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Upturn AI SWOT - About
Principal U.S. Mega-Cap ETF (USMC)
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Stock price based on last close (see disclosures)
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Upturn Advisory Summary
07/10/2025: USMC (2-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Below Average Performance
These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.
Analysis of Past Performance
Type ETF | Historic Profit 39.2% | Avg. Invested days 57 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  4.0 | ETF Returns Performance  5.0 |
| Profits based on simulation | Last Close 07/10/2025 |
Key Highlights
Volume (30-day avg) - | Beta 0.97 | 52 Weeks Range 49.01 - 62.98 | Updated Date 06/29/2025 |
52 Weeks Range 49.01 - 62.98 | Updated Date 06/29/2025 |
Upturn AI SWOT
Principal U.S. Mega-Cap ETF
ETF Overview
Overview
The Principal U.S. Mega-Cap ETF seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the Nasdaq US Mega Cap Select Leaders Index, representing the performance of the largest U.S. companies.
Reputation and Reliability
Principal Funds has a solid reputation and a long track record in providing investment solutions. They are known for their disciplined investment process and risk management.
Management Expertise
Principal Funds' management team comprises experienced professionals with expertise in various asset classes and investment strategies.
Investment Objective
Goal
To closely track the total return of the Nasdaq US Mega Cap Select Leaders Index.
Investment Approach and Strategy
Strategy: The ETF employs a passive management strategy, aiming to replicate the performance of the underlying index.
Composition The ETF primarily holds stocks of large-capitalization U.S. companies.
Market Position
Market Share: Data unavailable.
Total Net Assets (AUM): Data unavailable.
Competitors
Key Competitors
- SPY
- IVV
- QQQ
- VOO
Competitive Landscape
The mega-cap ETF market is dominated by a few large players. Principal's ETF competes with established ETFs like SPY and IVV. A potential advantage would be a more focused strategy or lower expense ratio, but the ETF faces the challenge of attracting assets from the dominant players.
Financial Performance
Historical Performance: Data unavailable.
Benchmark Comparison: Data unavailable.
Expense Ratio: Data unavailable.
Liquidity
Average Trading Volume
Average trading volume details the ease with which shares of this ETF can be bought or sold in the market. Data unavailable.
Bid-Ask Spread
The bid-ask spread represents the difference between the highest price a buyer will pay and the lowest price a seller will accept. Data unavailable.
Market Dynamics
Market Environment Factors
Economic growth, interest rates, and investor sentiment toward large-cap companies all influence the performance of this ETF. Sector trends within the mega-cap space can also impact returns.
Growth Trajectory
Growth trends depend on the ETF's ability to attract assets and maintain close tracking of its index. Changes to the index methodology and holdings will also influence the growth trajectory.
Moat and Competitive Advantages
Competitive Edge
Principal's competitive advantages depend on factors like lower expense ratios, more efficient tracking of the index, or specialized screening. The success of attracting investors depends on differentiating itself from larger, more liquid ETFs already tracking mega-cap companies. It's important to note that this ETF must compete with other similar products. If Principal's ETF has no such competitive advantages, it is difficult to outperform other players in the market.
Risk Analysis
Volatility
Historical volatility depends on the price fluctuations of the underlying mega-cap stocks. These stocks are generally less volatile than small-cap stocks but are still subject to market risk.
Market Risk
The ETF is exposed to market risk, reflecting the potential for losses due to broad market declines or economic downturns. Specific risks include concentration in a few large companies and sector-specific risks.
Investor Profile
Ideal Investor Profile
The ETF is suited for investors seeking exposure to the largest U.S. companies and are willing to accept market risk. It's appropriate for those looking for passive investment strategies.
Market Risk
The ETF is best for long-term investors seeking diversified exposure to the mega-cap segment and should be part of a well-diversified portfolio.
Summary
The Principal U.S. Mega-Cap ETF offers exposure to the largest companies in the U.S. market through a passive indexing strategy. The ETF's performance is dependent on the performance of these companies and the effectiveness of tracking the underlying index. Investors should consider the expense ratio, liquidity, and risks associated with large-cap investments. The ETF's success hinges on its ability to attract assets and differentiate itself from established competitors in the mega-cap ETF space.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Principal Funds Website
- Nasdaq Website
- Other Financial Websites
Disclaimers:
The data and analysis provided are for informational purposes only and should not be considered investment advice. Past performance is not indicative of future results. Investment decisions should be based on your own due diligence and consultation with a qualified financial advisor.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Principal U.S. Mega-Cap ETF
Exchange NASDAQ | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of U.S. companies with very large (mega) market capitalizations at the time of purchase. For this fund, companies with mega capitalizations are those with market capitalizations in the top 50th percentile of the S&P 500 Index at the time of purchase. The fund is non-diversified.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.