Home 
Today's Top Picks 
Top Performers 
Watchlist 
My Robo Portfolios 
ETF Zone 
Help & Tutorial - Chart
- Upturn Summary
- Highlights
- Valuation
- About
Gladstone Investment Corporation 7.875% Notes due 2030 (GAINI)
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- Pass (Skip investing)
Stock price based on last close (see disclosures)
- ALL
- 1Y
- 1M
- 1W
Upturn Advisory Summary
12/18/2025: GAINI (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 6.88% | Avg. Invested days 163 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  5.0 | Stock Returns Performance  2.0 |
| Profits based on simulation | Last Close 12/18/2025 |
Key Highlights
Company Size ETF | Market Capitalization 0 USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta - | 52 Weeks Range 24.27 - 25.45 | Updated Date 05/15/2025 |
52 Weeks Range 24.27 - 25.45 | Updated Date 05/15/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) - |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE - | Forward PE - | Enterprise Value - | Price to Sales(TTM) - |
Enterprise Value - | Price to Sales(TTM) - | ||
Enterprise Value to Revenue - | Enterprise Value to EBITDA - | Shares Outstanding - | Shares Floating - |
Shares Outstanding - | Shares Floating - | ||
Percent Insiders - | Percent Institutions - |
Upturn AI SWOT
Gladstone Investment Corporation 7.875% Notes due 2030
Company Overview
History and Background
Gladstone Investment Corporation (GAIN) was founded in 2005 and is a publicly traded business development company (BDC). It invests in debt and equity of lower middle market and small companies. The 7.875% Notes due 2030 are a specific debt issuance by the corporation.
Core Business Areas
- SBIC Investment: Gladstone Investment Corporation operates as a Small Business Investment Company (SBIC), providing debt and equity capital to established, lower middle market businesses.
- Acquisition and Control Investments: The company also engages in acquisition and control investments, seeking to acquire and operate businesses in fragmented or mature industries.
Leadership and Structure
Gladstone Investment Corporation is externally managed by Gladstone Management, L.P. The leadership team includes Chairman and CEO, David Gladstone, and other key executives responsible for investment strategies and operations. It operates as a BDC, regulated by the SEC.
Top Products and Market Share
Key Offerings
- Debt and Equity Investments: Provides customized debt and equity financing solutions to lower middle market companies. This includes term loans, subordinated debt, and equity co-investments. Specific market share data for individual investment products is not publicly disclosed. Competitors include other BDCs, private equity firms, and traditional lenders.
- Acquisition of Operating Businesses: Acquires and operates established businesses, aiming to generate stable cash flows and long-term capital appreciation. Market share is specific to the individual acquired businesses, not the investment strategy itself. Competitors vary widely depending on the industry of the acquired business.
Market Dynamics
Industry Overview
The lower middle market debt and equity financing sector is characterized by a large number of companies seeking capital and a diverse range of investors. The acquisition of operating businesses operates across various industry sectors, each with its own dynamics.
Positioning
Gladstone Investment Corporation positions itself as a flexible provider of capital to lower middle market companies, often filling financing gaps not addressed by larger institutions. Its SBIC license provides a unique advantage. For its acquisition segment, it targets businesses with stable cash flows and potential for operational improvement.
Total Addressable Market (TAM)
The TAM for lower middle market financing and acquisition is substantial, with millions of small and medium-sized businesses in the U.S. Gladstone Investment Corporation's position is focused on specific segments within this broad market, aiming for niche opportunities where its expertise can add value.
Upturn SWOT Analysis
Strengths
- Experienced management team with a long track record.
- SBIC license provides access to leverage and regulatory benefits.
- Diversified investment strategy (debt/equity and acquisitions).
- Focus on the attractive lower middle market.
Weaknesses
- Reliance on external management.
- Potential for interest rate sensitivity due to debt issuance.
- Operating business segment can be capital intensive and operationally complex.
Opportunities
- Continued demand for capital in the lower middle market.
- Potential for operational improvements in acquired businesses.
- Economic growth can lead to increased investment opportunities.
- Favorable regulatory environment for BDCs.
Threats
- Economic downturns impacting portfolio company performance.
- Increased competition from other BDCs and private equity firms.
- Rising interest rates increasing borrowing costs and potentially impacting valuations.
- Regulatory changes affecting BDCs.
Competitors and Market Share
Key Competitors
- Hercules Capital, Inc. (HTGC)
- Apollo Investment Corporation (AINV)
- Blackstone Credit Income Fund (ASGI)
Competitive Landscape
Gladstone Investment Corporation competes with a variety of BDCs, private equity firms, and traditional lenders. Its competitive advantages lie in its SBIC license, long-term investment horizon, and operational expertise in its acquisition segment. However, it faces competition for deal flow and capital from larger, more established players.
Growth Trajectory and Initiatives
Historical Growth: Historically, Gladstone Investment Corporation has grown through new investments, successful exits of portfolio companies, and potentially follow-on offerings or debt issuances to fund growth. Its SBIC segment and acquisition strategy have been key drivers.
Future Projections: Future projections would depend on the company's ability to originate new investments, manage its existing portfolio, and execute successful acquisitions, alongside broader economic conditions. Analyst estimates would be a key source for projections.
Recent Initiatives: Recent initiatives may include focusing on specific industry sectors for acquisitions, adjusting investment strategies based on market trends, and managing its debt structure.
Summary
Gladstone Investment Corporation is a diversified BDC with a dual strategy of debt/equity investments and operating business acquisitions. Its strengths lie in its experienced management and SBIC license, while weaknesses include reliance on external management. Opportunities exist in the growing lower middle market, but threats from economic downturns and competition are present. The 7.875% Notes due 2030 represent a significant debt obligation for the company.
Similar Stocks
Sources and Disclaimers
Data Sources:
- Company SEC Filings (10-K, 10-Q)
- Financial data providers (e.g., Bloomberg, Refinitiv)
- Company Investor Relations websites
Disclaimers:
This analysis is based on publicly available information and is for informational purposes only. It does not constitute financial advice. Investors should conduct their own due diligence before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Gladstone Investment Corporation 7.875% Notes due 2030
Exchange NASDAQ | Headquaters McLean, VA, United States | ||
IPO Launch date 2024-12-18 | Chairman & CEO Mr. David John Gladstone | ||
Sector - | Industry - | Full time employees - | |
Full time employees - | |||
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Note: This website is maintained by Upturn Corporation, which is an investment adviser registered with the U.S. Securities and Exchange Commission. Such registration does not imply a certain level of skill or training. Investing in securities has risks. Past performance is no guarantee of future returns. No assurance is provided as to any particular investment return, and you may lose money using our services. You are strongly advised to consult appropriate counsel before making any investments in companies you learn about through our services. You should obtain appropriate legal, tax, investment, accounting, and other advice that takes into account your investment portfolio and overall financial situation. You are solely responsible for conducting due diligence on a potential investment. We do not affect trades for you. You will select your own broker through which to transact. Investments are not FDIC insured, they are not guaranteed, and they may lose value. Please see the Privacy Policy, Terms of Use, and Disclosure for more information.