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SIEB 
Siebert Financial Corp (SIEB)
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Upturn Advisory Summary
11/05/2025: SIEB (3-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Moderate Performance
These Stocks/ETFs, based on Upturn Advisory, typically align with the market average, offering steady but unremarkable returns.
Analysis of Past Performance
Type Stock | Historic Profit 104.48% | Avg. Invested days 51 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  4.0 | Stock Returns Performance  5.0 |
| Profits based on simulation | Last Close 11/05/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 195.58M USD | Price to earnings Ratio 10.52 | 1Y Target Price - |
Price to earnings Ratio 10.52 | 1Y Target Price - | ||
Volume (30-day avg) - | Beta 0.69 | 52 Weeks Range 1.41 - 5.77 | Updated Date 06/29/2025 |
52 Weeks Range 1.41 - 5.77 | Updated Date 06/29/2025 | ||
Dividends yield (FY) - | Basic EPS (TTM) 0.46 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 19.84% | Operating Margin (TTM) 36.41% |
Management Effectiveness
Return on Assets (TTM) 2.86% | Return on Equity (TTM) 21.62% |
Valuation
Trailing PE 10.52 | Forward PE - | Enterprise Value -60369910 | Price to Sales(TTM) 2.12 |
Enterprise Value -60369910 | Price to Sales(TTM) 2.12 | ||
Enterprise Value to Revenue 1.39 | Enterprise Value to EBITDA 40.62 | Shares Outstanding 40409900 | Shares Floating 22089687 |
Shares Outstanding 40409900 | Shares Floating 22089687 | ||
Percent Insiders 67.05 | Percent Institutions 2.74 |
Upturn AI SWOT
Siebert Financial Corp
Company Overview
History and Background
Siebert Financial Corp. was founded in 1967 by Muriel Siebert, the first woman to own a seat on the New York Stock Exchange. It has evolved from a discount brokerage to a diversified financial services provider.
Core Business Areas
- Retail Brokerage: Provides online brokerage services, including trading in stocks, options, and ETFs, primarily through its subsidiary, Muriel Siebert & Co., Inc.
- Investment Banking: Offers investment banking services, including underwriting, private placements, and advisory services to corporate clients.
- Wealth Management: Provides wealth management and financial planning services to individual and institutional clients.
- Insurance: Offers insurance services, including life and property and casualty insurance.
Leadership and Structure
Andrew Reich is the CEO. The company has a traditional corporate structure with departments focused on brokerage, investment banking, wealth management, and corporate functions.
Top Products and Market Share
Key Offerings
- Online Brokerage Platform: Provides self-directed investors with access to trade stocks, options, and ETFs. Market share data is not readily available as Siebert Financial does not dominate this sector. Competitors include Charles Schwab, Fidelity, and Robinhood.
- Investment Banking Services: Offers underwriting and advisory services to small and medium-sized companies. Revenue generated is deal dependent and varies year to year. Competition includes boutique investment banks and larger financial institutions such as Goldman Sachs and JP Morgan Chase.
- Wealth Management Services: Offers financial planning and investment advice to high-net-worth individuals. Revenue is derived from fees and commissions. Competitors include large brokerage firms and independent Registered Investment Advisors (RIAs).
Market Dynamics
Industry Overview
The financial services industry is highly competitive and subject to regulatory changes. Online brokerage is experiencing fee compression, while investment banking activity fluctuates with economic cycles. Wealth management is growing due to aging population and increasing wealth.
Positioning
Siebert Financial Corp. operates in a niche market, focusing on providing a range of financial services to retail and institutional clients. Their competitive advantages include their established brand and diversification across multiple business lines.
Total Addressable Market (TAM)
The total addressable market is in the trillions. Siebert Financial Corp. is positioned to capture a small percentage of the total market given its current size and scope.
Upturn SWOT Analysis
Strengths
- Established brand name
- Diversified revenue streams
- Experienced management team
- Strong focus on customer service
Weaknesses
- Small market share compared to larger competitors
- Limited financial resources
- Reliance on market volatility for revenue
- Geographic concentration
Opportunities
- Expansion of online brokerage services
- Acquisition of smaller wealth management firms
- Growth in the investment banking business
- Increased demand for financial planning services
Threats
- Increased competition from larger firms
- Regulatory changes
- Economic downturn
- Cybersecurity risks
Competitors and Market Share
Key Competitors
- SCHW
- IBKR
- ALLY
Competitive Landscape
Siebert Financial Corp. faces intense competition from larger, well-established firms. Its competitive advantages include its brand name and diversified services.
Major Acquisitions
Wunderlich Securities
- Year: 2017
- Acquisition Price (USD millions): 32
- Strategic Rationale: Expanded Siebert's reach in investment banking and wealth management.
Growth Trajectory and Initiatives
Historical Growth: Growth has been inconsistent, influenced by market conditions and strategic initiatives.
Future Projections: Analyst estimates are not widely available. Future growth depends on the company's ability to execute its strategic plan and capitalize on market opportunities.
Recent Initiatives: Recent initiatives have focused on expanding online brokerage and wealth management services.
Summary
Siebert Financial Corp. is a small but established financial services firm with diversified revenue streams. Recent performance shows some improvement, but the company faces strong competition. Future growth depends on successful execution of strategic initiatives and favorable market conditions. Watch out for larger competitors which are able to provide many more services than Siebert Financial Corp can and also at lower prices.
Similar Stocks
Sources and Disclaimers
Data Sources:
- SEC Filings
- Company Website
- Market Data Providers
Disclaimers:
This analysis is for informational purposes only and should not be considered investment advice. Data is based on publicly available information and may not be entirely accurate. Investors should conduct their own due diligence before making any investment decisions.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Siebert Financial Corp
Exchange NASDAQ | Headquaters Miami Beach, FL, United States | ||
IPO Launch date 1980-03-18 | CEO & Chairman Mr. John J. Gebbia | ||
Sector Financial Services | Industry Capital Markets | Full time employees 146 | Website https://www.siebert.com |
Full time employees 146 | Website https://www.siebert.com | ||
Siebert Financial Corp., together with its subsidiaries, engages in the provision of brokerage and financial advisory services in the United States. It offers self-directed trading, market making and fixed income investment, stock borrow/stock loan, equity compensation plans, and wealth management/financial advisory services; corporate services; independent retail execution services; and retail customer services. The company also offers self-directed retirement accounts, as well as lends customers a portion of the market value of marginable securities held in the customer's account. In addition, the company provides data technology platform that offers various services, such as email and messaging, market data systems and third party trading systems, business productivity tools, and customer relationship management systems. Further, it offers a robo-advisory technology that provides clients with an automated wealth management solution, as well as managed portfolios and separately managed accounts; and various insurance products, such as fixed annuities, personal insurance, property and casualty insurance, natural disaster insurance, and life and disability. Siebert Financial Corp. was incorporated in 1934 and is headquartered in Miami Beach, Florida.
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