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Upturn AI Summary
PGIM Nasdaq-100 Buffer 12 ETF - October(PQOC)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for PQOC
10/28/2026: PQOC (2-star) is a SELL. SELL for 4 days. Simulated Profits (-1.13%). Updated daily EoD!
PQOC provides a structured approach to investing in the Nasdaq-100 Index by offering a 12% buffer against losses while capping upside potential over a one-year period. Its primary strength lies in its ability to manage risk for equity-focused investors who are concerned about market downturns. It is most suitable for long-term investors seeking to stay invested in the Nasdaq-100 while reducing volatility. Key risks include the potential for losses exceeding the 12% buffer and the missed opportunity if the index grows beyond the fund's cap. Investors should carefully monitor the fund's reset date and align it with their personal investment timeline.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
ETF holdings, costs, diversification, valuation, risks, and market conditions provide supporting context about the fund.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Mixed fit | While it offers Nasdaq-100 exposure, the capped upside may limit potential during periods of strong market growth. |
| Momentum investor | Weak fit | The capped upside structure is generally unsuitable for momentum strategies that rely on capturing unconstrained price appreciation. |
| Value investor | Mixed fit | The protection feature may appeal to value investors looking to hedge against equity market downturns. |
| Dividend/Income investor | Weak fit | This ETF does not prioritize dividend income generation. |
| Low-risk investor | Strong fit | The 12% buffer provides a cushion that can help lower-risk investors remain invested in equities with reduced volatility. |
Investor Profile
Ideal Investor Profile
An investor who is constructive on the Nasdaq-100 but wants to mitigate potential downside risk in exchange for giving up uncapped upside potential.
Suitability
Best for long-term investors willing to hold for the annual period to realize the full benefits of the buffer strategy.
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Volatility | Medium | The buffer limits exposure to volatility but does not eliminate it. |
| Market risk | Medium / high | Investors remain exposed to market losses exceeding the 12% buffer. |
| Concentration | High | The fund is concentrated in the performance of a single index, the Nasdaq-100. |
| Tracking/expense | Medium | Costs associated with options trading can impact the final outcome relative to the index. |
| Liquidity | Medium | The complexity of the underlying options may impact execution costs during periods of market stress. |
| Business/sector quality | Medium | The reliance on the performance of the tech-heavy Nasdaq-100 introduces sector-specific risks. |
Risk Analysis
Volatility
PQOC dampens volatility by capping upside and buffering downside, essentially shifting the return distribution.
Market Risk
Exposure remains to the Nasdaq-100, meaning significant market crashes beyond 12% will result in losses.
What the ETF Owns
| Exposure Type | Exposure | Weight (%) | Retail Investor Read |
|---|---|---|---|
| Derivatives | Nasdaq-100 Index Options (FLEX Options) | 95 | These options positions create the fund's specific cap and buffer profile linked to the Nasdaq-100. |
| Cash/collateral | U.S. Treasury Securities / Cash | 5 | These highly liquid assets provide collateral for the options strategy and stability to the portfolio. |
Price Behavior
Strong Uptrend
The stock has maintained a strong upward price trend across the last three quarters.
Very Smooth
The stock has followed a highly orderly price path with minimal short-term disruption.
Analysis of Past Performance
Type ETF | Historic Profit 14.88% | Avg. Invested days 73 | Today’s Advisory SELL |
Upturn Advisory Rating  | Upturn Advisory Performance  3.0 | ETF Returns Performance  3.0 |
| Profits based on simulation | Last Close 10/28/2026 |
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