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- Upturn Summary
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Upturn AI Summary
JPMorgan Nasdaq Equity Premium Yield ETF(ROCQ)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for ROCQ
11/06/2026: ROCQ (1-star) is currently NOT-A-BUY. Pass it for now.
ROCQ is an actively managed ETF providing exposure to the Nasdaq-100 index while generating income through a systematic covered call strategy. It offers a blend of growth-sector exposure and monthly income, making it attractive for yield-seeking investors. Key strengths include J.P. Morgan's institutional management and the potential for consistent payouts, though investors must accept capped upside participation. Primary risks involve the volatility and concentration of the Nasdaq-100 and the structural limitations of the options overlay. It is best suited for income-focused investors who want a technology tilt in their portfolio.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
ETF holdings, costs, diversification, valuation, risks, and market conditions provide supporting context about the fund.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Mixed fit | The covered call strategy caps upside potential, making it less suitable for investors prioritizing pure capital appreciation. |
| Momentum investor | Weak fit | The upside caps inherent in this strategy may hinder momentum-based trading gains. |
| Value investor | Mixed fit | While it generates income, the underlying exposure is primarily to growth stocks which may not fit a traditional value mandate. |
| Dividend/Income investor | Strong fit | This fund is designed specifically for investors seeking regular income derived from equity premiums. |
| Low-risk investor | Mixed fit | While it offers some downside protection through option premiums, the underlying volatility of the Nasdaq-100 remains significant. |
Investor Profile
Ideal Investor Profile
Investors seeking income from growth-oriented equities who are willing to trade off significant capital upside for current cash flow.
Suitability
Best for long-term income-oriented investors rather than active traders.
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Volatility | Medium / high | The underlying Nasdaq-100 index is historically prone to significant price swings. |
| Market risk | High | Investors are exposed to the full downside risk of the equity market if prices fall significantly. |
| Concentration | High | The fund is heavily concentrated in large-cap technology stocks. |
| Tracking/expense | Low | The strategy is actively managed, so tracking error is expected by design. |
| Liquidity | Low | The fund invests in highly liquid large-cap securities and index options. |
| Business/sector quality | Medium | Exposure is restricted to the top 100 non-financial firms on the Nasdaq, which are generally high-quality, growth-oriented businesses. |
Risk Analysis
Volatility
ROCQ experiences volatility tied to the Nasdaq-100, though the option overlay typically dampens the impact of moderate market movements.
Market Risk
The fund is fully exposed to the price risk of the underlying Nasdaq-100 stocks, meaning significant index declines are not fully offset by option premiums.
What the ETF Owns
| Exposure Type | Exposure | Weight (%) | Retail Investor Read |
|---|---|---|---|
| Single stock | Nasdaq-100 Index Equity Components | 98 | This provides broad exposure to the largest non-financial companies listed on the Nasdaq. |
| Derivatives | Nasdaq-100 Index Call Options | The fund writes (sells) call options to generate premiums which are distributed as income to shareholders. | |
| Cash/collateral | Cash and Cash Equivalents | 2 | Small liquidity buffer maintained for operational needs and transaction settlement. |
Analysis of Past Performance
Type ETF | Historic Profit -3.96% | Avg. Invested days 20 | Today’s Advisory PASS |
Upturn Advisory Rating  | Upturn Advisory Performance  1.0 | ETF Returns Performance  1.0 |
| Profits based on simulation | Last Close 11/06/2026 |
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