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Upturn AI Summary - About
Arrowmark Financial Corp(BANX)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for BANX
09/25/2026: BANX (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Arrowmark Financial Corp is a closed-end investment fund that targets income by investing in regulatory capital relief securities and bank-related credit instruments. Its strength lies in its niche focus on institutional-grade synthetic risk transfers, providing retail investors access to complex credit opportunities managed by ArrowMark Partners. The primary investment story is the fund’s ability to generate high yields through specialized financial markets. However, investors face risks related to asset complexity, potential credit defaults within bank portfolios, and general volatility in closed-end fund pricing. This stock is best suited for income-focused investors who understand the risks of alternative credit and are comfortable monitoring the evolving regulatory landscape.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
Company fundamentals, valuation, risks, and news provide supporting context about the business.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Weak fit | The fund is primarily structured for income generation rather than capital appreciation. |
| Momentum investor | Weak fit | Closed-end funds in this sector typically trade based on yield and NAV rather than price momentum. |
| Value investor | Mixed fit | Value investors may look for opportunities when the fund trades at a significant discount to its NAV. |
| Dividend investor | Strong fit | The fund's primary objective is to generate and distribute income to shareholders. |
| Low-risk investor | Weak fit | The complexity and credit risk of the underlying assets make this a higher-risk income investment. |
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Price volatility | Medium / high | The fund's market price can fluctuate significantly based on interest rates and credit market sentiment. |
| Valuation risk | Medium | Determining the value of private, complex credit instruments involves significant estimation. |
| Competition risk (Credit Market Competition) | Medium | Competition from other credit-focused funds can impact the availability of attractive new investments. |
| Business quality | Medium | The strategy depends on the management of ArrowMark Partners to select and monitor high-quality credit assets. |
| Dividend income | Medium / high | Dividend sustainability is directly linked to the performance of underlying risk-transfer tranches. |
| Execution risk | Medium | The complexity of the strategy requires precise execution in sourcing and managing specialized assets. |
Price Behavior
Steady Uptrend
The stock demonstrates consistent and steady upward price momentum.
Smooth
The stock has moved along a generally orderly path with only modest fluctuations.
Analysis of Past Performance
Type Stock | Historic Profit 36.59% | Avg. Invested days 120 | Today’s Advisory WEAK BUY |
Upturn Advisory Rating  | Upturn Advisory Performance  5.0 | Stock Returns Performance  3.0 |
| Profits based on simulation | Last Close 09/25/2026 |
Upturn Scorecard
Upturn Star Rating 
Company Fundamentals
Financial Health Rating
Growth Momentum Score
Ownership
Unit Economics (Per $1K Revenue)
Economic Dimensions
Quantitative Style Profile
Style Classification
Quality Focused
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 199.04M USD | Price to earnings Ratio 19.21 | 1Y Target Price 22 |
Price to earnings Ratio 19.21 | 1Y Target Price 22 | ||
Volume (30-day avg) 42.6K shares | Beta 0.28 | 52 Weeks Range 17.50 - 21.15 | Updated Date 09/25/2026 |
52 Weeks Range 17.50 - 21.15 | Updated Date 09/25/2026 | ||
Dividends yield (FY) 8.57% | Basic EPS (TTM) 1.07 |
How Company Makes Money
| Business area | What it includes | Retail investor read |
|---|---|---|
| Regulatory Capital Relief | Investment in synthetic risk transfer tranches issued by major banks. | The fund earns money by taking on specific credit risks from banks in exchange for interest payments. |
| Bank Credit Portfolio | Interest and dividends from various bank-related debt and equity securities. | Returns are generated through interest collected on loans and financial instruments held in the portfolio. |
Valuation
Trailing PE 19.21 | Forward PE 14.62 | Enterprise Value 238.19M | Price to Sales(TTM) 7.51 |
Enterprise Value 238.19M | Price to Sales(TTM) 7.51 | ||
Enterprise Value to Revenue 14.84 | Enterprise Value to EBITDA - | Shares Outstanding 9.69M | Shares Floating - |
Shares Outstanding 9.69M | Shares Floating - | ||
Percent Insiders 0.01 | Percent Institutions 18.3 |
Upturn AI Summary
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
Financial Metrics
🧭 Investment Snapshot
Total Revenue (Scale)
Total money earned from selling products or services before any costs. It is needed to understand the scale of the business and its ability to generate income.
Net Income (Profit)
Final profit after all expenses, interest, and taxes are deducted. It is needed to determine the overall profitability available to shareholders.
Free Cash Flow (Cash Strength)
Cash remaining after operating activities and capital expenditures, showing cash available for growth. It is needed to evaluate the company’s ability to invest, pay dividends, or reduce debt.
📈 Growth & Strength
Operating Income (Core Profit)
Profit from core operations after deducting all operating expenses. It is needed to measure how efficiently the company runs its primary business activities.
EBITDA (Cash Earnings)
Earnings before interest, taxes, depreciation, and amortization, indicating operating cash potential. It is needed to compare operating performance across companies without accounting or financing differences.
Gross Profit (Unit Profitability)
Revenue minus cost of revenue, showing profit after direct production costs. It is needed to evaluate core business profitability before overhead expenses.
🛡️ Financial Safety
Cash (Liquidity Buffer)
Total cash and cash equivalents on hand. It is needed to evaluate immediate liquidity and financial flexibility.
Total Debt (Leverage Risk)
Total debt including both short-term and long-term components. It is needed to assess the company’s leverage and financial risk.
Net Working Capital (Short-Term Health)
Current assets minus current liabilities, indicating short-term liquidity strength. It is needed to assess whether the company can meet its short-term obligations.
🧱 Balance Sheet Strength
Stockholder Equity (Net Worth)
Total equity value held by shareholders. It is needed to understand the net worth of the company from the owners’ perspective.
Total Assets (Asset Base)
The full value of everything the company owns, including cash, inventory, equipment, and investments. It is needed to understand the resource base used to generate revenue.
Income Before Tax (Pre-Tax Earnings)
Income before provision for income taxes. It is needed to analyze profitability independent of tax structures.
⚙️ Cost & Drag Factors
Cost of Revenue (Production Cost)
Direct costs required to produce and deliver the products or services sold. It is needed to assess efficiency in production and service delivery.
Total Operating Expenses (Operating Cost)
Indirect costs of running the business such as salaries, marketing, and administration. It is needed to understand how much it costs to sustain ongoing business operations.
Income Tax Expense (Tax Drag)
Amount of taxes paid or payable to the government. It is needed to evaluate the impact of taxation on overall profitability.
About Arrowmark Financial Corp
Exchange NASDAQ | Headquarters New York, NY, United States | ||
IPO Launch date 2013-11-07 | Chairman & CEO Mr. Sanjai Suryaji Bhonsle | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
ArrowMark Financial Corp. is a closed-end balanced mutual fund launched and managed by ArrowMark Asset Management, LLC. It invests in public equity and fixed income markets of global region. For its equity portion, the fund invests in stocks of companies operating across financials, banks sectors. It invests in growth and value stocks of companies across diversified market capitalization. For its fixed income portion, the fund invests in debt and subordinated debt, structured notes and securities, regulatory capital securities which are rated below investment grade. ArrowMark Financial Corp. was formed on February 7, 2013 and is domiciled in the United States.
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