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- Upturn Summary
- Fund Details
Upturn AI Summary
VanEck Preferred Securities ex Financials ETF(PFXF)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for PFXF
10/28/2026: PFXF (2-star) is currently NOT-A-BUY. Pass it for now.
PFXF is a specialized ETF that provides income through a portfolio of US-listed preferred securities while explicitly excluding the financial sector. By focusing on industries like utilities and energy, it offers a distinct diversification alternative to standard preferred stock ETFs. Its primary strength lies in its ability to bypass banking-sector volatility while maintaining a steady yield. Investors should monitor interest rate trends and credit health in the energy and utility sectors, as these are the primary drivers of risk and return. It is most suitable for income-seeking portfolios looking to manage specific sector concentration risks.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
ETF holdings, costs, diversification, valuation, risks, and market conditions provide supporting context about the fund.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Weak fit | This fund is designed for income generation rather than capital appreciation. |
| Momentum investor | Mixed fit | Momentum potential is limited to interest rate cycles and sector-specific credit spreads. |
| Value investor | Mixed fit | Valuation is driven by yield-to-call metrics and credit risk rather than traditional equity value multiples. |
| Dividend/Income investor | Strong fit | The fund is specifically engineered to provide consistent income through diversified preferred securities. |
| Low-risk investor | Mixed fit | While more stable than pure equities, preferred securities still carry interest rate and credit risk. |
Investor Profile
Ideal Investor Profile
Income-oriented investors who want exposure to preferred securities but wish to avoid the heavy financial sector weightings of traditional funds.
Suitability
Best suited for long-term income-focused investors who can tolerate market price fluctuations.
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Volatility | Medium | Preferred securities can experience price fluctuations driven by interest rate changes. |
| Market risk | Medium / high | The portfolio is subject to broad economic conditions affecting the utility and energy sectors. |
| Concentration | Medium / high | Excluding financials concentrates the portfolio in fewer sectors, increasing sensitivity to those specific industries. |
| Tracking/expense | Low | The fund maintains a low tracking error relative to its benchmark. |
| Liquidity | Medium | Market depth can vary for individual preferred issues held within the portfolio. |
| Business/sector quality | Medium | Credit quality depends on the underlying issuers in regulated and cyclical sectors. |
Risk Analysis
Volatility
PFXF exhibits moderate volatility, generally lower than common stock indices but higher than short-duration bonds.
Market Risk
The fund is primarily exposed to interest rate risk, credit risk of the issuers, and the sector-specific risks of utilities and energy.
What the ETF Owns
| Exposure Type | Exposure | Weight (%) | Retail Investor Read |
|---|---|---|---|
| Industry | Utilities | 45 | Utility companies provide high concentrations of the fund's income due to their stable, regulated cash flows. |
| Industry | Energy | 20 | Energy sector preferreds offer higher yield potential but are sensitive to commodity price cycles. |
| Industry | Communications | 15 | Telecommunications firms contribute steady, defensive income to the portfolio's overall yield profile. |
| Industry | Real Estate / Other | 18 | This portion provides diversification across various non-financial business models. |
| Cash/collateral | Cash and Cash Equivalents | 2 | A small liquidity buffer is maintained to manage daily fund operations and inflows. |
Price Behavior
Rolling Over
The price momentum is slowing down and beginning to turn downward.
Very Smooth
The stock has followed a highly orderly price path with minimal short-term disruption.
Analysis of Past Performance
Type ETF | Historic Profit 15.8% | Avg. Invested days 68 | Today’s Advisory PASS |
Upturn Advisory Rating  | Upturn Advisory Performance  4.0 | ETF Returns Performance  3.0 |
| Profits based on simulation | Last Close 10/28/2026 |
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