Upturn unsubscribed user
$1.14/ day, billed weekly
Cancel anytime
(Ad-Free, Unlimited access)​
NO CREDIT CARD REQUIRED
ECF
Upturn stock ratingUpturn stock rating

Ellsworth Convertible Growth & IF (ECF)

Upturn stock ratingUpturn stock rating
$10.25
Last Close (24-hour delay)
upturn advisory
PASS
  • BUY Advisory
  • SELL Advisory (Profit)​
  • SELL Advisory (Loss)​
  • Profit
  • Loss
  • Pass (Skip investing)
Upturn Stock infoUpturn Stock info Stock price based on last close
*as per simulation
(see disclosures)
Time period over
  • ALL
  • YEAR
  • MONTH
  • WEEK

Upturn Advisory Summary

06/30/2025: ECF (1-star) is currently NOT-A-BUY. Pass it for now.

Upturn Star Rating

rating

Not Recommended Performance

These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.

Number of Analysts

rating

Analysts rated it

Very few follow this stock; limited insights, higher-risk early investing.

1 Year Target Price $

1 Year Target Price $

Analysts Price Target For last 52 week
$Target price
Low$
Current$10.25
high$

Analysis of Past Performance

Type Stock
Historic Profit 0%
Avg. Invested days 0
Today’s Advisory PASS
Upturn Star Rating Upturn stock ratingUpturn stock rating
Upturn Advisory Performance Upturn Advisory Performance 1.0
Stock Returns Performance Upturn Returns Performance 1.0
Upturn Profits based on simulationUpturn Profits based on simulation Profits based on simulation
Upturn Profits based on simulationUpturn Profits based on simulation Last Close 06/30/2025

Key Highlights

Company Size Small-Cap Stock
Market Capitalization 138.82M USD
Price to earnings Ratio 5.4
1Y Target Price -
Price to earnings Ratio 5.4
1Y Target Price -
Volume (30-day avg) -
Beta 0.99
52 Weeks Range 8.14 - 10.22
Updated Date 06/29/2025
52 Weeks Range 8.14 - 10.22
Updated Date 06/29/2025
Dividends yield (FY) 6.31%
Basic EPS (TTM) 1.88

Earnings Date

Report Date -
When -
Estimate -
Actual -

Profitability

Profit Margin 331.22%
Operating Margin (TTM) 68.75%

Management Effectiveness

Return on Assets (TTM) 1.39%
Return on Equity (TTM) 10.71%

Valuation

Trailing PE 5.4
Forward PE -
Enterprise Value 175237632
Price to Sales(TTM) 24.26
Enterprise Value 175237632
Price to Sales(TTM) 24.26
Enterprise Value to Revenue 6.62
Enterprise Value to EBITDA -
Shares Outstanding 13676800
Shares Floating -
Shares Outstanding 13676800
Shares Floating -
Percent Insiders 0.56
Percent Institutions 48.63

Analyst Ratings

Rating -
Target Price -
Buy -
Strong Buy -
Buy -
Strong Buy -
Hold -
Sell -
Strong Sell -
Strong Sell -

ai summary icon Upturn AI SWOT

Ellsworth Convertible Growth & IF

stock logo

Company Overview

overview logo History and Background

Ellsworth Convertible Growth & Income Fund (ECF) is a closed-end investment fund. The fund seeks to provide total return through a combination of current income and capital appreciation by investing in a portfolio of convertible securities and common stocks.

business area logo Core Business Areas

  • Convertible Securities: ECF invests primarily in convertible securities, which are bonds or preferred stocks that can be converted into a predetermined amount of common stock.
  • Common Stocks: The fund also invests in common stocks, typically those of companies with growth potential.

leadership logo Leadership and Structure

ECF is managed by Ellsworth Management, LLC. Specific leadership details require accessing their latest regulatory filings.

Top Products and Market Share

overview logo Key Offerings

  • Convertible Security Portfolio: ECF's main offering is a professionally managed portfolio of convertible securities and common stocks. Market share data is not directly applicable as it's a fund, but its AUM (Assets Under Management) dictates relative size. Competitors are other convertible bond funds, and closed-end funds with convertible strategies.

Market Dynamics

industry overview logo Industry Overview

The investment fund industry is highly competitive, with numerous closed-end funds and ETFs offering convertible bond strategies. Market trends include interest rate sensitivity, equity market performance, and credit spreads.

Positioning

ECF aims to provide a blend of income and capital appreciation through its convertible and equity holdings. It seeks to outperform its benchmark index with active management.

Total Addressable Market (TAM)

The TAM for convertible securities is vast, encompassing trillions of dollars of outstanding convertible debt. ECF's positioning depends on its ability to generate attractive returns compared to other available investment options.

Upturn SWOT Analysis

Strengths

  • Experienced Management Team
  • Diversified Portfolio of Convertible Securities
  • Potential for both Income and Capital Appreciation

Weaknesses

  • Closed-End Fund Structure (Potential for trading at a discount to NAV)
  • High Expense Ratio compared to some ETFs
  • Interest Rate Sensitivity

Opportunities

  • Rising Interest Rate Environment (Potential for higher income)
  • Market Volatility (Opportunities to acquire undervalued convertible securities)
  • Growing Demand for Income-Generating Investments

Threats

  • Economic Recession (Potential for credit losses)
  • Increased Competition from other Convertible Bond Funds
  • Changes in Tax Laws

Competitors and Market Share

competitor logo Key Competitors

  • PCK
  • AGC
  • CHI

Competitive Landscape

ECF competes with other closed-end funds and ETFs offering convertible bond strategies. Advantages depend on investment performance, expense ratio, and trading liquidity.

Growth Trajectory and Initiatives

Historical Growth: Depends on market conditions and investment performance. Requires review of historical NAV and total return data.

Future Projections: Future growth depends on market conditions, interest rates, and the fund's ability to generate returns. Analyst estimates are not widely available for closed-end funds like ECF.

Recent Initiatives: Requires review of ECF's recent press releases and investor communications.

Summary

ECF is a closed-end fund aiming for total return through convertibles and stocks. Its strength lies in its experienced management. However, it faces risks related to market volatility, interest rates, and competition. Monitoring investment performance and expenses is crucial.

Peer Comparison

Sources and Disclaimers

Data Sources:

  • SEC Filings (e.g., N-CSR, N-PORT), Fund Fact Sheets, Investment Company Institute (ICI) reports.

Disclaimers:

This analysis is for informational purposes only and does not constitute investment advice. Investment decisions should be based on individual circumstances and a thorough understanding of the risks involved.

Upturn AI SummarizationUpturn AI Summarization AI Summarization is directionally correct and might not be accurate.

Upturn AI SummarizationUpturn AI Summarization Summarized information shown could be a few years old and not current.

Upturn AI SummarizationUpturn AI Summarization Fundamental Rating based on AI could be based on old data.

Upturn AI SummarizationUpturn AI Summarization AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.

About Ellsworth Convertible Growth & IF

Exchange NYSE MKT
Headquaters Rye, NY, United States
IPO Launch date 1990-02-22
CEO -
Sector Financial Services
Industry Asset Management
Full time employees -
Full time employees -

Ellsworth Growth and Income Fund Ltd. is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets. The fund primarily invests in convertible securities. It invests in stocks of companies across market capitalizations. The fund benchmarks the performance of its portfolio against the Bank of America Merrill Lynch All U.S. Convertibles Index, Barclays Balanced U.S. Convertibles Index, and S&P 500 Index. It was formerly known as Ellsworth Fund Ltd. Ellsworth Growth and Income Fund Ltd. was formed on June 27, 1986 and is domiciled in the United States.