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Gladstone Investment Corporation 7.875% Notes due 2030 (GAINI)
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Upturn Advisory Summary
10/15/2025: GAINI (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Analysis of Past Performance
Type Stock | Historic Profit 4.72% | Avg. Invested days 118 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  5.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 10/15/2025 |
Key Highlights
Company Size ETF | Market Capitalization 0 USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta - | 52 Weeks Range 24.27 - 25.45 | Updated Date 05/15/2025 |
52 Weeks Range 24.27 - 25.45 | Updated Date 05/15/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) - |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE - | Forward PE - | Enterprise Value - | Price to Sales(TTM) - |
Enterprise Value - | Price to Sales(TTM) - | ||
Enterprise Value to Revenue - | Enterprise Value to EBITDA - | Shares Outstanding - | Shares Floating - |
Shares Outstanding - | Shares Floating - | ||
Percent Insiders - | Percent Institutions - |
Upturn AI SWOT
Gladstone Investment Corporation 7.875% Notes due 2030
Company Overview
History and Background
Gladstone Investment Corporation is a publicly traded business development company (BDC) founded in 2005. It focuses on investing in lower middle market companies in the United States.
Core Business Areas
- Debt Investments: Providing debt financing, including senior debt and subordinated debt, to lower middle market companies.
- Equity Investments: Making equity investments, often alongside debt investments, in lower middle market companies.
Leadership and Structure
Gladstone Investment Corporation is led by Chairman and CEO David Gladstone. It operates with a team of investment professionals focused on originating, underwriting, and managing investments.
Top Products and Market Share
Key Offerings
- Senior Debt: Provides senior secured debt. Market share not readily available; competes with other BDCs and private credit funds. Competitors: Ares Capital Corporation, Main Street Capital Corporation.
- Subordinated Debt: Offers subordinated debt financing. Market share not readily available; competes with other BDCs and private credit funds. Competitors: Prospect Capital Corporation, PennantPark Investment Corporation.
- Equity Co-Investments: Offers equity co-investments with the debt portion. Market share not readily available; competes with other BDCs and private equity. Competitors: Small cap private equity firms.
Market Dynamics
Industry Overview
The BDC industry is highly competitive, providing capital to small and medium-sized businesses. Interest rate fluctuations and economic conditions significantly impact BDCs.
Positioning
Gladstone Investment focuses on lower middle market companies, seeking to generate current income and capital appreciation. Its competitive advantage lies in its experience and track record in this niche.
Total Addressable Market (TAM)
The TAM for lower middle market lending and investing is estimated to be substantial, in the billions of dollars annually. Gladstone Investment is a smaller player compared to other major BDCs.
Upturn SWOT Analysis
Strengths
- Experienced management team
- Focus on lower middle market companies
- Diversified investment portfolio
- Strong track record of generating income
Weaknesses
- Reliance on external financing
- Exposure to credit risk
- Sensitivity to interest rate changes
- Smaller scale compared to larger BDCs
Opportunities
- Growing demand for capital from lower middle market companies
- Potential for increased investment yields
- Expansion into new sectors or geographies
- Strategic acquisitions of smaller BDCs
Threats
- Economic downturn affecting portfolio companies
- Increased competition from other BDCs and private credit funds
- Rising interest rates increasing borrowing costs
- Regulatory changes impacting BDCs
Competitors and Market Share
Key Competitors
- ARCC
- MAIN
- PSEC
- TCPC
Competitive Landscape
Gladstone Investment competes with larger BDCs and private credit funds, differentiating itself through its focus on smaller deals and long-term relationships with portfolio companies.
Growth Trajectory and Initiatives
Historical Growth: Historical growth trends require analysis of past financial performance.
Future Projections: Future projections based on analyst estimates would require gathering reports from financial analysts.
Recent Initiatives: Recent strategic initiatives must be gathered from company press releases, investor presentations, and SEC filings.
Summary
Gladstone Investment Corporation focuses on lower middle market companies and has a diversified portfolio. It faces competition from larger BDCs and private credit funds, while regulatory changes and economic downturns could impact their operations. A strength is its experienced management team, a weakness is reliance on external financing. The growing demand for capital from lower middle market companies is an opportunity.
Peer Comparison
Sources and Disclaimers
Data Sources:
- SEC Filings
- Company Website
- Industry Reports
- Financial News Outlets
Disclaimers:
This analysis is based on publicly available information and does not constitute financial advice. Market share estimates are approximate.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Gladstone Investment Corporation 7.875% Notes due 2030
Exchange NASDAQ | Headquaters McLean, VA, United States | ||
IPO Launch date 2024-12-18 | Chairman & CEO Mr. David John Gladstone | ||
Sector - | Industry - | Full time employees - | |
Full time employees - | |||
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
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