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- Upturn Summary
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Upturn AI Summary
ETF Series Solutions - AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF(SMIG)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for SMIG
11/06/2026: SMIG (2-star) has a low Upturn Star Rating. Not recommended to BUY.
SMIG is an actively managed ETF that targets capital appreciation and income through a portfolio of small- and mid-cap companies known for sustainable dividend growth. By utilizing Bahl & Gaynor’s bottom-up stock selection, the fund aims to identify high-quality companies that passive indices might overlook. While offering a unique, actively managed approach to SMID-cap income, investors should be mindful of its higher expense ratio and lower liquidity compared to massive passive counterparts. It is best suited for long-term, dividend-focused investors seeking exposure to smaller companies, though it carries higher volatility and market risks inherent to the asset class.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
ETF holdings, costs, diversification, valuation, risks, and market conditions provide supporting context about the fund.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Mixed fit | While it seeks growth, its primary focus on dividend income may result in lower alpha than pure-play growth funds. |
| Momentum investor | Weak fit | This fund is focused on fundamental dividend quality rather than price-based momentum signals. |
| Value investor | Strong fit | Dividend-growth strategies often align well with value-oriented stock selection principles. |
| Dividend/Income investor | Strong fit | The fund is specifically designed for investors seeking income from small- and mid-cap companies. |
| Low-risk investor | Mixed fit | Small- and mid-cap stocks carry inherent volatility that may exceed the risk tolerance of conservative investors. |
Investor Profile
Ideal Investor Profile
An investor seeking income and capital growth, who is comfortable with active management risks and understands the volatility of smaller companies.
Suitability
Best for long-term investors looking for a dividend-growth component in the small/mid-cap portion of their portfolio.
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Volatility | Medium / high | Small- and mid-cap stocks are generally more volatile than large-cap stocks. |
| Market risk | High | The fund is fully exposed to equity market fluctuations and economic cycles. |
| Concentration | Medium | The focus on dividend-growth companies may lead to sector biases. |
| Tracking/expense | Medium | Higher active management fees compared to passive funds can impact net returns. |
| Liquidity | Medium | Lower trading volumes may result in higher execution costs for large orders. |
| Business/sector quality | Medium | The portfolio quality depends heavily on the manager's ability to select sustainable dividend payers. |
Risk Analysis
Volatility
Exhibits moderate-to-high volatility consistent with small/mid-cap equity assets.
Market Risk
Subject to systematic equity risk and specific sensitivity to small-cap economic cycles.
What the ETF Owns
| Exposure Type | Exposure | Weight (%) | Retail Investor Read |
|---|---|---|---|
| Market capitalization | Small-Cap Equities | 60 | Provides growth potential typical of smaller companies. |
| Market capitalization | Mid-Cap Equities | 35 | Offers a balance between the growth of small caps and the stability of large caps. |
| Cash/collateral | Cash and Cash Equivalents | 5 | Provides liquidity for rebalancing and operational needs. |
Analysis of Past Performance
Type ETF | Historic Profit 23.08% | Avg. Invested days 70 | Today’s Advisory WEAK BUY |
Upturn Advisory Rating  | Upturn Advisory Performance  4.0 | ETF Returns Performance  4.0 |
| Profits based on simulation | Last Close 11/06/2026 |
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