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ARK Innovation ETF (ARKK)



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Upturn Advisory Summary
06/13/2025: ARKK (1-star) has a low Upturn Star Rating. Not recommended to BUY.
1 Year Target Price $0
1 Year Target Price $0
0 | Strong Buy |
0 | Buy |
0 | Hold |
0 | Sell |
0 | Strong Sell |
Analysis of Past Performance
Type ETF | Historic Profit 17.96% | Avg. Invested days 36 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating ![]() ![]() | Upturn Advisory Performance ![]() | ETF Returns Performance ![]() |
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Key Highlights
Volume (30-day avg) - | Beta 1.9 | 52 Weeks Range 36.85 - 71.29 | Updated Date 06/29/2025 |
52 Weeks Range 36.85 - 71.29 | Updated Date 06/29/2025 |
Upturn AI SWOT
ARK Innovation ETF
ETF Overview
Overview
The ARK Innovation ETF (ARKK) focuses on disruptive innovation, investing in companies that are developing new products or services and are expected to reshape industries. It targets sectors like genomics, automation, transportation, energy, and artificial intelligence, using a bottom-up research approach.
Reputation and Reliability
ARK Investment Management is known for its focus on disruptive innovation and transparent research. However, its performance has been volatile, and its concentrated holdings can lead to greater risk.
Management Expertise
Cathie Wood leads ARK Investment Management and is known for her strong convictions on innovation and technology. Her team employs thematic investing strategies.
Investment Objective
Goal
To seek long-term growth of capital by investing in companies that are relevant to ARK's theme of disruptive innovation.
Investment Approach and Strategy
Strategy: ARKK does not track a specific index. It's actively managed and invests in companies across various sectors believed to be driving disruptive innovation.
Composition The ETF primarily holds stocks, focusing on companies involved in areas such as genomic revolution, automation, robotics, energy storage, artificial intelligence, and blockchain technology.
Market Position
Market Share: ARKKu2019s market share varies based on specific sector definitions within the broader innovation space and is influenced by investor sentiment and performance.
Total Net Assets (AUM): 6970000000
Competitors
Key Competitors
- IWF (iShares Russell 1000 Growth ETF)
- VUG (Vanguard Growth ETF)
- XT (iShares Exponential Technologies ETF)
- BOTZ (Global X Robotics & Artificial Intelligence ETF)
Competitive Landscape
The innovation ETF space is competitive, with both broad-based growth ETFs and more specialized thematic ETFs. ARKK's advantage lies in its high-conviction, concentrated portfolio targeting specific disruptive technologies, but this approach also exposes it to higher volatility and idiosyncratic risks compared to diversified growth ETFs like IWF and VUG. ETFs like XT and BOTZ provide more narrowly focused exposure to specific technologies, offering alternatives for investors with particular sector preferences.
Financial Performance
Historical Performance: ARKK's performance has been highly volatile. It experienced significant gains during 2020 but faced substantial declines in 2021 and 2022. Performance rebounded in 2023 and continues into 2024, however is not at previous highs.
Benchmark Comparison: ARKK's performance often diverges significantly from broad market indexes like the S&P 500 or Nasdaq 100 due to its focus on specific innovation themes and high-growth companies. It's more appropriate to compare its performance to other growth-oriented or thematic ETFs.
Expense Ratio: 0.75
Liquidity
Average Trading Volume
ARKK generally has high average trading volume, indicating good liquidity.
Bid-Ask Spread
ARKK's bid-ask spread is typically tight, reflecting its high trading volume and liquidity.
Market Dynamics
Market Environment Factors
ARKK is influenced by factors such as interest rates, investor sentiment towards growth stocks, technological advancements, and regulatory changes impacting the sectors it invests in.
Growth Trajectory
ARKK's growth trajectory is dependent on the success of its chosen innovation themes and the performance of its underlying holdings. Its strategy and holdings are subject to frequent changes based on ARK's active management and research.
Moat and Competitive Advantages
Competitive Edge
ARKK's competitive advantage lies in ARK Investment Management's focused research and high-conviction investment approach in disruptive innovation. Cathie Wood's high profile attracts investor interest, and the fund's transparent research and thematic focus differentiate it. However, this strategy also makes it susceptible to concentrated risks and potential underperformance if its innovation themes falter. The active management style and focus on potentially unproven technologies provide both an opportunity for high returns and significant risk.
Risk Analysis
Volatility
ARKK exhibits high volatility due to its focus on high-growth, often speculative, companies and its concentrated portfolio.
Market Risk
ARKK faces market risk associated with its holdings, including technology risk, regulatory risk, competition, and the potential for disruptive technologies to fail or be superseded by new innovations.
Investor Profile
Ideal Investor Profile
The ideal investor for ARKK is one with a high-risk tolerance, a long-term investment horizon, and a strong belief in the potential of disruptive innovation.
Market Risk
ARKK is more suitable for long-term investors who are comfortable with high volatility and understand the risks associated with investing in disruptive technologies. It is less suitable for risk-averse investors or those seeking stable, predictable returns.
Summary
The ARK Innovation ETF (ARKK) is an actively managed ETF that invests in companies focused on disruptive innovation. It offers high potential returns but comes with significant risk and volatility due to its concentrated portfolio and focus on high-growth companies. It is best suited for risk-tolerant investors with a long-term investment horizon. ARKK's success depends on the performance of its chosen innovation themes and the ability of its management team to identify and capitalize on emerging trends.
Peer Comparison
Sources and Disclaimers
Data Sources:
- ARK Investment Management Website
- ETF.com
- Morningstar
- Bloomberg
Disclaimers:
The data and analysis provided are for informational purposes only and should not be considered investment advice. Past performance is not indicative of future results. Consult with a qualified financial advisor before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About ARK Innovation ETF
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date - | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website |
The fund is an actively-managed exchange-traded fund (ETF) that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund may invest in foreign securities listed on foreign exchanges as well as American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs"). The fund is non-diversified.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.