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Upturn AI SWOT - About
Northern Lights Fund Trust (DUKZ)
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Upturn Advisory Summary
10/29/2025: DUKZ (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 4.99% | Avg. Invested days 60 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  3.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 10/29/2025 |
Key Highlights
Company Size ETF | Market Capitalization 0 USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta - | 52 Weeks Range 23.92 - 25.35 | Updated Date 05/10/2025 |
52 Weeks Range 23.92 - 25.35 | Updated Date 05/10/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) - |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE - | Forward PE - | Enterprise Value - | Price to Sales(TTM) - |
Enterprise Value - | Price to Sales(TTM) - | ||
Enterprise Value to Revenue - | Enterprise Value to EBITDA - | Shares Outstanding - | Shares Floating - |
Shares Outstanding - | Shares Floating - | ||
Percent Insiders - | Percent Institutions - |
Upturn AI SWOT
Northern Lights Fund Trust
Company Overview
History and Background
Northern Lights Fund Trust is a registered investment company that provides fund administration, compliance, and distribution services to investment advisors launching and managing their own mutual funds, ETFs, and other investment vehicles. It acts as a platform, allowing advisors to focus on portfolio management while outsourcing operational aspects.
Core Business Areas
- Fund Administration: Provides services such as fund accounting, reporting, and regulatory compliance.
- Compliance Services: Assists investment advisors with regulatory compliance requirements.
- Distribution Services: Offers distribution support for funds through various channels.
- Turnkey ETF Solutions: Enables advisors to launch and manage ETFs with complete operational support.
Leadership and Structure
Northern Lights Fund Trust operates under a board of trustees. While specific individual leadership names aren't publicly available without significant research, it is structured to oversee the operations and compliance of the funds it supports. Gemini Fund Services LLC provides certain management services to the trust. The trust itself is the manager. The underlying funds are managed by independent investment advisors.
Top Products and Market Share
Key Offerings
- Mutual Fund Platform: Offers a platform for investment advisors to launch and operate mutual funds. Market share data is difficult to determine due to the fragmented nature of the fund administration industry. Competitors include Ultimus Fund Solutions, SEI Investments, and State Street.
- ETF Platform: Provides a platform for launching and managing ETFs. The ETF market is competitive, with players like State Street, BlackRock (iShares), and Vanguard being major competitors. Market share data is highly variable based on specific ETF types.
- Series Trust Services: Facilitates the creation of series trusts, allowing multiple investment advisors to operate under a single legal umbrella. Again, specific market share is hard to define, but is a smaller portion of the fund administration market.
Market Dynamics
Industry Overview
The fund administration industry is experiencing growth driven by increasing demand for investment products and regulatory complexity. Consolidation is occurring as larger players acquire smaller firms. The ETF market is rapidly expanding.
Positioning
Northern Lights Fund Trust positions itself as a provider of turnkey solutions for investment advisors, enabling them to focus on investment management rather than operations. It is one of many players in a fragmented market, offering personalized services.
Total Addressable Market (TAM)
The TAM for fund administration is substantial, estimated in the tens of billions of dollars annually. Northern Lights Fund Trust captures a segment of this market by serving smaller to mid-sized investment advisors.
Upturn SWOT Analysis
Strengths
- Turnkey solutions for launching and managing funds
- Experienced team in fund administration and compliance
- Scalable platform to support growth
- Focus on serving smaller and mid-sized advisors
Weaknesses
- Smaller scale compared to larger fund administrators
- Reliance on independent investment advisors for success
- Potential for regulatory changes to impact operations
- Profitability can be highly dependent on the fees generated
Opportunities
- Growth in the ETF market
- Increasing demand for outsourced fund administration services
- Consolidation in the industry creating acquisition opportunities
- Expansion into new investment product types
Threats
- Increased competition from larger fund administrators
- Regulatory changes increasing compliance costs
- Economic downturn impacting asset values and fund fees
- Cybersecurity risks
Competitors and Market Share
Key Competitors
- SEI (SEIC)
- State Street (STT)
- Ultimus Fund Solutions
- Gemini Fund Services
Competitive Landscape
Northern Lights Fund Trust operates in a competitive market with both large and specialized players. Its advantage lies in offering personalized service and a turnkey solution tailored to smaller investment advisors. Larger competitors have the advantage of scale and broader service offerings.
Growth Trajectory and Initiatives
Historical Growth: Historical growth is difficult to quantify without access to private financial data, but organic growth has likely been related to the ETF and mutual fund markets.
Future Projections: Future growth will depend on the company's ability to attract and retain investment advisors, expand its service offerings, and capitalize on market trends.
Recent Initiatives: Information on recent strategic initiatives is not publicly available.
Summary
Northern Lights Fund Trust offers a platform for investment advisors to launch and manage funds, focusing on turnkey solutions. Being a private entity, financial transparency is limited. Its strengths include personalized service and a scalable platform, but it faces competition from larger administrators and risks associated with regulatory changes and market fluctuations. They need to consider the impact of technological change and stay competitive.
Similar Stocks
Sources and Disclaimers
Data Sources:
- Company Website
- Industry Reports
- SEC Filings (related to funds on the platform)
Disclaimers:
The information provided is based on publicly available data and may not be comprehensive. Market share estimates are approximate. Financial data is limited due to the company's private status.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Northern Lights Fund Trust
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date 2024-07-11 | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by tactically allocating the fund"s assets between unaffiliated fixed income ETFs and cash equivalents. Under normal market conditions, the advisor expects to invest substantially all of its assets in underlying ETFs.
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