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- Upturn Summary
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Upturn AI Summary
First Trust SMID Cap Rising Dividend Achievers ETF(SDVY)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for SDVY
10/14/2026: SDVY (2-star) is currently NOT-A-BUY. Pass it for now.
First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) provides targeted exposure to US small- and mid-cap companies that maintain a consistent track record of growing their dividends. By employing a rules-based index strategy, the fund filters for fundamental strength, aiming to offer a balance of income and potential capital appreciation. While it serves as a strong component for long-term income-focused portfolios, investors should remain mindful of the inherent volatility associated with the SMID-cap segment and sensitivity to broader economic cycles. It is an established option for those looking to diversify beyond large-cap dividend stocks and is best suited for long-term investors capable of weathering market fluctuations.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
ETF holdings, costs, diversification, valuation, risks, and market conditions provide supporting context about the fund.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Mixed fit | While it captures dividend growth, it lacks the aggressive growth profiles of pure technology or small-cap growth funds. |
| Momentum investor | Weak fit | The dividend-focus strategy does not prioritize price momentum, making it less suitable for short-term trend following. |
| Value investor | Strong fit | The focus on dividend-paying, fundamentally sound companies aligns well with value-oriented investing principles. |
| Dividend/Income investor | Strong fit | It provides a reliable stream of dividend income from companies with a track record of growth. |
| Low-risk investor | Mixed fit | While dividend-payers provide some stability, SMID-cap stocks are inherently more volatile than large-cap dividend stocks. |
Investor Profile
Ideal Investor Profile
Investors seeking a combination of capital appreciation and dividend growth in the small and mid-cap equity space.
Suitability
Best suited for long-term investors willing to tolerate the inherent volatility of mid-sized companies in exchange for potential growth and income.
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Volatility | Medium / high | Small and mid-cap stocks naturally experience higher price swings compared to large-cap equities. |
| Market risk | Medium / high | The fund is fully exposed to the general performance of the US equity market. |
| Concentration | Medium | The index-based selection ensures diversification, though specific sectors may become overweighted based on dividend trends. |
| Tracking/expense | Low | The fund maintains a reasonable expense ratio and tracks its index effectively. |
| Liquidity | Low | The ETF maintains sufficient daily trading volume to minimize exit risks for standard retail positions. |
| Business/sector quality | Medium | The fund's focus on companies with rising dividends naturally screens for better-quality business models. |
Risk Analysis
Volatility
SDVY exhibits moderate to high volatility, typical of the SMID-cap asset class, often amplified during market downturns.
Market Risk
The fund faces significant market risk as it is entirely invested in US equities, making it susceptible to broad market sentiment and macroeconomic shifts.
What the ETF Owns
| Exposure Type | Exposure | Weight (%) | Retail Investor Read |
|---|---|---|---|
| Market capitalization | US Small and Mid-Cap Equities | 98.5 | The fund focuses on growing companies that are smaller than traditional blue-chip dividend payers, offering higher growth potential. |
| Cash/collateral | Cash and Cash Equivalents | 1.5 | A small portion of the portfolio is held in cash to manage liquidity and daily transaction requirements. |
Price Behavior
Rolling Over
The price momentum is slowing down and beginning to turn downward.
Very Smooth
The stock has followed a highly orderly price path with minimal short-term disruption.
Analysis of Past Performance
Type ETF | Historic Profit 16.49% | Avg. Invested days 69 | Today’s Advisory PASS |
Upturn Advisory Rating  | Upturn Advisory Performance  3.0 | ETF Returns Performance  3.0 |
| Profits based on simulation | Last Close 10/14/2026 |
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