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Upturn AI Summary - About
Oppenheimer Holdings Inc(OPY)
Advisory History & Simulated Performance *
*as per simulation (see disclosures)- ALL
- 1Y
- 1M
- 1W
- BUY Advisory
- SELL Advisory (Profit)
- SELL Advisory (Loss)
- Profit
- Loss
- PASS (Skip)
Stock price based on last close Advisory Performance History (Simulated)
Upturn Advisory & Investor View for OPY
11/11/2026: OPY (2-star) is currently NOT-A-BUY. Pass it for now.
Oppenheimer Holdings Inc is a diversified financial services firm operating as a middle-market investment bank and wealth manager. The company's primary strengths lie in its long-standing brand and specialized middle-market service model, which helps it maintain client relationships despite intense industry competition. Its core investment story centers on capturing deal-making volume and wealth management fees, though it remains sensitive to broader market cycles and interest rate fluctuations. Investors face risks regarding competitive pressure and potential earnings volatility, making it a better fit for those with a higher risk tolerance or value-oriented approach. Key developments to monitor include M&A activity trends and success in digital service expansion.
How to Read the Upturn Advisory
The Upturn Star Rating and the current BUY, SELL, or PASS advisory are generated by Upturn’s AI advisory engine based on proprietary signal analysis, price behavior, advisory history, and historical signal performance.
Company fundamentals, valuation, risks, and news provide supporting context about the business.
Investor Fit
| Investor style | Fit | Why |
|---|---|---|
| Growth investor | Mixed fit | The company's growth is tied to cyclical market conditions rather than consistent high-growth technology trajectories. |
| Momentum investor | Mixed fit | Momentum play is conditional on a sustained upturn in capital markets and deal activity which triggers positive momentum. |
| Value investor | Strong fit | The stock often trades at valuations that may appeal to value investors looking for exposure to the financial services sector. |
| Dividend investor | Mixed fit | The company offers dividends, though the payout can fluctuate based on capital market cycles and profitability. |
| Low-risk investor | Weak fit | The inherent cyclicality and market sensitivity of investment banking make this a higher-volatility equity. |
Risk Profile
| Risk factor | Level | Why it matters |
|---|---|---|
| Price volatility | Medium / high | Financial stocks are prone to sharp price swings based on market sentiment and economic news. |
| Valuation risk | Medium | Market mispricing during downturns can create valuation risks relative to underlying earnings power. |
| Competition risk (Investment Banking) | High | Intense competition from larger banks and nimble boutiques puts pressure on fees and market share. |
| Business quality | Medium | The business model relies heavily on external market conditions rather than guaranteed recurring revenue. |
| Dividend income | Medium | Dividends are dependent on earnings, which fluctuate with the economic cycle. |
| Execution risk | Medium | Success depends on the effective recruitment of advisors and talent in a highly competitive human capital market. |
Price Behavior
Rolling Over
The price momentum is slowing down and beginning to turn downward.
Choppy
The stock has experienced frequent reversals and pronounced short-term price swings.
Analysis of Past Performance
Type Stock | Historic Profit 66.5% | Avg. Invested days 54 | Today’s Advisory PASS |
Upturn Advisory Rating  | Upturn Advisory Performance  4.0 | Stock Returns Performance  3.0 |
| Profits based on simulation | Last Close 11/11/2026 |
Upturn Scorecard
Upturn Star Rating 
Company Fundamentals
Financial Health Rating
Growth Momentum Score
Ownership
Top 5 Institutional Investors
Unit Economics (Per $1K Revenue)
Economic Dimensions
Quantitative Style Profile
Style Classification
Quality Focused
Sector & Industry Intelligence
Sector snapshot as of 2026-11-10
Sector
Financial Services
- Signal
- Constructive
- Sentiment
- Bullish
- Market state
- Bullish
- Momentum
- BUY Breadth Improving
- BUY participation
- 47.5%
- Active BUY / eligible
- 56 / 118
- 22-session BUY-count change
- +41
More qualifying stocks are receiving or maintaining BUY advisories, indicating improving market participation.
Industry
Capital Markets
- BUY participation
- 0.0%
- Active BUY / eligible
- 0 / 11
- 22-session BUY-count change
- -2
The sector signal does not change this stock’s BUY, SELL, or PASS advisory.
