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Upturn AI SWOT - About
Northern Lights Fund Trust (DUKZ)
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Upturn Advisory Summary
08/28/2025: DUKZ (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 2.07% | Avg. Invested days 27 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  2.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 08/28/2025 |
Key Highlights
Company Size ETF | Market Capitalization 0 USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta - | 52 Weeks Range 23.92 - 25.35 | Updated Date 05/10/2025 |
52 Weeks Range 23.92 - 25.35 | Updated Date 05/10/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) - |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE - | Forward PE - | Enterprise Value - | Price to Sales(TTM) - |
Enterprise Value - | Price to Sales(TTM) - | ||
Enterprise Value to Revenue - | Enterprise Value to EBITDA - | Shares Outstanding - | Shares Floating - |
Shares Outstanding - | Shares Floating - | ||
Percent Insiders - | Percent Institutions - |
Upturn AI SWOT
Northern Lights Fund Trust
Company Overview
History and Background
Northern Lights Fund Trust is a registered investment company offering a variety of funds. Founded to provide operational, compliance, and distribution services to investment managers, enabling them to focus on portfolio management.
Core Business Areas
- Fund Administration: Providing back-office support, fund accounting, and regulatory compliance services to various investment funds.
- Compliance Services: Ensuring funds adhere to regulatory requirements and industry best practices.
- Distribution Services: Facilitating the distribution of fund shares through various channels.
Leadership and Structure
The leadership comprises executives overseeing fund operations, compliance, and distribution. The organizational structure is designed to support the diverse range of funds within the trust.
Top Products and Market Share
Key Offerings
- Actively Managed ETFs: Northern Lights offers a range of actively managed ETFs across various asset classes and investment strategies. The market share varies by individual ETF, and competitors include State Street (SPY), BlackRock (IVV), and Vanguard (VTI). Data not publicly available.
- Mutual Funds: A suite of mutual funds catering to different investment objectives. Market share varies; key competitors include Fidelity, T. Rowe Price, and Capital Group. Data not publicly available.
Market Dynamics
Industry Overview
The investment management industry is highly competitive, with a growing demand for diverse investment products, including ETFs and mutual funds. Regulatory compliance and technological advancements are key drivers.
Positioning
Northern Lights positions itself as a platform provider, offering turnkey solutions for investment managers to launch and operate funds efficiently. Competitive advantages include its established infrastructure and regulatory expertise.
Total Addressable Market (TAM)
The global asset management market is estimated to be in the trillions of dollars. Northern Lights is positioned to capture a portion of this TAM by serving as a service provider for fund managers.
Upturn SWOT Analysis
Strengths
- Established platform
- Regulatory expertise
- Diverse fund offerings
- Turnkey solutions
Weaknesses
- Dependence on sub-advisors
- Limited brand recognition compared to larger asset managers
- Potential compliance risks
- Varied fund performance
Opportunities
- Growing demand for ETFs
- Expansion into new asset classes
- Technological advancements
- Partnerships with emerging managers
Threats
- Increased regulatory scrutiny
- Intense competition
- Market volatility
- Fee compression
Competitors and Market Share
Key Competitors
- SEI (SEIC)
- SS&C Technologies (SSNC)
- BNY Mellon (BK)
Competitive Landscape
Northern Lights offers a comprehensive platform, but faces competition from larger, more established fund administrators with greater brand recognition and resources.
Growth Trajectory and Initiatives
Historical Growth: Growth is dependent on the success of the funds within the trust and the ability to attract new sub-advisors.
Future Projections: Future growth is projected to be driven by the increasing demand for ETFs and alternative investment strategies.
Recent Initiatives: Recent initiatives may include launching new ETFs, expanding distribution partnerships, and enhancing technology infrastructure.
Summary
Northern Lights Fund Trust provides a valuable platform for investment managers. Its strengths lie in its established infrastructure and regulatory expertise. However, it faces competition from larger players and depends on the performance of its sub-advised funds. Future success hinges on adapting to market trends and attracting new managers.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company Information
- Industry Reports
- Financial News Outlets
Disclaimers:
This analysis is based on publicly available information and general industry knowledge. Financial metrics are estimates and should not be considered investment advice.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Northern Lights Fund Trust
Exchange NYSE ARCA | Headquaters - | ||
IPO Launch date 2024-07-11 | CEO - | ||
Sector - | Industry - | Full time employees - | Website |
Full time employees - | Website | ||
The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by tactically allocating the fund"s assets between unaffiliated fixed income ETFs and cash equivalents. Under normal market conditions, the advisor expects to invest substantially all of its assets in underlying ETFs.
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