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Upturn AI SWOT - About
SIEB 
Siebert Financial Corp (SIEB)
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Upturn Advisory Summary
09/12/2025: SIEB (3-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Moderate Performance
These Stocks/ETFs, based on Upturn Advisory, typically align with the market average, offering steady but unremarkable returns.
Analysis of Past Performance
Type Stock | Historic Profit 104.48% | Avg. Invested days 51 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  4.0 | Stock Returns Performance  5.0 |
| Profits based on simulation | Last Close 09/12/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 195.58M USD | Price to earnings Ratio 10.52 | 1Y Target Price - |
Price to earnings Ratio 10.52 | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.69 | 52 Weeks Range 1.41 - 5.77 | Updated Date 06/29/2025 |
52 Weeks Range 1.41 - 5.77 | Updated Date 06/29/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) 0.46 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 19.84% | Operating Margin (TTM) 36.41% |
Management Effectiveness
Return on Assets (TTM) 2.86% | Return on Equity (TTM) 21.62% |
Valuation
Trailing PE 10.52 | Forward PE - | Enterprise Value -60369910 | Price to Sales(TTM) 2.12 |
Enterprise Value -60369910 | Price to Sales(TTM) 2.12 | ||
Enterprise Value to Revenue 1.39 | Enterprise Value to EBITDA 40.62 | Shares Outstanding 40409900 | Shares Floating 22089687 |
Shares Outstanding 40409900 | Shares Floating 22089687 | ||
Percent Insiders 67.05 | Percent Institutions 2.74 |
Upturn AI SWOT
Siebert Financial Corp
Company Overview
History and Background
Siebert Financial Corp. was founded in 1967 by Muriel Siebert, the first woman to own a seat on the New York Stock Exchange. Initially focused on discount brokerage services, it has since expanded into investment banking, asset management, and retail brokerage.
Core Business Areas
- Retail Brokerage: Provides online brokerage services to retail investors, offering access to stocks, options, and other securities.
- Investment Banking: Offers underwriting, private placements, and advisory services to corporate clients.
- Asset Management: Manages assets for individuals and institutions through various investment strategies.
- Insurance: Offers life and Health Insurance.
Leadership and Structure
Andrew Reich is the current CEO. The company operates with a board of directors and several executive management teams overseeing different business segments.
Top Products and Market Share
Key Offerings
- Online Brokerage Platform: Provides trading access to retail investors. Market share data is difficult to pinpoint exactly, but competition includes larger players such as Schwab and Fidelity. Revenue is derived from commissions and margin lending.
- Underwriting Services: Underwrites securities offerings for corporate clients. Market share varies by deal size and industry. Competitors include bulge bracket banks and other regional investment banks.
- Wealth Management: Wealth and investment advisory services. Market share is fragmented. Competitors include larger wealth managers and smaller RIAs.
Market Dynamics
Industry Overview
The financial services industry is experiencing increasing competition, technological disruption, and regulatory changes. Low interest rates and volatile markets impact profitability.
Positioning
Siebert Financial Corp is a smaller player in a highly competitive industry. Its competitive advantages include its legacy and potential for niche market focus. However, it faces challenges related to scale and brand recognition.
Total Addressable Market (TAM)
The total addressable market across all segments is several trillion dollars. Siebert Financial Corp is positioned to capture a small fraction of this market, focusing on specific niches and customer segments.
Upturn SWOT Analysis
Strengths
- Strong historical brand (first woman on NYSE)
- Diversified revenue streams (brokerage, investment banking, asset management)
- Experienced management team
- Potential for niche market penetration
Weaknesses
- Small market capitalization
- Limited brand awareness compared to larger competitors
- Dependence on market conditions
- Thinly traded stock which has historically had volatile price swings.
Opportunities
- Expansion of online brokerage services
- Growth in asset management business
- Strategic acquisitions
- Partnerships with fintech companies
Threats
- Increased competition from larger financial institutions
- Regulatory changes
- Economic downturn
- Technological disruption
Competitors and Market Share
Key Competitors
- SCHW
- IBKR
- ETFC
Competitive Landscape
Siebert Financial Corp faces significant competition from larger, well-established financial institutions with greater resources and brand recognition. It must differentiate itself through specialized services or niche market focus.
Growth Trajectory and Initiatives
Historical Growth: Siebert Financial Corp's historical growth trends over the past years needs to be taken directly from their SEC filings.
Future Projections: Future projections for Siebert Financial Corp's future growth based on analyst estimates is unavailable.
Recent Initiatives: Recent strategic initiatives undertaken by Siebert Financial Corp are needed to be taken from their website, and press releases.
Summary
Siebert Financial Corp, while possessing a unique history, operates as a small player in a highly competitive financial landscape. Its diversified revenue streams and experienced management offer stability, but its limited scale presents challenges against larger competitors. Capitalizing on niche markets and fintech partnerships may be critical for future growth. Careful management of market volatility and regulatory changes is also essential for the company's sustained success.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company Website
- SEC Filings
- Market Data Providers
Disclaimers:
This analysis is based on available information and should not be considered financial advice. Market conditions and company performance are subject to change.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Siebert Financial Corp
Exchange NASDAQ | Headquaters Miami Beach, FL, United States | ||
IPO Launch date 1980-03-18 | CEO & Chairman Mr. John J. Gebbia | ||
Sector Financial Services | Industry Capital Markets | Full time employees 146 | Website https://www.siebert.com |
Full time employees 146 | Website https://www.siebert.com | ||
Siebert Financial Corp., together with its subsidiaries, engages in the provision of brokerage and financial advisory services in the United States. It offers self-directed trading, market making and fixed income investment, stock borrow/stock loan, equity compensation plans, and wealth management/financial advisory services; corporate services; independent retail execution services; and retail customer services. The company also offers self-directed retirement accounts, as well as lends customers a portion of the market value of marginable securities held in the customer's account. In addition, the company provides data technology platform that offers various services, such as email and messaging, market data systems and third party trading systems, business productivity tools, and customer relationship management systems. Further, it offers a robo-advisory technology that provides clients with an automated wealth management solution, as well as managed portfolios and separately managed accounts; and various insurance products, such as fixed annuities, personal insurance, property and casualty insurance, natural disaster insurance, and life and disability. Siebert Financial Corp. was incorporated in 1934 and is headquartered in Miami Beach, Florida.
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