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Upturn AI SWOT - About
Ellsworth Convertible Growth & IF (ECF)
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Upturn Advisory Summary
09/16/2025: ECF (3-star) is a STRONG-BUY. BUY since 89 days. Simulated Profits (25.16%). Updated daily EoD!
Upturn Star Rating
Moderate Performance
These Stocks/ETFs, based on Upturn Advisory, typically align with the market average, offering steady but unremarkable returns.
Analysis of Past Performance
Type Stock | Historic Profit 53.34% | Avg. Invested days 82 | Today’s Advisory Strong Buy |
Upturn Star Rating | Upturn Advisory Performance  4.0 | Stock Returns Performance  3.0 |
| Profits based on simulation | Last Close 09/16/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 138.82M USD | Price to earnings Ratio 5.4 | 1Y Target Price - |
Price to earnings Ratio 5.4 | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.99 | 52 Weeks Range 8.14 - 10.22 | Updated Date 06/29/2025 |
52 Weeks Range 8.14 - 10.22 | Updated Date 06/29/2025 | ||
Dividends yield (FY) 6.31% | Basic EPS (TTM) 1.88 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 331.22% | Operating Margin (TTM) 68.75% |
Management Effectiveness
Return on Assets (TTM) 1.39% | Return on Equity (TTM) 10.71% |
Valuation
Trailing PE 5.4 | Forward PE - | Enterprise Value 175237632 | Price to Sales(TTM) 24.26 |
Enterprise Value 175237632 | Price to Sales(TTM) 24.26 | ||
Enterprise Value to Revenue 6.62 | Enterprise Value to EBITDA - | Shares Outstanding 13676800 | Shares Floating - |
Shares Outstanding 13676800 | Shares Floating - | ||
Percent Insiders 0.56 | Percent Institutions 48.63 |
Upturn AI SWOT
Ellsworth Convertible Growth & IF
Company Overview
History and Background
Ellsworth Convertible Growth & Income Fund (ECF) is a closed-end fund that invests in a diversified portfolio of convertible securities and common stocks. It aims to provide current income and capital appreciation. The fund was established to capitalize on the potential of convertible securities, offering a blend of income and growth.
Core Business Areas
- Convertible Securities Investment: Invests primarily in convertible securities, including convertible bonds and convertible preferred stocks, aiming for income and growth.
- Common Stock Investment: Invests in common stocks to complement the convertible securities portfolio and enhance capital appreciation potential.
Leadership and Structure
The fund is managed by a team of investment professionals at Ellsworth Management, LLC. Specific leadership details would require accessing the fund's most recent filings (e.g., Form N-Q or N-CSR) on the SEC website.
Top Products and Market Share
Key Offerings
- Convertible Securities Portfolio: A diversified portfolio of convertible bonds and preferred stocks designed to provide both income and capital appreciation. Market share data is not directly applicable, as ECF is a fund, not a product. Competitors are other closed-end convertible securities funds.
- Common Stock Holdings: Holdings in various common stocks as a part of the overall investment strategy, focused on growth potential. Competitors are other closed-end or open-end (mutual) funds with similar mandates.
Market Dynamics
Industry Overview
The closed-end fund industry is characterized by a fixed number of shares, which can trade at a premium or discount to the net asset value (NAV). The convertible securities market is influenced by interest rates, credit spreads, and equity market performance.
Positioning
ECF is positioned as a provider of income and growth through convertible securities and common stock investments. Its competitive advantage lies in its expertise in selecting and managing a diversified portfolio within the convertible securities space.
Total Addressable Market (TAM)
The TAM is the aggregate value of the convertible securities market and equity market. ECF's positioning within this TAM is as a specialized fund focusing on specific segments within these broader markets.
Upturn SWOT Analysis
Strengths
- Experienced Management Team
- Diversified Portfolio
- Potential for Income and Growth
- Closed-End Fund Structure (allows for leveraging)
Weaknesses
- Market Volatility Impact
- Discount to NAV (Net Asset Value)
- Management Fees
- Leverage risk
Opportunities
- Favorable Convertible Market Conditions
- Strategic Asset Allocation
- Increased Investor Demand for Income
- Potential Acquisition of other Funds
Threats
- Rising Interest Rates
- Credit Risk in Convertible Securities
- Economic Downturn
- Increased Competition
Competitors and Market Share
Key Competitors
- PCK
- AGC
- CHI
Competitive Landscape
ECF competes with other closed-end funds in the convertible securities space. Its advantage is its management team's expertise. A disadvantage could be a higher expense ratio relative to some competitors.
Growth Trajectory and Initiatives
Historical Growth: Historical growth can be assessed by analyzing past financial statements and performance data.
Future Projections: Future projections require analyst estimates, which are generally available from financial data providers.
Recent Initiatives: Recent initiatives are disclosed in the fund's shareholder reports and press releases.
Summary
Ellsworth Convertible Growth & Income Fund (ECF) offers investors exposure to convertible securities and common stocks, aiming for both income and capital appreciation. The fund's diversified portfolio and experienced management are strengths. However, market volatility and the potential for trading at a discount to NAV are risks. It needs to monitor interest rate risks and maintain a competitive expense ratio.
Peer Comparison
Sources and Disclaimers
Data Sources:
- SEC Filings (Form N-CSR, Form N-Q), Yahoo Finance, Bloomberg
Disclaimers:
The information provided is for informational purposes only and should not be considered financial advice. Investment decisions should be made based on individual circumstances and consultation with a qualified financial advisor.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Ellsworth Convertible Growth & IF
Exchange NYSE MKT | Headquaters Rye, NY, United States | ||
IPO Launch date 1990-02-22 | CEO - | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
Ellsworth Growth and Income Fund Ltd. is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets. The fund primarily invests in convertible securities. It invests in stocks of companies across market capitalizations. The fund benchmarks the performance of its portfolio against the Bank of America Merrill Lynch All U.S. Convertibles Index, Barclays Balanced U.S. Convertibles Index, and S&P 500 Index. It was formerly known as Ellsworth Fund Ltd. Ellsworth Growth and Income Fund Ltd. was formed on June 27, 1986 and is domiciled in the United States.
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