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Upturn AI SWOT - About
First Trust Multi-Manager Small Cap Opportunities ETF (MMSC)
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Upturn Advisory Summary
08/14/2025: MMSC (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type ETF | Historic Profit 28.17% | Avg. Invested days 70 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  4.0 |
| Profits based on simulation | Last Close 08/14/2025 |
Key Highlights
Volume (30-day avg) - | Beta 1.11 | 52 Weeks Range 15.78 - 22.80 | Updated Date 06/29/2025 |
52 Weeks Range 15.78 - 22.80 | Updated Date 06/29/2025 |
Upturn AI SWOT
First Trust Multi-Manager Small Cap Opportunities ETF
ETF Overview
Overview
The First Trust Multi-Manager Small Cap Opportunities ETF (FTSM) is an actively managed ETF that seeks capital appreciation by investing in a diversified portfolio of small-cap U.S. companies. It utilizes a multi-manager approach, employing several sub-advisors with distinct investment styles to enhance returns.
Reputation and Reliability
First Trust is a well-established and reputable ETF provider with a long track record in the market.
Management Expertise
First Trust has extensive experience in managing ETFs and employs experienced sub-advisors for FTSM.
Investment Objective
Goal
To seek capital appreciation by investing in a diversified portfolio of small-cap U.S. companies.
Investment Approach and Strategy
Strategy: The ETF is actively managed and does not track a specific index. It uses a multi-manager approach to select small-cap stocks.
Composition The ETF holds a diversified portfolio of small-cap U.S. equities across various sectors.
Market Position
Market Share: FTSM has a relatively small market share within the overall small-cap ETF universe.
Total Net Assets (AUM): 154359072
Competitors
Key Competitors
- iShares Russell 2000 ETF (IWM)
- Vanguard Small-Cap ETF (VB)
- Schwab U.S. Small-Cap ETF (SCHA)
Competitive Landscape
The small-cap ETF market is highly competitive, dominated by passively managed, broad-based index funds. FTSM's active management and multi-manager approach differentiate it, potentially offering higher returns but also carrying higher fees and the risk of underperformance relative to its benchmarks. Competitors are mainly passive ETFs with very low expense ratios.
Financial Performance
Historical Performance: Historical performance data would need to be retrieved from financial data providers.
Benchmark Comparison: Benchmark comparison would need to be performed against relevant small-cap indices like the Russell 2000.
Expense Ratio: 1.1
Liquidity
Average Trading Volume
The ETF's average trading volume suggests moderate liquidity.
Bid-Ask Spread
The bid-ask spread typically indicates a cost of trading in the ETF.
Market Dynamics
Market Environment Factors
Economic growth, interest rates, and investor sentiment toward small-cap stocks influence FTSM's performance.
Growth Trajectory
The ETF's growth depends on the performance of its underlying holdings and the ability of the sub-advisors to generate alpha.
Moat and Competitive Advantages
Competitive Edge
FTSM's competitive edge lies in its active management and multi-manager approach, aiming to provide superior returns compared to passive small-cap ETFs. The fund diversifies its investment selection process across multiple experienced sub-advisors with unique styles. This methodology can potentially reduce the risk associated with relying on a single manager's strategy. However, this approach also leads to higher expense ratios compared to passive ETFs, which could be a disadvantage during periods of market underperformance.
Risk Analysis
Volatility
FTSM's volatility is typical of small-cap stocks, which are generally more volatile than large-cap stocks.
Market Risk
FTSM is subject to market risk, as its performance is tied to the overall performance of the small-cap market.
Investor Profile
Ideal Investor Profile
FTSM is suited for investors seeking exposure to small-cap stocks with the potential for higher returns through active management.
Market Risk
FTSM may be suitable for long-term investors willing to accept higher risk in exchange for potentially higher returns.
Summary
The First Trust Multi-Manager Small Cap Opportunities ETF is an actively managed fund focused on small-cap U.S. equities, employing a multi-manager approach to enhance returns. While this strategy offers potential benefits, it also comes with higher fees compared to passive alternatives. The ETF's performance is tied to the small-cap market and the effectiveness of its sub-advisors. It is best suited for investors with a higher risk tolerance seeking long-term capital appreciation.
Peer Comparison
Sources and Disclaimers
Data Sources:
- First Trust Website
- ETF.com
- Morningstar
Disclaimers:
The data provided is for informational purposes only and should not be considered investment advice. Market data is subject to change.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About First Trust Multi-Manager Small Cap Opportunities ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
Under normal market conditions, the fund invests at least 80% of its net assets in equity securities issued by small capitalization companies. The fund's adviser considers small capitalization companies to be those companies with market capitalizations, at the time of investment, within the market capitalization range of the companies comprising the Russell 2000® Growth Index. SIMG recommends securities to First Trust with respect to its allocated portion of the fund"s assets pursuant to its foundational belief that earnings growth drives stock performance. The fund is non-diversified.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.