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Gladstone Investment Corporation 7.875% Notes due 2030 (GAINI)
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Upturn Advisory Summary
08/14/2025: GAINI (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Number of Analysts
0 Analysts rated it
Very few follow this stock; limited insights, higher-risk early investing.
Analysis of Past Performance
Type Stock | Historic Profit 3.98% | Avg. Invested days 75 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  5.0 | Stock Returns Performance  1.0 |
| Profits based on simulation | Last Close 08/14/2025 |
Key Highlights
Company Size ETF | Market Capitalization 0 USD | Price to earnings Ratio - | 1Y Target Price - |
Price to earnings Ratio - | 1Y Target Price - | ||
Volume (30-day avg) - | Beta - | 52 Weeks Range 24.27 - 25.45 | Updated Date 05/15/2025 |
52 Weeks Range 24.27 - 25.45 | Updated Date 05/15/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) - |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE - | Forward PE - | Enterprise Value - | Price to Sales(TTM) - |
Enterprise Value - | Price to Sales(TTM) - | ||
Enterprise Value to Revenue - | Enterprise Value to EBITDA - | Shares Outstanding - | Shares Floating - |
Shares Outstanding - | Shares Floating - | ||
Percent Insiders - | Percent Institutions - |
Upturn AI SWOT
Gladstone Investment Corporation 7.875% Notes due 2030
Company Overview
History and Background
Gladstone Investment Corporation is a publicly traded business development company (BDC) founded in 2005. It provides debt and equity financing to lower middle market companies in the United States. The 7.875% Notes due 2030 represent a specific debt offering by Gladstone Investment.
Core Business Areas
- Debt Investments: Provides first lien term loans, second lien term loans, and mezzanine debt to lower middle market companies.
- Equity Investments: Makes equity investments, often in conjunction with debt investments, to support growth, acquisitions, and recapitalizations.
Leadership and Structure
Gladstone Investment is led by Chairman and CEO David Gladstone. The company is structured as a BDC, governed by a board of directors and managed by a team of investment professionals.
Top Products and Market Share
Key Offerings
- Debt Financing (Loans): Gladstone provides various debt instruments. Market share data is difficult to pinpoint exactly for this niche, but the BDC industry is relatively fragmented. Competitors include other BDCs and private credit funds. Revenue attributed is difficult to isolate for this specific offering.
- Equity Investments: Equity investments are typically made alongside debt offerings. Market share data is difficult to ascertain due to the nature of private investments. Competitors: Other BDCs, private equity firms.
Market Dynamics
Industry Overview
The BDC industry is sensitive to economic conditions and interest rates. Demand for financing from lower middle market companies drives growth. Regulatory changes can also impact the industry.
Positioning
Gladstone Investment focuses on lower middle market companies. This niche allows them to potentially achieve higher returns but also carries higher risk.
Total Addressable Market (TAM)
The TAM is difficult to quantify precisely but is estimated to be in the tens of billions of dollars, comprising the total financing needs of lower middle market companies. Gladstone is positioned to capture a portion of this market through its debt and equity offerings.
Upturn SWOT Analysis
Strengths
- Experienced Management Team
- Established Track Record in Lower Middle Market
- Diversified Investment Portfolio
- Publicly Traded Status Provides Access to Capital
Weaknesses
- High Operating Expenses
- Sensitivity to Economic Downturns
- Regulatory Scrutiny as a BDC
- Reliance on External Financing
Opportunities
- Growing Demand for Financing in Lower Middle Market
- Potential for Portfolio Company Growth
- Strategic Acquisitions to Expand Reach
- Rising Interest Rate Environment (potentially positive for lending)
Threats
- Increased Competition from Other BDCs and Private Credit Funds
- Economic Recession Could Lead to Loan Defaults
- Rising Interest Rates Could Increase Borrowing Costs
- Regulatory Changes Could Impact BDC Operations
Competitors and Market Share
Key Competitors
- ARCC
- MAIN
- TCPC
Competitive Landscape
Gladstone Investment competes with other BDCs based on factors like deal size, industry focus, and pricing. Its strengths include its experience and established relationships. Weaknesses might include higher operating costs compared to some larger BDCs.
Growth Trajectory and Initiatives
Historical Growth: Requires historical growth data but unavailable without specific source data.
Future Projections: Requires analyst estimates for future growth but unavailable without specific source data.
Recent Initiatives: Recent initiatives would require current news and filings review but unavailable without specific source data.
Summary
Gladstone Investment is a BDC focused on providing financing to lower middle market companies. It benefits from an experienced management team and access to capital markets. Key risks include economic sensitivity and competition. Its success depends on careful investment selection and managing operating expenses.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company SEC filings (where available)
- Industry reports (where available)
- Financial news sources (where available)
Disclaimers:
This analysis is based on limited publicly available information and general industry knowledge. It is not financial advice, and investors should conduct their own due diligence.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Gladstone Investment Corporation 7.875% Notes due 2030
Exchange NASDAQ | Headquaters McLean, VA, United States | ||
IPO Launch date 2024-12-18 | Chairman & CEO Mr. David John Gladstone | ||
Sector - | Industry - | Full time employees - | |
Full time employees - | |||
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
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