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SIEB 
Siebert Financial Corp (SIEB)
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Upturn Advisory Summary
12/04/2025: SIEB (3-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Moderate Performance
These Stocks/ETFs, based on Upturn Advisory, typically align with the market average, offering steady but unremarkable returns.
Analysis of Past Performance
Type Stock | Historic Profit 104.48% | Avg. Invested days 51 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  4.0 | Stock Returns Performance  5.0 |
| Profits based on simulation | Last Close 12/04/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 195.58M USD | Price to earnings Ratio 10.52 | 1Y Target Price - |
Price to earnings Ratio 10.52 | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.69 | 52 Weeks Range 1.41 - 5.77 | Updated Date 06/29/2025 |
52 Weeks Range 1.41 - 5.77 | Updated Date 06/29/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) 0.46 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 19.84% | Operating Margin (TTM) 36.41% |
Management Effectiveness
Return on Assets (TTM) 2.86% | Return on Equity (TTM) 21.62% |
Valuation
Trailing PE 10.52 | Forward PE - | Enterprise Value -60369910 | Price to Sales(TTM) 2.12 |
Enterprise Value -60369910 | Price to Sales(TTM) 2.12 | ||
Enterprise Value to Revenue 1.39 | Enterprise Value to EBITDA 40.62 | Shares Outstanding 40409900 | Shares Floating 22089687 |
Shares Outstanding 40409900 | Shares Floating 22089687 | ||
Percent Insiders 67.05 | Percent Institutions 2.74 |
Upturn AI SWOT
Siebert Financial Corp
Company Overview
History and Background
Siebert Financial Corp. (SIEB) was founded in 1967 by Muriel Siebert, the first woman to own a seat on the New York Stock Exchange. It has grown through acquisitions and expanded its services to include retail brokerage, investment banking, and wealth management.
Core Business Areas
- Retail Brokerage: Provides online brokerage services to individual investors, offering access to stocks, options, ETFs, and mutual funds. Includes trading platforms and educational resources.
- Investment Banking: Offers underwriting, placement agent, and advisory services to small and micro-cap companies. Focuses on capital raising and M&A transactions.
- Wealth Management: Provides financial planning, asset management, and advisory services to high-net-worth individuals and families.
- Corporate Finance: Offers lending and investment services to other firms.
Leadership and Structure
Andrew Reich is the current Chairman and CEO. The company operates with a board of directors and several executive management positions overseeing various business units.
Top Products and Market Share
Key Offerings
- Competitors: Charles Schwab (SCHW), Robinhood (HOOD), Interactive Brokers (IBKR), Fidelity.
- Online Brokerage Platform: Provides a user-friendly platform for trading securities. Market share data specific to SIEB is difficult to pinpoint, but the online brokerage market is dominated by larger firms like Charles Schwab (SCHW) and Robinhood (HOOD). Revenue from this sector is a primary contributor for SIEB.
- Competitors: Maxim Group, Dawson James Securities, ThinkEquity Partners.
- Investment Banking Services: Underwriting and advisory services for small-cap companies. Market share in this segment is highly fragmented, with many small and boutique firms. Revenue from each deal is project based.
- Competitors: Morgan Stanley (MS), Goldman Sachs (GS), JP Morgan Chase (JPM).
- Wealth Management Services: Financial planning, asset management, and advisory services to high-net-worth individuals and families. Market share in this segment is highly fragmented, with many small and boutique firms.
Market Dynamics
Industry Overview
The financial services industry is experiencing increased competition, regulatory changes, and technological disruption. Online brokerage is seeing commission compression, while investment banking is sensitive to market cycles. Wealth management faces pressure from fee compression and robo-advisors.
Positioning
Siebert Financial Corp. focuses on niche markets like small-cap investment banking and caters to a specific segment of retail investors. Its competitive advantages include its long history and brand recognition, particularly among women investors.
Total Addressable Market (TAM)
The total addressable market across Siebert's business segments is significant (billions of dollars). Siebert's positioning focuses on specific niches within these large markets, targeting underserved or specialized segments.
Upturn SWOT Analysis
Strengths
- Established brand name, especially among women investors
- Strong presence in niche markets (small-cap investment banking)
- Experienced leadership team
- Diversified revenue streams (brokerage, investment banking, wealth management)
Weaknesses
- Small market capitalization compared to larger competitors
- Limited resources for marketing and technology investment
- Dependence on market cycles (especially investment banking)
- Profitability is dependent on volume of business.
Opportunities
- Expanding online brokerage services to new demographics
- Acquiring smaller brokerage firms or wealth management practices
- Leveraging technology to improve efficiency and customer experience
- Benefiting from deregulation of financial services
Threats
- Increased competition from larger, well-funded competitors
- Regulatory changes impacting the financial services industry
- Economic downturn affecting trading volumes and investment banking activity
- Cybersecurity risks and data breaches
Competitors and Market Share
Key Competitors
- SCHW
- HOOD
- IBKR
Competitive Landscape
Siebert Financial Corp. operates in a highly competitive industry against much larger players. Its advantages lie in its brand recognition and niche focus, while its disadvantages include limited resources and scale.
Growth Trajectory and Initiatives
Historical Growth: Historical growth has been inconsistent, dependent on market conditions and deal flow. The company has shown growth through targeted acquisitions.
Future Projections: Future growth projections vary depending on analyst estimates and market conditions. Check financial news and analyst reports for projections.
Recent Initiatives: Recent strategic initiatives have included expanding online brokerage services, acquiring smaller firms, and investing in technology.
Summary
Siebert Financial Corp. is a smaller player in the financial services industry with a storied past. While it possesses a strong brand and operates in niche markets, it faces stiff competition from larger, better-resourced firms. To grow, Siebert needs to capitalize on strategic initiatives and adapt to changing market dynamics, with attention to potential downturns that can have strong impacts on the profitability of the business.
Similar Stocks
Sources and Disclaimers
Data Sources:
- SEC Filings
- Company Press Releases
- Financial News Articles
- Analyst Reports
Disclaimers:
This analysis is based on publicly available information and is not financial advice. Market share data is approximate and may vary. Financial data is subject to change. Investors should conduct their own due diligence before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Siebert Financial Corp
Exchange NASDAQ | Headquaters Miami Beach, FL, United States | ||
IPO Launch date 1980-03-18 | CEO & Chairman Mr. John J. Gebbia | ||
Sector Financial Services | Industry Capital Markets | Full time employees 146 | Website https://www.siebert.com |
Full time employees 146 | Website https://www.siebert.com | ||
Siebert Financial Corp., together with its subsidiaries, engages in the provision of brokerage and financial advisory services in the United States. It offers self-directed trading, market making and fixed income investment, stock borrow/stock loan, equity compensation plans, and wealth management/financial advisory services; corporate services; independent retail execution services; and retail customer services. The company also offers self-directed retirement accounts, as well as lends customers a portion of the market value of marginable securities held in the customer's account. In addition, the company provides data technology platform that offers various services, such as email and messaging, market data systems and third party trading systems, business productivity tools, and customer relationship management systems. Further, it offers a robo-advisory technology that provides clients with an automated wealth management solution, as well as managed portfolios and separately managed accounts; and various insurance products, such as fixed annuities, personal insurance, property and casualty insurance, natural disaster insurance, and life and disability. Siebert Financial Corp. was incorporated in 1934 and is headquartered in Miami Beach, Florida.
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