Home 
Today's Top Picks 
Top Performers 
Watchlist 
My Robo Portfolios 
ETF Zone 
Help & Tutorial 
Cancel anytime
- Chart
- Upturn Summary
- Highlights
Upturn AI SWOT - About
Principal U.S. Mega-Cap ETF (USMC)
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- Pass (Skip investing)
Stock price based on last close (see disclosures)
- ALL
- YEAR
- MONTH
- WEEK
Upturn Advisory Summary
08/29/2025: USMC (2-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type ETF | Historic Profit 44.02% | Avg. Invested days 62 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  5.0 |
| Profits based on simulation | Last Close 08/29/2025 |
Key Highlights
Volume (30-day avg) - | Beta 0.97 | 52 Weeks Range 49.01 - 62.98 | Updated Date 06/29/2025 |
52 Weeks Range 49.01 - 62.98 | Updated Date 06/29/2025 |
Upturn AI SWOT
Principal U.S. Mega-Cap ETF
ETF Overview
Overview
The Principal U.S. Mega-Cap ETF (USMC) seeks to provide investment results that closely correspond, before expenses, to the performance of the Nasdaq US Mega Cap Select Leaders Index. It focuses on investing in the largest U.S. companies.
Reputation and Reliability
Principal Funds is a well-established asset manager with a long history and a solid reputation in the financial industry.
Management Expertise
Principal Funds has a dedicated team of investment professionals with experience in managing various equity ETFs.
Investment Objective
Goal
To track the investment results of an index composed of mega-capitalization U.S. equities.
Investment Approach and Strategy
Strategy: The ETF employs a passive management strategy, attempting to replicate the performance of the Nasdaq US Mega Cap Select Leaders Index.
Composition The ETF primarily holds stocks of mega-cap U.S. companies, weighted by market capitalization.
Market Position
Market Share: USMC's market share within the mega-cap ETF sector is notable, but it competes with larger, more established funds.
Total Net Assets (AUM): 442220000
Competitors
Key Competitors
- SPY
- IVV
- QQQ
- DIA
Competitive Landscape
The mega-cap ETF market is dominated by a few large players like SPY, IVV, and QQQ. USMC offers a more concentrated approach compared to broader market ETFs, but faces stiff competition in terms of brand recognition and AUM. Advantages include potential for outperformance if its index selection proves superior, while disadvantages include lower liquidity and higher concentration risk.
Financial Performance
Historical Performance: Historical performance data can be found on financial websites; input dependent on latest available data.
Benchmark Comparison: Performance relative to its benchmark can be found on financial websites; specific data is required for accurate comparison.
Expense Ratio: 0.08
Liquidity
Average Trading Volume
The average trading volume of USMC is moderate, suggesting reasonable liquidity for most investors.
Bid-Ask Spread
The bid-ask spread for USMC is typically tight, indicating relatively low transaction costs.
Market Dynamics
Market Environment Factors
Economic indicators, sector growth within the mega-cap space (e.g., technology), and overall market sentiment influence USMC's performance.
Growth Trajectory
Growth depends on the performance of mega-cap U.S. equities and the ETF's ability to track its index effectively; holdings will be adjusted to reflect index changes.
Moat and Competitive Advantages
Competitive Edge
USMC's competitive edge lies in its focus on a select group of mega-cap leaders, potentially offering differentiated performance compared to broader market ETFs. The Principal brand offers some reputational support. Its focused strategy can attract investors seeking concentrated exposure to the largest U.S. companies. This targeted approach may lead to enhanced returns if the index methodology proves successful in identifying top-performing mega-caps.
Risk Analysis
Volatility
USMC's volatility is generally similar to that of the broader mega-cap market, reflecting the risk profile of large, established companies.
Market Risk
Market risk is a primary concern, as USMC's performance is directly tied to the performance of the U.S. mega-cap market. Sector concentration risk is also present.
Investor Profile
Ideal Investor Profile
USMC is suitable for investors seeking exposure to the largest U.S. companies with a specific focus on mega-cap leaders.
Market Risk
USMC is best suited for long-term investors seeking capital appreciation through exposure to mega-cap stocks.
Summary
Principal U.S. Mega-Cap ETF (USMC) offers targeted exposure to a select group of leading mega-cap U.S. companies, tracking the Nasdaq US Mega Cap Select Leaders Index. It provides a focused investment strategy within the broader mega-cap space. While it faces stiff competition from larger, more established ETFs, USMC's concentrated approach may appeal to investors seeking potentially differentiated performance. Investors should consider their risk tolerance and investment objectives before investing, acknowledging both the potential for growth and the inherent risks associated with market fluctuations.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Principal Funds Website
- ETF.com
- Morningstar
- Bloomberg
Disclaimers:
The data and analysis provided are for informational purposes only and do not constitute investment advice. Market conditions and fund performance are subject to change. Investors should consult with a qualified financial advisor before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Principal U.S. Mega-Cap ETF
Exchange NASDAQ | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of U.S. companies with very large (mega) market capitalizations at the time of purchase. For this fund, companies with mega capitalizations are those with market capitalizations in the top 50th percentile of the S&P 500 Index at the time of purchase. The fund is non-diversified.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.