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Upturn AI SWOT - About
PIMCO Preferred And Capital Securities Active Exchange-Traded Fund (PRFD)
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Upturn Advisory Summary
06/10/2025: PRFD (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type ETF | Historic Profit 10.9% | Avg. Invested days 61 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  3.0 |
| Profits based on simulation | Last Close 06/10/2025 |
Key Highlights
Volume (30-day avg) 6786 | Beta - | 52 Weeks Range 46.60 - 52.49 | Updated Date 06/10/2025 |
52 Weeks Range 46.60 - 52.49 | Updated Date 06/10/2025 |
Upturn AI SWOT
PIMCO Preferred And Capital Securities Active Exchange-Traded Fund
ETF Overview
Overview
The PIMCO Preferred And Capital Securities Active Exchange-Traded Fund (PFFA) is an actively managed ETF that seeks to generate current income by investing primarily in preferred securities and capital securities.
Reputation and Reliability
PIMCO is a well-established and reputable global investment management firm known for its expertise in fixed income investing.
Management Expertise
PIMCO has a team of experienced portfolio managers and analysts specializing in preferred and capital securities.
Investment Objective
Goal
To seek high current income consistent with prudent risk management.
Investment Approach and Strategy
Strategy: Actively managed, invests primarily in preferred securities and capital securities globally.
Composition Primarily preferred stock and other income producing capital securities like contingent capital securities and trust preferred securities.
Market Position
Market Share: PFFA has a moderate market share within the preferred securities ETF category.
Total Net Assets (AUM): 841100000
Competitors
Key Competitors
- PGX
- SPFF
- PFFD
- PSK
- FPE
Competitive Landscape
The preferred securities ETF market is moderately competitive with several key players holding significant market share. PFFA benefits from PIMCO's active management expertise, but faces competition from lower cost, passively managed funds. Competitors have the advantage of lower expense ratios, but PFFA aims to outperform through security selection and portfolio management.
Financial Performance
Historical Performance: Historical performance data is readily available. Past performance does not guarantee future results.
Benchmark Comparison: Performance can be compared to indices like the ICE BofA Hybrid Preferred Securities Index.
Expense Ratio: 0.72
Liquidity
Average Trading Volume
PFFA exhibits moderate liquidity, suitable for most investors.
Bid-Ask Spread
The bid-ask spread of PFFA is typically moderate, reflecting reasonable trading costs.
Market Dynamics
Market Environment Factors
Interest rate changes, credit spreads, and regulatory developments can all influence PFFA's performance.
Growth Trajectory
The growth trajectory is influenced by interest rate dynamics and demand for income-generating assets. Changes in investment strategy and holdings are actively managed by PIMCO.
Moat and Competitive Advantages
Competitive Edge
PFFA leverages PIMCO's active management expertise in fixed income markets to identify and invest in undervalued preferred securities. Their security selection process focuses on credit analysis and relative value assessment. PIMCO's global reach and research capabilities provide an advantage in sourcing opportunities and managing risk. This active approach differentiates it from passively managed preferred ETFs, potentially leading to higher risk-adjusted returns over time.
Risk Analysis
Volatility
PFFA's volatility is influenced by interest rate sensitivity and credit risk associated with preferred securities.
Market Risk
Market risk includes potential declines in the value of preferred securities due to interest rate hikes or credit deterioration.
Investor Profile
Ideal Investor Profile
The ideal investor for PFFA is someone seeking current income and willing to accept moderate risk associated with preferred and capital securities.
Market Risk
PFFA may be suitable for long-term investors seeking income, but its active management may not appeal to passive index followers.
Summary
PFFA is an actively managed ETF seeking high current income by investing in preferred and capital securities. PIMCO's expertise provides a competitive advantage through active management. However, it comes with a higher expense ratio compared to passive alternatives. Investors should consider their risk tolerance and investment goals before investing. The market environment and interest rates significantly influence PFFA's performance.
Similar Companies
FPE
First Trust Preferred Securities and Income ETF
FPE
First Trust Preferred Securities and Income ETF
PFFD
Global X U.S. Preferred ETF
PFFD
Global X U.S. Preferred ETF
PGX
Invesco Preferred ETF
PGX
Invesco Preferred ETF
PSK
SPDR® ICE Preferred Securities ETF
PSK
SPDR® ICE Preferred Securities ETF
SPFF
Global X SuperIncome Preferred ETF
SPFF
Global X SuperIncome Preferred ETF
Sources and Disclaimers
Data Sources:
- PIMCO
- ETF.com
- Morningstar
- Bloomberg
Disclaimers:
This analysis is for informational purposes only and does not constitute investment advice. Investment decisions should be made based on individual circumstances and after consulting with a financial advisor. Market share data is approximate and may vary slightly depending on the source and calculation method.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About PIMCO Preferred And Capital Securities Active Exchange-Traded Fund
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund seeks to achieve its investment objective by investing, under normal circumstances, at least 80% of its assets in a diversified portfolio of preferred securities and capital securities. capital securities" include securities issued by U.S. and non-U.S. financial institutions (including, but not limited to, banks and insurance companies) that can be used to satisfy their regulatory capital requirements.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.