Upturn unsubscribed user
$1.14/ day, billed weekly
Cancel anytime
(Ad-Free, Unlimited access)​
NO CREDIT CARD REQUIRED
ECF
Upturn stock ratingUpturn stock rating

Ellsworth Convertible Growth & IF (ECF)

Upturn stock ratingUpturn stock rating
$11.11
Last Close (24-hour delay)
Profit since last BUY19.33%
upturn advisory
Consider higher Upturn Star rating
BUY since 77 days
  • BUY Advisory
  • SELL Advisory (Profit)​
  • SELL Advisory (Loss)​
  • Profit
  • Loss
  • Pass (Skip investing)
Upturn Stock infoUpturn Stock info Stock price based on last close
*as per simulation
(see disclosures)
Time period over
  • ALL
  • YEAR
  • MONTH
  • WEEK

Upturn Advisory Summary

08/28/2025: ECF (2-star) has a low Upturn Star Rating. Not recommended to BUY.

Upturn Star Rating

rating

Below Average Performance

These Stocks/ETFs, based on Upturn Advisory, often underperform the market, warranting careful consideration before investing.

Analysis of Past Performance

Type Stock
Historic Profit 46.32%
Avg. Invested days 80
Today’s Advisory Consider higher Upturn Star rating
Upturn Star Rating Upturn stock ratingUpturn stock rating
Upturn Advisory Performance Upturn Advisory Performance 4.0
Stock Returns Performance Upturn Returns Performance 3.0
Upturn Profits based on simulationUpturn Profits based on simulation Profits based on simulation
Upturn Profits based on simulationUpturn Profits based on simulation Last Close 08/28/2025

Key Highlights

Company Size Small-Cap Stock
Market Capitalization 138.82M USD
Price to earnings Ratio 5.4
1Y Target Price -
Price to earnings Ratio 5.4
1Y Target Price -
Volume (30-day avg) -
Beta 0.99
52 Weeks Range 8.14 - 10.22
Updated Date 06/29/2025
52 Weeks Range 8.14 - 10.22
Updated Date 06/29/2025
Dividends yield (FY) 6.31%
Basic EPS (TTM) 1.88

Earnings Date

Report Date -
When -
Estimate -
Actual -

Profitability

Profit Margin 331.22%
Operating Margin (TTM) 68.75%

Management Effectiveness

Return on Assets (TTM) 1.39%
Return on Equity (TTM) 10.71%

Valuation

Trailing PE 5.4
Forward PE -
Enterprise Value 175237632
Price to Sales(TTM) 24.26
Enterprise Value 175237632
Price to Sales(TTM) 24.26
Enterprise Value to Revenue 6.62
Enterprise Value to EBITDA -
Shares Outstanding 13676800
Shares Floating -
Shares Outstanding 13676800
Shares Floating -
Percent Insiders 0.56
Percent Institutions 48.63

ai summary icon Upturn AI SWOT

Ellsworth Convertible Growth & IF

stock logo

Company Overview

overview logo History and Background

Ellsworth Convertible Growth & Income Fund (ECF) is a closed-end fund that focuses on generating both current income and capital appreciation. It invests primarily in convertible securities and common stocks. The fund's investment strategy involves identifying companies with strong growth potential and attractive convertible securities.

business area logo Core Business Areas

  • Convertible Securities: Invests in convertible bonds and preferred stocks, offering potential income and equity participation.
  • Common Stocks: Allocates a portion of its portfolio to common stocks for capital appreciation.

leadership logo Leadership and Structure

The fund is managed by Ellsworth Management, LLC. The fund has a board of directors and is overseen by experienced investment professionals specializing in convertible securities and equity analysis.

Top Products and Market Share

overview logo Key Offerings

  • Convertible Securities Portfolio: ECF's main offering is its professionally managed portfolio of convertible securities. These securities are designed to offer a balance between income and growth. Competitors include other closed-end funds specializing in convertible securities.
  • Common Stock Portfolio: A complementary portfolio that enhances the fund's ability to generate positive returns. Competitors are ETFs and Funds that focus on the general stock market.

Market Dynamics

industry overview logo Industry Overview

The closed-end fund industry is influenced by factors such as interest rates, market volatility, and investor sentiment. Convertible securities are attractive during periods of moderate economic growth and rising interest rates.

Positioning

ECF aims to provide a balance between income and growth by investing in both convertible securities and common stocks. Its competitive advantage lies in its specialized expertise in convertible securities analysis and portfolio management.

Total Addressable Market (TAM)

The total addressable market for convertible securities and income-generating funds is substantial, estimated to be in the hundreds of billions of dollars. ECF's position is to capture a share of this market by offering a diversified and actively managed portfolio.

Upturn SWOT Analysis

Strengths

  • Experienced Management Team
  • Diversified Portfolio
  • Income Generation
  • Capital Appreciation Potential

Weaknesses

  • Closed-End Fund Structure (potential for trading at a discount to NAV)
  • Market Volatility
  • Interest Rate Risk

Opportunities

  • Rising Interest Rate Environment (potentially beneficial for convertible securities)
  • Market Corrections (opportunities to acquire undervalued assets)
  • Growing Demand for Income-Generating Investments

Threats

  • Economic Downturn
  • Increased Competition
  • Changes in Tax Regulations

Competitors and Market Share

competitor logo Key Competitors

  • PCN
  • AGC
  • CHI

Competitive Landscape

ECF competes with other closed-end funds and ETFs that invest in convertible securities and income-generating assets. Its advantages may include experienced management and a diversified portfolio, while disadvantages could be the closed-end fund structure and market volatility.

Growth Trajectory and Initiatives

Historical Growth: Historical growth trends can be analyzed using past financial reports and stock performance data.

Future Projections: Future projections are typically based on analyst estimates and the fund's own outlook.

Recent Initiatives: Information on recent strategic initiatives would be available through press releases, investor presentations, and SEC filings.

Summary

Ellsworth Convertible Growth & Income Fund provides a mix of income and growth through convertible securities and equities. The fund's expertise in convertible securities and active management are key strengths. Challenges include potential market volatility and the closed-end fund structure. Monitoring interest rates and economic conditions is important for the fund's performance. As the company manages these things, they will perform better in the long run.

Peer Comparison

Sources and Disclaimers

Data Sources:

  • Company Website
  • SEC Filings
  • Financial News Outlets
  • Analyst Reports

Disclaimers:

The information provided is for informational purposes only and should not be considered financial advice. Investment decisions should be based on individual circumstances and consultation with a qualified financial advisor.

Upturn AI SummarizationUpturn AI Summarization AI Summarization is directionally correct and might not be accurate.

Upturn AI SummarizationUpturn AI Summarization Summarized information shown could be a few years old and not current.

Upturn AI SummarizationUpturn AI Summarization Fundamental Rating based on AI could be based on old data.

Upturn AI SummarizationUpturn AI Summarization AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.

About Ellsworth Convertible Growth & IF

Exchange NYSE MKT
Headquaters Rye, NY, United States
IPO Launch date 1990-02-22
CEO -
Sector Financial Services
Industry Asset Management
Full time employees -
Full time employees -

Ellsworth Growth and Income Fund Ltd. is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets. The fund primarily invests in convertible securities. It invests in stocks of companies across market capitalizations. The fund benchmarks the performance of its portfolio against the Bank of America Merrill Lynch All U.S. Convertibles Index, Barclays Balanced U.S. Convertibles Index, and S&P 500 Index. It was formerly known as Ellsworth Fund Ltd. Ellsworth Growth and Income Fund Ltd. was formed on June 27, 1986 and is domiciled in the United States.