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Upturn AI SWOT - About
GAIN 
Gladstone Investment Corporation (GAIN)
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Upturn Advisory Summary
10/15/2025: GAIN (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Number of Analysts
5 Analysts rated it
Limited analyst coverage, niche firm, research info may be scarce.
1 Year Target Price $13.88
1 Year Target Price $13.88
| 3 | Strong Buy |
| 0 | Buy |
| 2 | Hold |
| 0 | Sell |
| 0 | Strong Sell |
Analysis of Past Performance
Type Stock | Historic Profit 13.7% | Avg. Invested days 49 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  3.0 | Stock Returns Performance  2.0 |
| Profits based on simulation | Last Close 10/15/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 531.25M USD | Price to earnings Ratio 6.41 | 1Y Target Price 13.88 |
Price to earnings Ratio 6.41 | 1Y Target Price 13.88 | ||
Volume (30-day avg) 5 | Beta 0.92 | 52 Weeks Range 10.65 - 14.46 | Updated Date 10/17/2025 |
52 Weeks Range 10.65 - 14.46 | Updated Date 10/17/2025 | ||
Dividends yield (FY) 7.18% | Basic EPS (TTM) 2.17 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 83.78% | Operating Margin (TTM) 78.56% |
Management Effectiveness
Return on Assets (TTM) 3.69% | Return on Equity (TTM) 16.54% |
Valuation
Trailing PE 6.41 | Forward PE 15.02 | Enterprise Value 1041550208 | Price to Sales(TTM) 5.59 |
Enterprise Value 1041550208 | Price to Sales(TTM) 5.59 | ||
Enterprise Value to Revenue 14.2 | Enterprise Value to EBITDA 3.73 | Shares Outstanding 38219230 | Shares Floating - |
Shares Outstanding 38219230 | Shares Floating - | ||
Percent Insiders 1.92 | Percent Institutions 15.41 |
Upturn AI SWOT
Gladstone Investment Corporation
Company Overview
History and Background
Gladstone Investment Corporation (GAIN) was founded in 2005. It operates as a publicly traded business development company (BDC) focused on investing in lower middle market companies in the United States. They provide debt and equity financing to support acquisitions, recapitalizations, and growth.
Core Business Areas
- Debt Investments: Investing in secured first and second lien debt of lower middle market companies, typically ranging from $5 million to $30 million.
- Equity Investments: Making equity investments in conjunction with debt investments to enhance overall returns.
Leadership and Structure
David Gladstone is the Chairman and CEO. The company operates with a team of investment professionals who specialize in originating, structuring, and managing investments. They are externally managed by Gladstone Management Corporation.
Top Products and Market Share
Key Offerings
- Debt Financing: Provides first and second lien debt financing to lower middle market companies, typically $5-$30 million. Market share data specific to Gladstone's slice of the lower middle market lending space is difficult to pinpoint precisely but it is a significant player. Competitors include other BDCs like Main Street Capital, Ares Capital, and Prospect Capital, as well as private credit funds.
- Equity Co-Investments: Alongside debt investments, they co-invest in equity for capital appreciation and enhanced overall returns. Market share data specific to Gladstone's slice of the lower middle market equity space is difficult to pinpoint precisely but it is a significant player. Competitors include other BDCs like Main Street Capital, Ares Capital, and Prospect Capital, as well as private credit funds.
Market Dynamics
Industry Overview
The BDC industry is influenced by factors such as interest rates, economic growth, and regulatory changes. The lower middle market represents a significant segment of the US economy, offering numerous investment opportunities.
Positioning
Gladstone Investment Corporation positions itself as a provider of both debt and equity capital to lower middle market businesses, giving it a competitive advantage in structuring financing packages.
Total Addressable Market (TAM)
The total addressable market for lower middle market lending and investment is substantial, estimated to be in the hundreds of billions of dollars. Gladstone Investment Corporation, with a market capitalization of around $500 million, has a relatively small but focused presence within this TAM.
Upturn SWOT Analysis
Strengths
- Experienced management team
- Focus on lower middle market companies
- Combination of debt and equity investments
- Track record of dividend payments
Weaknesses
- External management structure
- Reliance on leverage
- Sensitivity to interest rate fluctuations
- Exposure to credit risk in portfolio companies
Opportunities
- Growing demand for capital in the lower middle market
- Potential for portfolio company growth and exits
- Strategic acquisitions to expand investment capabilities
- Rising interest rate environment benefiting net interest income
Threats
- Economic downturn affecting portfolio company performance
- Increased competition from other BDCs and private credit funds
- Regulatory changes impacting BDCs
- Rising interest rates increasing borrowing costs
Competitors and Market Share
Key Competitors
- MAIN
- ARCC
- PSEC
Competitive Landscape
Gladstone competes with other BDCs and private credit funds. Its focus on lower middle market and combination of debt and equity provide differentiation, but intense competition exists.
Growth Trajectory and Initiatives
Historical Growth: Historical growth has been driven by portfolio expansion and successful exits. The company's growth is tied to its ability to identify and invest in promising lower middle market companies.
Future Projections: Future growth projections depend on macroeconomic conditions, deal flow, and the company's ability to deploy capital effectively. Analyst estimates generally track NII growth and dividend sustainability.
Recent Initiatives: Recent initiatives may include new investment strategies, portfolio diversification efforts, and cost management measures.
Summary
Gladstone Investment Corporation is a BDC focused on the lower middle market, offering a mix of debt and equity financing. It benefits from experienced management and a history of dividend payouts. However, it faces risks associated with leverage, interest rates, and the economic environment. Future success relies on effective capital deployment and portfolio management.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company filings (10-K, 10-Q), Investor Presentations, Analyst Reports, Market Data Providers
Disclaimers:
This analysis is for informational purposes only and does not constitute financial advice. Market share estimates are approximate. Financial data should be verified with official company filings.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Gladstone Investment Corporation
Exchange NASDAQ | Headquaters McLean, VA, United States | ||
IPO Launch date 2005-06-23 | Chairman & CEO Mr. David John Gladstone | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
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