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Ellsworth Convertible Growth & IF (ECF)



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Upturn Advisory Summary
08/28/2025: ECF (2-star) has a low Upturn Star Rating. Not recommended to BUY.
Analysis of Past Performance
Type Stock | Historic Profit 46.32% | Avg. Invested days 80 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating ![]() ![]() | Upturn Advisory Performance ![]() | Stock Returns Performance ![]() |
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Key Highlights
Company Size Small-Cap Stock | Market Capitalization 138.82M USD | Price to earnings Ratio 5.4 | 1Y Target Price - |
Price to earnings Ratio 5.4 | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.99 | 52 Weeks Range 8.14 - 10.22 | Updated Date 06/29/2025 |
52 Weeks Range 8.14 - 10.22 | Updated Date 06/29/2025 | ||
Dividends yield (FY) 6.31% | Basic EPS (TTM) 1.88 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 331.22% | Operating Margin (TTM) 68.75% |
Management Effectiveness
Return on Assets (TTM) 1.39% | Return on Equity (TTM) 10.71% |
Valuation
Trailing PE 5.4 | Forward PE - | Enterprise Value 175237632 | Price to Sales(TTM) 24.26 |
Enterprise Value 175237632 | Price to Sales(TTM) 24.26 | ||
Enterprise Value to Revenue 6.62 | Enterprise Value to EBITDA - | Shares Outstanding 13676800 | Shares Floating - |
Shares Outstanding 13676800 | Shares Floating - | ||
Percent Insiders 0.56 | Percent Institutions 48.63 |
Upturn AI SWOT
Ellsworth Convertible Growth & IF
Company Overview
History and Background
Ellsworth Convertible Growth & Income Fund (ECF) is a closed-end fund that focuses on generating both current income and capital appreciation. It invests primarily in convertible securities and common stocks. The fund's investment strategy involves identifying companies with strong growth potential and attractive convertible securities.
Core Business Areas
- Convertible Securities: Invests in convertible bonds and preferred stocks, offering potential income and equity participation.
- Common Stocks: Allocates a portion of its portfolio to common stocks for capital appreciation.
Leadership and Structure
The fund is managed by Ellsworth Management, LLC. The fund has a board of directors and is overseen by experienced investment professionals specializing in convertible securities and equity analysis.
Top Products and Market Share
Key Offerings
- Convertible Securities Portfolio: ECF's main offering is its professionally managed portfolio of convertible securities. These securities are designed to offer a balance between income and growth. Competitors include other closed-end funds specializing in convertible securities.
- Common Stock Portfolio: A complementary portfolio that enhances the fund's ability to generate positive returns. Competitors are ETFs and Funds that focus on the general stock market.
Market Dynamics
Industry Overview
The closed-end fund industry is influenced by factors such as interest rates, market volatility, and investor sentiment. Convertible securities are attractive during periods of moderate economic growth and rising interest rates.
Positioning
ECF aims to provide a balance between income and growth by investing in both convertible securities and common stocks. Its competitive advantage lies in its specialized expertise in convertible securities analysis and portfolio management.
Total Addressable Market (TAM)
The total addressable market for convertible securities and income-generating funds is substantial, estimated to be in the hundreds of billions of dollars. ECF's position is to capture a share of this market by offering a diversified and actively managed portfolio.
Upturn SWOT Analysis
Strengths
- Experienced Management Team
- Diversified Portfolio
- Income Generation
- Capital Appreciation Potential
Weaknesses
- Closed-End Fund Structure (potential for trading at a discount to NAV)
- Market Volatility
- Interest Rate Risk
Opportunities
- Rising Interest Rate Environment (potentially beneficial for convertible securities)
- Market Corrections (opportunities to acquire undervalued assets)
- Growing Demand for Income-Generating Investments
Threats
- Economic Downturn
- Increased Competition
- Changes in Tax Regulations
Competitors and Market Share
Key Competitors
- PCN
- AGC
- CHI
Competitive Landscape
ECF competes with other closed-end funds and ETFs that invest in convertible securities and income-generating assets. Its advantages may include experienced management and a diversified portfolio, while disadvantages could be the closed-end fund structure and market volatility.
Growth Trajectory and Initiatives
Historical Growth: Historical growth trends can be analyzed using past financial reports and stock performance data.
Future Projections: Future projections are typically based on analyst estimates and the fund's own outlook.
Recent Initiatives: Information on recent strategic initiatives would be available through press releases, investor presentations, and SEC filings.
Summary
Ellsworth Convertible Growth & Income Fund provides a mix of income and growth through convertible securities and equities. The fund's expertise in convertible securities and active management are key strengths. Challenges include potential market volatility and the closed-end fund structure. Monitoring interest rates and economic conditions is important for the fund's performance. As the company manages these things, they will perform better in the long run.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company Website
- SEC Filings
- Financial News Outlets
- Analyst Reports
Disclaimers:
The information provided is for informational purposes only and should not be considered financial advice. Investment decisions should be based on individual circumstances and consultation with a qualified financial advisor.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Ellsworth Convertible Growth & IF
Exchange NYSE MKT | Headquaters Rye, NY, United States | ||
IPO Launch date 1990-02-22 | CEO - | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - |
Ellsworth Growth and Income Fund Ltd. is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets. The fund primarily invests in convertible securities. It invests in stocks of companies across market capitalizations. The fund benchmarks the performance of its portfolio against the Bank of America Merrill Lynch All U.S. Convertibles Index, Barclays Balanced U.S. Convertibles Index, and S&P 500 Index. It was formerly known as Ellsworth Fund Ltd. Ellsworth Growth and Income Fund Ltd. was formed on June 27, 1986 and is domiciled in the United States.

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