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 979.54M USD | Price to earnings Ratio 12.06 | 1Y Target Price 37 |
Price to earnings Ratio 12.06 | 1Y Target Price 37 | ||
Volume (30-day avg) 106.5K shares | Beta 1.1 | 52 Weeks Range 62.60 - 125.88 | Updated Date 11/11/2026 |
52 Weeks Range 62.60 - 125.88 | Updated Date 11/11/2026 | ||
Dividends yield (FY) 0.86% | Basic EPS (TTM) 7.58 |
How Company Makes Money
| Business area | What it includes | Retail investor read |
|---|---|---|
| Private Client | Commissions, advisory fees, and asset-based management fees. | The company earns stable fees from managing money for individuals, providing a buffer against market swings. |
| Investment Banking | Fees from underwriting, M&A advisory, and corporate restructuring. | This is a transaction-based business that makes money when companies raise capital or merge. |
| Capital Markets | Trading commissions, net interest, and research service fees. | The company earns from institutional trading activity and market-making services. |
Analyzing Revenue: Products, Geography and Growth
Revenue by Products
Product revenue - Year on Year
Revenue by Geography
Geography revenue - Year on Year
Earnings Date
Report Date 2026-10-30 | When Before Market | Estimate - | Actual 1.81 |
Profitability
Profit Margin 5.17% | Operating Margin (TTM) 21.49% |
Management Effectiveness
Return on Assets (TTM) 2.18% | Return on Equity (TTM) 8.95% |
Valuation
Trailing PE 12.06 | Forward PE 10.81 | Enterprise Value 1.84B | Price to Sales(TTM) 0.59 |
Enterprise Value 1.84B | Price to Sales(TTM) 0.59 | ||
Enterprise Value to Revenue 1.05 | Enterprise Value to EBITDA 7.5 | Shares Outstanding 10.61M | Shares Floating 6.08M |
Shares Outstanding 10.61M | Shares Floating 6.08M | ||
Percent Insiders 42.34 | Percent Institutions 43.59 |
Financial Metrics
🧭 Investment Snapshot
Total Revenue (Scale)
Total money earned from selling products or services before any costs. It is needed to understand the scale of the business and its ability to generate income.
Net Income (Profit)
Final profit after all expenses, interest, and taxes are deducted. It is needed to determine the overall profitability available to shareholders.
Free Cash Flow (Cash Strength)
Cash remaining after operating activities and capital expenditures, showing cash available for growth. It is needed to evaluate the company’s ability to invest, pay dividends, or reduce debt.
📈 Growth & Strength
Operating Income (Core Profit)
Profit from core operations after deducting all operating expenses. It is needed to measure how efficiently the company runs its primary business activities.
EBITDA (Cash Earnings)
Earnings before interest, taxes, depreciation, and amortization, indicating operating cash potential. It is needed to compare operating performance across companies without accounting or financing differences.
Gross Profit (Unit Profitability)
Revenue minus cost of revenue, showing profit after direct production costs. It is needed to evaluate core business profitability before overhead expenses.
🛡️ Financial Safety
Cash (Liquidity Buffer)
Total cash and cash equivalents on hand. It is needed to evaluate immediate liquidity and financial flexibility.
Total Debt (Leverage Risk)
Total debt including both short-term and long-term components. It is needed to assess the company’s leverage and financial risk.
Net Working Capital (Short-Term Health)
Current assets minus current liabilities, indicating short-term liquidity strength. It is needed to assess whether the company can meet its short-term obligations.
🧱 Balance Sheet Strength
Stockholder Equity (Net Worth)
Total equity value held by shareholders. It is needed to understand the net worth of the company from the owners’ perspective.
Total Assets (Asset Base)
The full value of everything the company owns, including cash, inventory, equipment, and investments. It is needed to understand the resource base used to generate revenue.
Income Before Tax (Pre-Tax Earnings)
Income before provision for income taxes. It is needed to analyze profitability independent of tax structures.
⚙️ Cost & Drag Factors
Cost of Revenue (Production Cost)
Direct costs required to produce and deliver the products or services sold. It is needed to assess efficiency in production and service delivery.
Total Operating Expenses (Operating Cost)
Indirect costs of running the business such as salaries, marketing, and administration. It is needed to understand how much it costs to sustain ongoing business operations.
Income Tax Expense (Tax Drag)
Amount of taxes paid or payable to the government. It is needed to evaluate the impact of taxation on overall profitability.
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