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Equus Total Return Closed Fund (EQS)
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Upturn Advisory Summary
02/25/2026: EQS (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 18.48M USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.69 | 52 Weeks Range 0.74 - 1.52 | Updated Date 06/29/2025 |
52 Weeks Range 0.74 - 1.52 | Updated Date 06/29/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) -0.91 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) -319.82% |
Management Effectiveness
Return on Assets (TTM) -2.95% | Return on Equity (TTM) -31.06% |
Valuation
Trailing PE - | Forward PE - | Enterprise Value 19402196 | Price to Sales(TTM) 13.9 |
Enterprise Value 19402196 | Price to Sales(TTM) 13.9 | ||
Enterprise Value to Revenue 5.09 | Enterprise Value to EBITDA - | Shares Outstanding 13586200 | Shares Floating 4678670 |
Shares Outstanding 13586200 | Shares Floating 4678670 | ||
Percent Insiders 60.61 | Percent Institutions 1.09 |
Upturn AI SWOT
Equus Total Return Closed Fund
Company Overview
History and Background
Equus Total Return Closed Fund (EQRR) was established to invest in a diversified portfolio of debt and equity securities, focusing on middle-market companies. The fund aims to provide investors with current income and capital appreciation. It operates as a closed-end fund, meaning its shares are traded on an exchange and its market price can deviate from its net asset value (NAV). Over time, the fund has adjusted its investment strategy to adapt to market conditions and pursue its total return objective.
Core Business Areas
- Investment Portfolio Management: The core business of Equus Total Return Closed Fund is the active management of its investment portfolio, which includes a mix of debt and equity instruments from various industries.
- Securities Trading: The fund engages in the buying and selling of its portfolio holdings to generate income and capital gains.
Leadership and Structure
Equus Total Return Closed Fund is managed by an investment advisor. The fund has a Board of Directors responsible for overseeing the fund's operations and protecting shareholder interests. Specific names of individuals in leadership roles are subject to change and are typically disclosed in the fund's regulatory filings.
Top Products and Market Share
Key Offerings
- Competitors: Other closed-end income funds, BDCs (Business Development Companies), and diversified income-focused ETFs and mutual funds.
- Description: Equus Total Return Closed Fund offers shares to the public which represent an investment in its diversified portfolio of debt and equity securities. The fund aims to provide total return, combining income generation and capital appreciation. It competes in the broader closed-end fund market, specifically those focused on income generation and credit investments. Competitors include other closed-end funds with similar investment mandates and strategies.
- Market Share Data: Market share data for individual closed-end funds is difficult to ascertain as they represent a segment of the broader investment fund industry. EQRR's market share is tied to its AUM (Assets Under Management) relative to the total AUM of comparable closed-end funds.
- Product Name 1: Closed-End Fund Investment Shares (EQRR)
Market Dynamics
Industry Overview
Equus Total Return Closed Fund operates within the investment management industry, specifically the closed-end fund sector. This sector is influenced by macroeconomic conditions, interest rate environments, and investor demand for income-generating assets. The market for middle-market debt and equity investments is competitive and can be sensitive to economic cycles.
Positioning
Equus Total Return Closed Fund positions itself as an investment vehicle aiming to provide attractive total returns through a diversified portfolio. Its closed-end structure can sometimes lead to trading at a premium or discount to its NAV. Its competitive advantage lies in its investment strategy and the expertise of its management team in identifying and managing credit and equity opportunities in the middle market.
Total Addressable Market (TAM)
The TAM for investment funds like Equus Total Return Closed Fund is vast, encompassing global financial markets and the demand for various asset classes. EQRR specifically targets the segment of investors seeking income and capital appreciation from diversified debt and equity investments, particularly in the middle market. Its positioning within this TAM is dependent on its ability to attract capital and generate competitive returns relative to other investment options.
Upturn SWOT Analysis
Strengths
- Diversified portfolio across debt and equity.
- Experienced management team with expertise in credit and equity investments.
- Potential for income generation and capital appreciation.
- Closed-end structure can offer market price deviations from NAV, presenting potential opportunities.
Weaknesses
- Closed-end structure can lead to trading at a discount to NAV, impacting shareholder value.
