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Upturn AI SWOT - About
GAIN 
Gladstone Investment Corporation (GAIN)
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Upturn Advisory Summary
06/30/2025: GAIN (1-star) has a low Upturn Star Rating. Not recommended to BUY.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Number of Analysts
5 Analysts rated it
Moderately tracked stock, growing coverage, gaining market and investor attention.
1 Year Target Price $13.92
1 Year Target Price $13.92
| 3 | Strong Buy |
| 0 | Buy |
| 2 | Hold |
| 0 | Sell |
| 0 | Strong Sell |
Analysis of Past Performance
Type Stock | Historic Profit 13.83% | Avg. Invested days 34 | Today’s Advisory Consider higher Upturn Star rating |
Upturn Star Rating | Upturn Advisory Performance  3.0 | Stock Returns Performance  2.0 |
| Profits based on simulation | Last Close 06/30/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 526.87M USD | Price to earnings Ratio 8.02 | 1Y Target Price 13.92 |
Price to earnings Ratio 8.02 | 1Y Target Price 13.92 | ||
Volume (30-day avg) 5 | Beta 0.89 | 52 Weeks Range 10.78 - 14.71 | Updated Date 06/30/2025 |
52 Weeks Range 10.78 - 14.71 | Updated Date 06/30/2025 | ||
Dividends yield (FY) 6.84% | Basic EPS (TTM) 1.78 |
Earnings Date
Report Date - | When - | Estimate - | Actual - |
Profitability
Profit Margin 69.74% | Operating Margin (TTM) 62.91% |
Management Effectiveness
Return on Assets (TTM) 3.81% | Return on Equity (TTM) 13.17% |
Valuation
Trailing PE 8.02 | Forward PE 15.27 | Enterprise Value 967080448 | Price to Sales(TTM) 5.63 |
Enterprise Value 967080448 | Price to Sales(TTM) 5.63 | ||
Enterprise Value to Revenue 15.8 | Enterprise Value to EBITDA 3.73 | Shares Outstanding 36921200 | Shares Floating - |
Shares Outstanding 36921200 | Shares Floating - | ||
Percent Insiders 1.99 | Percent Institutions 15.25 |
Analyst Ratings
Rating 3 | Target Price 13.92 | Buy - | Strong Buy 3 |
Buy - | Strong Buy 3 | ||
Hold 2 | Sell - | Strong Sell - | |
Strong Sell - |
Upturn AI SWOT
Gladstone Investment Corporation
Company Overview
History and Background
Gladstone Investment Corporation was founded in 2005 and is a publicly traded business development company (BDC). It invests in small and medium-sized businesses in the United States.
Core Business Areas
- Debt Investments: Provides debt financing, including senior secured debt, second lien debt, and mezzanine debt.
- Equity Investments: Makes equity investments, typically in conjunction with debt investments.
Leadership and Structure
David Gladstone serves as Chairman and CEO. The company operates with an investment committee overseeing investment decisions.
Top Products and Market Share
Key Offerings
- Senior Secured Debt: Provides senior secured loans to lower middle market companies. Market share data for specific deals is not readily available publicly. Competitors include other BDCs like Ares Capital (ARCC) and Main Street Capital (MAIN).
- Market Share (%): Market share data for specific deals is not readily available publicly. Competitors include other BDCs like Ares Capital (ARCC) and Main Street Capital (MAIN).
- Second Lien Debt: Provides second lien loans, which are riskier than senior secured debt, offering higher potential returns. Competitors are similar to senior secured debt providers.
- Equity Co-Investments: Makes equity co-investments alongside debt investments, providing potential capital appreciation. Competitors are private equity funds and other BDCs.
- Market Share (%): Market share data for specific deals is not readily available publicly. Competitors include other BDCs like Ares Capital (ARCC) and Main Street Capital (MAIN).
Market Dynamics
Industry Overview
The BDC industry is driven by the demand for financing from small and medium-sized businesses that may not have access to traditional bank loans. The industry is affected by interest rate movements and economic cycles.
Positioning
Gladstone Investment Corporation focuses on the lower middle market, providing capital to companies with established track records and growth potential. They emphasize a disciplined investment approach and long-term relationships.
Total Addressable Market (TAM)
The total addressable market for lower middle market financing is substantial, estimated to be in the hundreds of billions of dollars. Gladstone Investment Corporation aims to capture a portion of this market through targeted investments.
Upturn SWOT Analysis
Strengths
- Experienced management team
- Disciplined investment approach
- Diversified portfolio
- Focus on lower middle market
- Established track record
Weaknesses
- Reliance on external financing
- Sensitivity to interest rate changes
- Credit risk associated with investments
- Smaller market capitalization compared to larger BDCs
- High operating expense ratio
Opportunities
- Growing demand for financing in the lower middle market
- Potential for portfolio company growth
- Ability to increase investment capacity through strategic partnerships
- Expansion into new investment sectors
- Favorable regulatory changes
Threats
- Economic downturn
- Increased competition from other BDCs and private credit funds
- Rising interest rates
- Defaults on portfolio investments
- Regulatory changes impacting BDCs
Competitors and Market Share
Key Competitors
- Ares Capital (ARCC)
- Main Street Capital (MAIN)
- Prospect Capital (PSEC)
Competitive Landscape
Gladstone Investment Corporation competes with larger BDCs and private credit funds. Its strengths include its focus on the lower middle market and experienced management team. Weaknesses include its smaller market capitalization and higher expenses.
Growth Trajectory and Initiatives
Historical Growth: Growth has been driven by strategic investments and effective capital management.
Future Projections: Growth prospects are positive but depend on deal flows and the economy.
Recent Initiatives: Focus on high-quality investments and effective portfolio management.
Summary
Gladstone Investment Corporation is a BDC specializing in lower middle market investments. The company has a diversified portfolio and a history of dividend payouts. Its strengths lie in experienced management and a focused investment approach, but risks include economic sensitivity and competition. Future growth depends on effective portfolio management and capitalizing on opportunities in the lower middle market.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company filings (SEC)
- Financial news sources
- Analyst reports
Disclaimers:
This analysis is for informational purposes only and should not be considered investment advice. Market data is dynamic and subject to change. All investments carry risk.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About Gladstone Investment Corporation
Exchange NASDAQ | Headquaters McLean, VA, United States | ||
IPO Launch date 2005-06-23 | Chairman & CEO Mr. David John Gladstone | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
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