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Upturn AI Summary
The Alger ETF Trust(ALAI)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for ALAI
09/28/2026: ALAI (2-star) has a low Upturn Star Rating. Not recommended to BUY.
ALAI is an actively managed ETF that targets long-term capital appreciation by investing primarily in small- and mid-cap U.S. growth companies. It utilizes the fundamental research expertise of Alger Management to identify innovative businesses with strong competitive advantages. While its active approach offers the potential to outperform passive indices, it comes with higher management fees and increased volatility, making it most suitable for investors who have a long time horizon and a high risk tolerance. Key factors to monitor include interest rate trends and sector-specific sentiment, which significantly influence the performance of small-cap growth stocks.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
ETF holdings, costs, diversification, valuation, risks, and market conditions provide supporting context about the fund.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Strong fit | The fund is specifically built to capture capital appreciation from high-growth, small- to mid-sized firms. |
| Momentum investor | Strong fit while signal remains positive | The focus on fast-growing companies aligns well with momentum strategies when market sentiment toward growth is positive. |
| Value investor | Weak fit | The strategy prioritizes growth potential over traditional value metrics like low P/E ratios. |
| Dividend/Income investor | Weak fit | The portfolio focuses on capital gains, typically neglecting dividends to reinvest into company growth. |
| Low-risk investor | Weak fit | Small-cap growth stocks inherently carry high volatility and are not suitable for low-risk profiles. |
Investor Profile
Ideal Investor Profile
The ideal investor for ALAI is a long-term, growth-oriented participant willing to accept high volatility in exchange for potential alpha generation.
Suitability
This ETF is best suited for long-term investors seeking to complement a core, diversified portfolio with an active, small-cap growth tilt.
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Volatility | High | Small-cap growth stocks are prone to sharp price swings based on market sentiment and earnings reports. |
| Market risk | High | General market downturns disproportionately impact the smaller, growth-oriented companies held by this fund. |
| Concentration | Medium / high | Active management may lead to concentrated bets in specific sectors or individual names. |
| Tracking/expense | Medium | Higher active management fees require the fund to outperform significantly to justify the cost relative to benchmarks. |
| Liquidity | Medium | The underlying small-cap stocks can occasionally face liquidity crunches during market stress. |
| Business/sector quality | Medium / high | The fund's reliance on high-growth companies means success depends on the fundamental execution of those businesses. |
Risk Analysis
Volatility
ALAI exhibits higher volatility compared to large-cap funds due to its focus on small- and mid-cap equities.
Market Risk
The fund is heavily exposed to economic and interest-rate cycles that impact high-growth equity valuations.
What the ETF Owns
| Exposure Type | Exposure | Weight (%) | Retail Investor Read |
|---|---|---|---|
| Market capitalization | Small- and Mid-Cap Growth Equities | 95 | Investing in companies with significant growth potential offers exposure to the innovative segments of the U.S. economy. |
| Cash/collateral | Cash and Cash Equivalents | 5 | The fund maintains a small cash position for liquidity needs and tactical investment flexibility. |
Price Behavior
Strong Uptrend
The stock has maintained a strong upward price trend across the last three quarters.
Smooth
The stock has moved along a generally orderly path with only modest fluctuations.
Analysis of Past Performance
Type ETF | Historic Profit 67.09% | Avg. Invested days 68 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Advisory Rating  | Upturn Advisory Performance  4.0 | ETF Returns Performance  5.0 |
| Profits based on simulation | Last Close 09/28/2026 |
ETF Fundamentals 
Source: EOD Historical Data • Updated Sep 29, 2026
Fund Basics
| Metric | Value |
|---|---|
| Fund Size (AUM) | $1.34B |
| Issuer | Alger |
| Expense Ratio | 0.5499999999999999% |
| Distribution Yield | 1.21% |
| Inception | Apr 4, 2024 |
Performance
| Period | Total Return |
|---|---|
| YTD | +29.96% |
| 1 Year | +29.70% |
Risk Metrics
| Metric | Value |
|---|---|
| 1Y Volatility | 28.38% |
| 3Y Volatility | 0% |
| 3Y Sharpe Ratio | 0 |
Market Cap Distribution
| Cap Size | Weight |
|---|---|
| Mega Cap | 57.46% |
| Mid Cap | 15.33% |
| Large Cap | 14.25% |
| Small Cap | 5.45% |
| Micro Cap | 0.93% |
Top Sectors
| Sector | Weight |
|---|---|
| Technology | 58.28% |
| Communication Services | 16.59% |
| Consumer Cyclicals | 9.08% |
| Industrials | 5.77% |
Asset Allocation
Portfolio Characteristics
| Metric | Value |
|---|---|
| Portfolio P/E | 22.8x |
| Portfolio P/B | 6.73x |
| Portfolio P/S | 6.92x |
| Holdings Turnover | 0.0% |
Top Holdings
| Holding | Weight |
|---|---|
| NVIDIA | 13.12% |
| Microsoft | 8.07% |
| Taiwan Semiconductor Manufacturing | 5.68% |
| Meta Platforms | 5.33% |
| Amazon | 4.82% |
Upturn AI Summary
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
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