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Upturn AI SWOT - About
Northern Lights Fund Trust (DUKZ)
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Upturn Advisory Summary
09/17/2025: DUKZ (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 3.62% | Avg. Invested days 32 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  2.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 09/17/2025 |
Key Highlights
Company Size ETF | Market Capitalization 0 USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta - | 52 Weeks Range 23.92 - 25.35 | Updated Date 05/10/2025 |
52 Weeks Range 23.92 - 25.35 | Updated Date 05/10/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) - |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE - | Forward PE - | Enterprise Value - | Price to Sales(TTM) - |
Enterprise Value - | Price to Sales(TTM) - | ||
Enterprise Value to Revenue - | Enterprise Value to EBITDA - | Shares Outstanding - | Shares Floating - |
Shares Outstanding - | Shares Floating - | ||
Percent Insiders - | Percent Institutions - |
Upturn AI SWOT
Northern Lights Fund Trust
Company Overview
History and Background
Northern Lights Fund Trust (NLFT) serves as a series trust, providing a platform for investment advisors to launch and operate their own mutual funds, ETFs, and other pooled investment products. It was established to streamline the process of fund creation and management, handling regulatory, compliance, and operational aspects.
Core Business Areas
- Fund Administration: Provides comprehensive fund administration services, including accounting, regulatory reporting, and compliance support.
- Fund Compliance: Ensures funds adhere to all applicable regulations and laws.
- Fund Distribution: Offers distribution services to help funds reach investors.
- Fund Accounting: Manages fund accounting, valuation and financial reporting.
Leadership and Structure
NLFT operates under a board of trustees who oversee the management and operations. It partners with various service providers to deliver its services, and each fund within the trust has its own investment advisor responsible for portfolio management.
Top Products and Market Share
Key Offerings
- Mutual Fund Platform: A platform that allows investment advisors to launch and manage mutual funds without the need to establish their own legal and operational infrastructure. Market share data specific to NLFT's market share of mutual fund platforms is difficult to obtain, but the overall market is highly competitive, with competitors like SEI Investments (SEIC) and UMB Fund Services. The platform provides access to distribution and administration.
- ETF Platform: Similar to the mutual fund platform, but specifically designed for ETFs. It allows investment advisors to launch and manage ETFs while leveraging NLFT's infrastructure. Competitors include providers like Tidal ETF Services and Exchange Traded Concepts. The number of users varies based on the funds launched under the platform.
Market Dynamics
Industry Overview
The fund administration industry is characterized by increasing regulatory complexity, growing demand for specialized services, and consolidation. Technology plays a crucial role in enhancing efficiency and scalability.
Positioning
NLFT is positioned as a turnkey solution for investment advisors seeking to launch and operate funds. Its competitive advantage lies in its comprehensive service offering and established infrastructure. The company differentiates itself by focusing on boutique asset managers and providing customized solutions.
Total Addressable Market (TAM)
The TAM for fund administration services is estimated to be in the tens of billions of dollars globally and growing. NLFT is positioned to capture a portion of this market by providing specialized solutions to smaller asset managers who want to launch mutual funds or ETFs, but do not have the infrastructure in place.
Upturn SWOT Analysis
Strengths
- Comprehensive service offering
- Established infrastructure
- Expertise in regulatory compliance
- Scalable platform
- Strong relationships with service providers
Weaknesses
- Reliance on third-party service providers
- Exposure to regulatory changes
- Potential for conflicts of interest
- Dependence on investment advisor success
- Not publicly traded; information availability
Opportunities
- Expanding into new asset classes
- Offering new technology solutions
- Acquiring smaller fund administration providers
- Capitalizing on regulatory changes
- Growth of the ETF market
Threats
- Increased competition
- Regulatory changes
- Economic downturns
- Cybersecurity risks
- Consolidation in the asset management industry
Competitors and Market Share
Key Competitors
- SEIC
- UMB
- State Street (STT)
- BNY Mellon (BK)
Competitive Landscape
NLFT competes based on its specialization, breadth of services, and ability to attract emerging asset managers. Competitors often have scale advantages but may lack NLFT's focus on niche markets.
Growth Trajectory and Initiatives
Historical Growth: Growth has likely been tied to the growth of the ETF and mutual fund industries, and the ability to onboard new funds onto its platform.
Future Projections: Future growth is projected to be driven by the increasing demand for outsourced fund administration services and the continued growth of the ETF market. Innovation in financial technologies and specialized services will play a key role.
Recent Initiatives: Focusing on enhanced technology solutions and distribution partnerships.
Summary
Northern Lights Fund Trust provides a valuable platform for investment advisors by managing the complexities of fund creation and operations. Its strengths include a comprehensive service offering, established infrastructure, and compliance expertise. While facing competition and regulatory risks, it can capitalize on opportunities within the growing ETF and mutual fund sectors by focusing on technological innovation and specialized services. Not being publicly traded, financial data is not transparent.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company Website
- Industry Reports
- Analyst Estimates
- SEC Filings of Competitors
Disclaimers:
The information provided is based on publicly available sources and analyst estimates. Market share data is approximate and may vary. As NLFT is not publicly traded, financial data is limited.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Northern Lights Fund Trust
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date 2024-07-11 | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by tactically allocating the fund"s assets between unaffiliated fixed income ETFs and cash equivalents. Under normal market conditions, the advisor expects to invest substantially all of its assets in underlying ETFs.
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