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Equus Total Return Closed Fund (EQS)
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Upturn Advisory Summary
01/09/2026: EQS (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 21.87% | Avg. Invested days 48 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  2.0 | Stock Returns Performance  3.0 |
| Profits based on simulation | Last Close 01/09/2026 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 18.48M USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.69 | 52 Weeks Range 0.74 - 1.52 | Updated Date 06/29/2025 |
52 Weeks Range 0.74 - 1.52 | Updated Date 06/29/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) -0.91 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) -319.82% |
Management Effectiveness
Return on Assets (TTM) -2.95% | Return on Equity (TTM) -31.06% |
Valuation
Trailing PE - | Forward PE - | Enterprise Value 19402196 | Price to Sales(TTM) 13.9 |
Enterprise Value 19402196 | Price to Sales(TTM) 13.9 | ||
Enterprise Value to Revenue 5.09 | Enterprise Value to EBITDA - | Shares Outstanding 13586200 | Shares Floating 4678670 |
Shares Outstanding 13586200 | Shares Floating 4678670 | ||
Percent Insiders 60.61 | Percent Institutions 1.09 |
Upturn AI SWOT
Equus Total Return Closed Fund
Company Overview
History and Background
Equus Total Return Closed Fund (EQR) was established to provide investors with a diversified portfolio of income-generating assets, primarily focusing on debt investments in small and medium-sized businesses. The fund aims to deliver total return through a combination of current income and capital appreciation. It has evolved to navigate various market cycles by adapting its investment strategies.
Core Business Areas
- Debt Investments: The fund's primary strategy involves investing in a diversified portfolio of debt instruments, including senior secured loans, mezzanine debt, and distressed debt, issued by small and middle-market companies. This is aimed at generating consistent income for shareholders.
- Equity Investments: While primarily debt-focused, the fund may also invest in equity securities of its portfolio companies, often as a result of debt-to-equity conversions or as part of the initial investment structure, to capture potential capital appreciation.
Leadership and Structure
The fund is managed by an investment advisory team responsible for identifying, analyzing, and managing the portfolio's investments. As a closed-end fund, it has a board of trustees overseeing the fund's operations and acting in the best interests of shareholders. Specific leadership details, such as CEO and board members, would require accessing the fund's most recent filings.
Top Products and Market Share
Key Offerings
- Description: A portfolio of senior secured and subordinated debt investments in U.S. middle-market companies. Market share data for specific debt instruments is not publicly available in a comparable format. Competitors include other BDCs (Business Development Companies) and private credit funds.
- Product Name 1: Diversified Debt Portfolio
- Description: Potential equity stakes in companies where the fund has provided debt financing. This is a secondary offering and specific market share is not quantifiable. Competitors include private equity firms and venture capital funds.
- Product Name 2: Equity Investments in Portfolio Companies
Market Dynamics
Industry Overview
Equus Total Return Closed Fund operates within the alternative investment sector, specifically focusing on credit and income-generating strategies for middle-market companies. This sector is influenced by interest rate movements, economic growth, and the overall health of the small and medium-sized business landscape.
Positioning
Equus Total Return Closed Fund positions itself as a provider of tailored credit solutions to underserved middle-market companies, seeking to generate attractive risk-adjusted returns for its shareholders. Its competitive advantage lies in its focus on bespoke debt structures and potential equity upside.
Total Addressable Market (TAM)
The total addressable market for middle-market lending and alternative credit strategies is substantial, encompassing billions of dollars in private debt issuance annually. Equus Total Return Closed Fund, as a closed-end fund, targets a specific segment of this market, aiming to capture a niche within the broader credit landscape.
Upturn SWOT Analysis
Strengths
- Focus on diversified debt investments for income generation.
- Potential for capital appreciation through equity holdings.
- Access to the middle-market segment often overlooked by larger institutions.
Weaknesses
- Sensitivity to interest rate fluctuations impacting borrowing costs and portfolio yields.
- Potential for credit defaults within the portfolio, leading to capital impairment.
- Limited liquidity inherent in closed-end funds, especially for smaller holdings.
Opportunities
- Increasing demand for alternative credit solutions from middle-market companies.
- Potential to capitalize on economic upturns by investing in growth-oriented businesses.
- Leveraging expertise in distressed debt to acquire assets at attractive valuations.
Threats
- Deteriorating economic conditions leading to increased default rates.
- Increased competition from other BDCs and private credit funds driving down yields.
- Regulatory changes impacting the alternative investment industry.
Competitors and Market Share
Key Competitors
- BlackRock TCP Capital Corp. (TCPC)
- Golub Capital BDC, Inc. (GBDC)
- Hercules Capital, Inc. (HTGC)
Competitive Landscape
Equus Total Return Closed Fund faces competition from other BDCs and private credit funds that offer similar investment strategies. Its advantages lie in its specific niche within the middle market, while disadvantages could include scale compared to larger competitors and potential operational inefficiencies.
Growth Trajectory and Initiatives
Historical Growth: The historical growth of Equus Total Return Closed Fund (EQR) is typically measured by the growth in its Net Asset Value (NAV) and its ability to maintain or increase dividend distributions. Past performance is indicative but not guaranteed.
Future Projections: Future projections for EQR would depend on market conditions, the effectiveness of its investment strategy, and its ability to raise capital. Analyst estimates, if available, would provide insights into expected future performance.
Recent Initiatives: Recent initiatives could include portfolio rebalancing, new investment strategies, or capital raises, all aimed at enhancing shareholder value. Specific details would be found in the fund's quarterly and annual reports.
Summary
Equus Total Return Closed Fund (EQR) is positioned in the middle-market credit space, aiming for income generation and capital appreciation. Its diversified debt investment strategy is a core strength, but it faces risks from economic downturns and competitive pressures. Continued focus on prudent risk management and adaptation to market dynamics will be crucial for its future success.
Similar Stocks
Sources and Disclaimers
Data Sources:
- Fund's official SEC filings (e.g., 10-K, 10-Q)
- Financial data providers (e.g., Bloomberg, Refinitiv, Yahoo Finance)
- Industry analysis reports
Disclaimers:
This JSON output is for informational purposes only and does not constitute investment advice. Financial data and market share figures are estimates and subject to change. Investors should conduct their own due diligence before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Equus Total Return Closed Fund
Exchange NYSE | Headquaters Houston, TX, United States | ||
IPO Launch date 1992-09-11 | CEO & Director Mr. John A. Hardy | ||
Sector Financial Services | Industry Asset Management | Full time employees - | Website https://www.equuscap.com |
Full time employees - | Website https://www.equuscap.com | ||
Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equity-oriented securities issued by privately owned companies, debt securities including subordinate debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock, and preferred equity financing. It invests in middle market companies and acts as a lead investor. It invests in technology, telecommunication, financial services, natural resource and industrial manufacturing and services. It invests in companies engaged in the alternative energy, real estate, healthcare, education, e-learning, leisure and entertainment, and foreign investment sector in the United States, China, India, and Europe. It investments include common and preferred stock, debt convertible into common or preferred stock, debt combined with warrants and options, and other rights to acquire common or preferred stock. It seeks to invest in companies between $1 million and $25 million with revenues between $5 million and $150 million with EBITDA between $2 million and $50 million. It seeks to take control and non-control equity positions. Equus Total Return, Inc. was founded in 1991 and is based in Houston, Texas with additional office in Vancouver, Canada.
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