of IAI.
Growth Trajectory
IAI's growth is tied to the health of the financial services sector and overall market activity, with potential for increased AUM during bull markets.
Moat and Competitive Advantages
Competitive Edge
IAI benefits from the iShares brand recognition and BlackRock's distribution network. Its narrow focus on broker-dealers and securities exchanges provides targeted exposure. However, it lacks unique strategies and management in comparison to actively managed funds.
Risk Analysis
Volatility
IAI experiences moderate to high volatility due to its concentration in the financial services sector, which is sensitive to market fluctuations and economic conditions.
Market Risk
IAI is subject to market risk, interest rate risk, and regulatory risk, particularly impacting the financial services industry.
Investor Profile
Ideal Investor Profile
IAI is suitable for investors seeking targeted exposure to the U.S. broker-dealer and securities exchange sector, who understand the inherent volatility and cyclical nature of the industry.
Market Risk
IAI is best for investors with a higher risk tolerance seeking sector-specific exposure as a component of a broader portfolio. It's more suited to buy-and-hold investors with a medium-term investment horizon.
Summary
The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) offers focused exposure to U.S. companies in the financial services sector involved in investment banking, brokerage, and securities exchange activities. Its performance is closely tied to market conditions and regulatory environments impacting the financial industry. While it offers targeted exposure, its concentration and reliance on a single sector make it a riskier investment. Investors should carefully consider their risk tolerance and investment goals before investing in IAI.
Peer Comparison
Sources and Disclaimers
Data Sources:
- iShares.com
- BlackRock.com
- ETF.com
- Morningstar.com
Disclaimers:
The data provided is for informational purposes only and should not be considered financial advice. Investment decisions should be based on individual circumstances and consultation with a qualified financial advisor. Past performance is not indicative of future results. Market data is delayed. This analysis is AI-assisted and subject to limitations.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About iShares U.S. Broker-Dealers & Securities Exchanges ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The index measures the performance of the investment services sector of the U.S. equity market, as defined by SPDJI. The fund generally will invest at least 80% of its assets in the component securities of its underlying index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents. It is non-diversified.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.