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Upturn AI SWOT - About
NEOS ETF Trust (NUSI)
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Upturn Advisory Summary
09/12/2025: NUSI (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type ETF | Historic Profit 176.17% | Avg. Invested days 96 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  5.0 | ETF Returns Performance  5.0 |
| Profits based on simulation | Last Close 09/12/2025 |
Key Highlights
Volume (30-day avg) - | Beta 0.7 | 52 Weeks Range 21.11 - 53.80 | Updated Date 06/30/2025 |
52 Weeks Range 21.11 - 53.80 | Updated Date 06/30/2025 |
Upturn AI SWOT
NEOS ETF Trust
ETF Overview
Overview
NEOS ETF Trust offers various actively managed ETFs focused on income generation and capital appreciation using options strategies. Their funds often employ covered call strategies to enhance yield.
Reputation and Reliability
NEOS is a relatively new ETF issuer; reputation is building based on fund performance and strategy implementation. Reliability depends on consistent strategy execution.
Management Expertise
Management consists of experienced professionals in options trading and ETF management.
Investment Objective
Goal
To generate income and provide potential capital appreciation.
Investment Approach and Strategy
Strategy: Actively managed ETFs that utilize covered call options strategies and other derivatives.
Composition Primarily holds equity securities combined with options contracts.
Market Position
Market Share: Data unavailable. NEOS is a smaller issuer, and specific fund market share varies.
Total Net Assets (AUM): Varies significantly between individual funds within the NEOS ETF Trust family. AUM ranges from tens of millions to several hundred million for various funds.
Competitors
Key Competitors
- JEPI
- QYLD
- XYLD
- DIVO
Competitive Landscape
The ETF industry is highly competitive. NEOS competes with established players offering similar income-generating strategies. NEOS's advantage may lie in its specific options strategies or expense ratios. Disadvantages could include limited track record compared to larger competitors.
Financial Performance
Historical Performance: Data varies widely by individual fund within the NEOS ETF Trust. Performance history is typically short given the newer funds.
Benchmark Comparison: Benchmark comparison varies based on the fund's specific strategy. Common benchmarks include the S&P 500 or relevant covered call strategy indices.
Expense Ratio: Expense ratios vary between funds, typically ranging from 0.35% to 0.68%.
Liquidity
Average Trading Volume
Average trading volume varies by fund; larger funds have higher trading volumes, ensuring relatively easy entry and exit.
Bid-Ask Spread
Bid-ask spreads also vary by fund; more liquid funds have tighter spreads, reducing transaction costs.
Market Dynamics
Market Environment Factors
Interest rate movements, equity market volatility, and investor demand for income-generating products impact NEOS ETF Trust.
Growth Trajectory
Growth depends on the success of its active strategies, attracting investor capital, and expanding its product offerings.
Moat and Competitive Advantages
Competitive Edge
NEOS ETF Trust aims to provide differentiated income solutions. Active management allows them to adapt options strategies based on market conditions. Their strategies seek to deliver high current income while also participating in potential capital appreciation. This active approach distinguishes them from passive covered call ETFs. A potential moat would be superior active management relative to the index and competitors.
Risk Analysis
Volatility
Volatility depends on the underlying assets and options strategies used. Covered call strategies generally reduce volatility compared to owning the underlying assets directly.
Market Risk
Market risk is present due to exposure to equity securities and potential changes in options pricing related to volatility.
Investor Profile
Ideal Investor Profile
Investors seeking current income and potential capital appreciation with a moderate risk tolerance.
Market Risk
Suitable for investors seeking income-generating solutions and are comfortable with actively managed strategies and options trading.
Summary
NEOS ETF Trust offers actively managed ETFs employing options strategies to generate income and capital appreciation. Their funds, which use covered call strategies, cater to income-seeking investors. Performance varies among funds, and potential success depends on effective active management. Risks include equity market exposure and the complexities of options trading. Investors should carefully assess the fund's strategy and risk profile before investing.
Peer Comparison
Sources and Disclaimers
Data Sources:
- ETF provider websites
- Financial news sources
- Investment analysis platforms
Disclaimers:
Data is based on available information and is subject to change. Investment involves risk, including the potential loss of principal. Consult with a financial advisor before making investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About NEOS ETF Trust
Exchange NASDAQ | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund is an actively-managed exchange-traded fund (ETF) that seeks to achieve its investment objective principally by investing in a portfolio of the stocks included in the Nasdaq-100® Index and a put spread options collar on the Nasdaq-100. Under normal circumstances, at least 80% of the fund"s net assets, plus borrowings for investment purposes, will be invested in securities, or derivative instruments linked to securities, of companies that are included in the fund"s reference index. It is non-diversified.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.