- Sensitivity to interest rate fluctuations and economic downturns.
- Performance can be volatile depending on market conditions.
- Limited liquidity compared to open-end funds or ETFs.
Opportunities
- Favorable interest rate environments for fixed-income investments.
- Growth in the middle-market financing sector.
- Potential for undervalued securities in the portfolio to appreciate.
- Increased investor demand for income-focused investments.
Threats
- Rising interest rates impacting bond valuations and borrowing costs.
- Economic recessions leading to increased defaults and reduced equity valuations.
- Increased competition from other investment vehicles.
- Changes in regulatory environments affecting fund operations and investments.
Competitors and Market Share
Key Competitors
- Apollo Senior Floating Rate Fund Inc. (ASFD)
- BlackRock Capital Allocation Trust (BCAT)
- Eagle Point Credit Company Inc. (ECC)
Competitive Landscape
Equus Total Return Closed Fund faces competition from numerous other closed-end funds and BDCs that offer similar income-oriented investment strategies. Its advantages lie in its specific investment focus and management expertise. Disadvantages can include the market's perception of its NAV discount, which can affect its ability to attract new capital and may depress its market price relative to its underlying assets.
Growth Trajectory and Initiatives
Historical Growth: The growth trajectory of Equus Total Return Closed Fund is primarily measured by the growth in its Net Asset Value (NAV) per share and its ability to consistently generate distributions. Historical performance would show periods of growth and decline influenced by market cycles and investment strategy effectiveness.
Future Projections: Future projections for Equus Total Return Closed Fund are typically provided by financial analysts covering the fund. These projections often focus on anticipated NAV growth, dividend sustainability, and market price performance, taking into account current economic forecasts and the fund's investment outlook. Specific numerical projections are dynamic and require up-to-date analyst reports.
Recent Initiatives: Recent initiatives might include adjustments to the investment strategy, portfolio rebalancing, efforts to manage the discount/premium to NAV, or capital allocation decisions such as share buybacks or debt management. These are often detailed in the fund's annual and semi-annual reports.
Summary
Equus Total Return Closed Fund is a diversified investment vehicle focused on generating total returns from a portfolio of debt and equity. Its strengths lie in its diversified holdings and experienced management, but it faces threats from market volatility and interest rate changes. Its ability to grow hinges on effective portfolio management and capitalizing on opportunities in the middle market, while managing its NAV discount remains a key consideration for shareholder value.
Similar Stocks
Sources and Disclaimers
Data Sources:
- Fund Prospectus and Regulatory Filings (SEC)
- Financial Data Aggregators (e.g., Bloomberg, Refinitiv, Yahoo Finance)
- Fund Investor Relations Websites
Disclaimers:
This JSON output is generated for informational purposes only and does not constitute financial advice. Data accuracy and completeness are subject to the availability and timeliness of public disclosures. Past performance is not indicative of future results. Investors should conduct their own due diligence and consult with a qualified financial advisor before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Equus Total Return Closed Fund
Exchange NYSE | Headquaters Houston, TX, United States | ||
IPO Launch date 1992-09-11 | CEO & Director Mr. John A. Hardy | ||
Sector Financial Services | Industry Asset Management | Full time employees - | Website https://www.equuscap.com |
Full time employees - | Website https://www.equuscap.com | ||
Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equity-oriented securities issued by privately owned companies, debt securities including subordinate debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock, and preferred equity financing. It invests in middle market companies and acts as a lead investor. It invests in technology, telecommunication, financial services, natural resource and industrial manufacturing and services. It invests in companies engaged in the alternative energy, real estate, healthcare, education, e-learning, leisure and entertainment, and foreign investment sector in the United States, China, India, and Europe. It investments include common and preferred stock, debt convertible into common or preferred stock, debt combined with warrants and options, and other rights to acquire common or preferred stock. It seeks to invest in companies between $1 million and $25 million with revenues between $5 million and $150 million with EBITDA between $2 million and $50 million. It seeks to take control and non-control equity positions. Equus Total Return, Inc. was founded in 1991 and is based in Houston, Texas with additional office in Vancouver, Canada.
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