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Tri Continental Closed Fund (TY)
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Upturn Advisory Summary
11/14/2025: TY (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 23.24% | Avg. Invested days 83 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  5.0 | Stock Returns Performance  3.0 |
| Profits based on simulation | Last Close 11/14/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 1.64B USD | Price to earnings Ratio 5.08 | 1Y Target Price - |
Price to earnings Ratio 5.08 | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.9 | 52 Weeks Range 26.54 - 34.82 | Updated Date 06/29/2025 |
52 Weeks Range 26.54 - 34.82 | Updated Date 06/29/2025 | ||
Dividends yield (FY) 3.62% | Basic EPS (TTM) 6.21 |
Earnings Date
Report Date 2025-06-25 | When Before Market | Estimate - | Actual - |
Profitability
Profit Margin 471.08% | Operating Margin (TTM) 87.17% |
Management Effectiveness
Return on Assets (TTM) 2.03% | Return on Equity (TTM) 17.57% |
Valuation
Trailing PE 5.08 | Forward PE - | Enterprise Value 1674601728 | Price to Sales(TTM) 24.08 |
Enterprise Value 1674601728 | Price to Sales(TTM) 24.08 | ||
Enterprise Value to Revenue 5.21 | Enterprise Value to EBITDA - | Shares Outstanding 51961100 | Shares Floating - |
Shares Outstanding 51961100 | Shares Floating - | ||
Percent Insiders 0.03 | Percent Institutions 13.01 |
Upturn AI SWOT
Tri Continental Closed Fund
Company Overview
History and Background
Tri Continental Corporation, now known as Tri Continental Closed Fund, was founded in 1930. It's one of the oldest closed-end funds in the United States, focused on long-term capital appreciation through investments in common stocks.
Core Business Areas
- Investment Management: Tri Continental Closed Fund primarily focuses on managing a portfolio of publicly traded companies, seeking long-term capital appreciation and income.
Leadership and Structure
The fund is managed by Columbia Management Investment Advisers, LLC. The Board of Directors oversees the fund's operations and investment strategies.
Top Products and Market Share
Key Offerings
- Common Stock Portfolio: Tri Continental's main 'product' is its actively managed portfolio of common stocks, diversified across various sectors. Market share is difficult to quantify directly as it's a fund, but its AUM represents a portion of the total closed-end fund market. Competitors include other closed-end equity funds such as Central Securities Corporation (CET) and Adams Diversified Equity Fund (ADX).
Market Dynamics
Industry Overview
The closed-end fund industry is competitive, with funds vying for investor capital. The industry is affected by interest rates, market volatility, and investor sentiment.
Positioning
Tri Continental is positioned as a value-oriented, long-term investor. Its competitive advantage lies in its long history, experienced management team, and established investment process.
Total Addressable Market (TAM)
The total addressable market for closed-end funds is billions of dollars. Tri Continental's AUM positions it to capture a portion of this, depending on its performance and investor demand.
Upturn SWOT Analysis
Strengths
- Long operating history
- Experienced management team
- Value-oriented investment approach
- Diversified portfolio
Weaknesses
- Closed-end fund structure (trading at discount/premium)
- High expense ratio compared to ETFs
- Reliance on active management
Opportunities
- Increasing investor demand for income-generating assets
- Market dislocations creating undervalued investment opportunities
- Expansion into new investment strategies
Threats
- Market volatility
- Rising interest rates
- Competition from ETFs and other investment vehicles
- Regulatory changes
Competitors and Market Share
Key Competitors
- CET
- ADX
- DIVO
- USA
Competitive Landscape
Tri Continental faces competition from other closed-end funds and ETFs. Its advantage lies in its value-oriented approach and history, but it faces challenges from lower-cost ETFs.
Growth Trajectory and Initiatives
Historical Growth: Growth is dependent on the stock market and its investments.
Future Projections: Future growth is tied to the fund's investment performance and market conditions.
Recent Initiatives: Recent initiatives may include portfolio rebalancing or changes in investment strategy.
Summary
Tri Continental is a well-established closed-end fund with a long history of value investing. Its strengths include an experienced management team and a diversified portfolio, yet it has high expenses compared to ETF. The company needs to manage its expense ratio and the NAV while remaining competitive in a fast-paced market. Looking ahead, the fund needs to adapt to evolving market trends while preserving its core investment principles.
Similar Stocks
Sources and Disclaimers
Data Sources:
- Company Website
- SEC Filings
- Morningstar
- Yahoo Finance
Disclaimers:
This analysis is for informational purposes only and should not be considered financial advice. Investment decisions should be made based on individual circumstances and consultation with a financial professional.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Tri Continental Closed Fund
Exchange NYSE | Headquaters Boston, MA, United States | ||
IPO Launch date 1983-04-06 | CEO - | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
Tri-Continental Corporation is a closed ended equity mutual fund launched and managed by Columbia Management Investment Advisers, LLC. It primarily invests in the public equity markets of the United States. The fund invests in stocks of companies that operate across diversified sectors. It seeks to invest in stocks of large-cap companies. The fund benchmarks the performance of its portfolio against S&P 500 Index. Tri-Continental Corporation was formed in January 1929 and is domiciled in the United States.
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