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Upturn AI SWOT - About
Ellsworth Convertible Growth & IF (ECF)
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Upturn Advisory Summary
07/08/2025: ECF (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Number of Analysts
0 Analysts rated it
Very few follow this stock; limited insights, higher-risk early investing.
Analysis of Past Performance
Type Stock | Historic Profit 2.41% | Avg. Invested days 19 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  5.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 07/08/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 138.82M USD | Price to earnings Ratio 5.4 | 1Y Target Price - |
Price to earnings Ratio 5.4 | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.99 | 52 Weeks Range 8.14 - 10.22 | Updated Date 06/29/2025 |
52 Weeks Range 8.14 - 10.22 | Updated Date 06/29/2025 | ||
Dividends yield (FY) 6.31% | Basic EPS (TTM) 1.88 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 331.22% | Operating Margin (TTM) 68.75% |
Management Effectiveness
Return on Assets (TTM) 1.39% | Return on Equity (TTM) 10.71% |
Valuation
Trailing PE 5.4 | Forward PE - | Enterprise Value 175237632 | Price to Sales(TTM) 24.26 |
Enterprise Value 175237632 | Price to Sales(TTM) 24.26 | ||
Enterprise Value to Revenue 6.62 | Enterprise Value to EBITDA - | Shares Outstanding 13676800 | Shares Floating - |
Shares Outstanding 13676800 | Shares Floating - | ||
Percent Insiders 0.56 | Percent Institutions 48.63 |
Upturn AI SWOT
Ellsworth Convertible Growth & IF
Company Overview
History and Background
Ellsworth Convertible Growth & Income Fund (ECF) is a closed-end investment fund. The fund seeks to provide total return through a combination of current income and capital appreciation by investing in a portfolio of convertible securities and common stocks.
Core Business Areas
- Convertible Securities: ECF invests primarily in convertible securities, which are bonds or preferred stocks that can be converted into a predetermined amount of common stock.
- Common Stocks: The fund also invests in common stocks, typically those of companies with growth potential.
Leadership and Structure
ECF is managed by Ellsworth Management, LLC. Specific leadership details require accessing their latest regulatory filings.
Top Products and Market Share
Key Offerings
- Convertible Security Portfolio: ECF's main offering is a professionally managed portfolio of convertible securities and common stocks. Market share data is not directly applicable as it's a fund, but its AUM (Assets Under Management) dictates relative size. Competitors are other convertible bond funds, and closed-end funds with convertible strategies.
Market Dynamics
Industry Overview
The investment fund industry is highly competitive, with numerous closed-end funds and ETFs offering convertible bond strategies. Market trends include interest rate sensitivity, equity market performance, and credit spreads.
Positioning
ECF aims to provide a blend of income and capital appreciation through its convertible and equity holdings. It seeks to outperform its benchmark index with active management.
Total Addressable Market (TAM)
The TAM for convertible securities is vast, encompassing trillions of dollars of outstanding convertible debt. ECF's positioning depends on its ability to generate attractive returns compared to other available investment options.
Upturn SWOT Analysis
Strengths
- Experienced Management Team
- Diversified Portfolio of Convertible Securities
- Potential for both Income and Capital Appreciation
Weaknesses
- Closed-End Fund Structure (Potential for trading at a discount to NAV)
- High Expense Ratio compared to some ETFs
- Interest Rate Sensitivity
Opportunities
- Rising Interest Rate Environment (Potential for higher income)
- Market Volatility (Opportunities to acquire undervalued convertible securities)
- Growing Demand for Income-Generating Investments
Threats
- Economic Recession (Potential for credit losses)
- Increased Competition from other Convertible Bond Funds
- Changes in Tax Laws
Competitors and Market Share
Key Competitors
- PCK
- AGC
- CHI
Competitive Landscape
ECF competes with other closed-end funds and ETFs offering convertible bond strategies. Advantages depend on investment performance, expense ratio, and trading liquidity.
Growth Trajectory and Initiatives
Historical Growth: Depends on market conditions and investment performance. Requires review of historical NAV and total return data.
Future Projections: Future growth depends on market conditions, interest rates, and the fund's ability to generate returns. Analyst estimates are not widely available for closed-end funds like ECF.
Recent Initiatives: Requires review of ECF's recent press releases and investor communications.
Summary
ECF is a closed-end fund aiming for total return through convertibles and stocks. Its strength lies in its experienced management. However, it faces risks related to market volatility, interest rates, and competition. Monitoring investment performance and expenses is crucial.
Peer Comparison
Sources and Disclaimers
Data Sources:
- SEC Filings (e.g., N-CSR, N-PORT), Fund Fact Sheets, Investment Company Institute (ICI) reports.
Disclaimers:
This analysis is for informational purposes only and does not constitute investment advice. Investment decisions should be based on individual circumstances and a thorough understanding of the risks involved.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Ellsworth Convertible Growth & IF
Exchange NYSE MKT | Headquaters Rye, NY, United States | ||
IPO Launch date 1990-02-22 | CEO - | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
Ellsworth Growth and Income Fund Ltd. is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets. The fund primarily invests in convertible securities. It invests in stocks of companies across market capitalizations. The fund benchmarks the performance of its portfolio against the Bank of America Merrill Lynch All U.S. Convertibles Index, Barclays Balanced U.S. Convertibles Index, and S&P 500 Index. It was formerly known as Ellsworth Fund Ltd. Ellsworth Growth and Income Fund Ltd. was formed on June 27, 1986 and is domiciled in the United States.
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