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XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)
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Upturn Advisory Summary
08/14/2025: XFLT (1-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Not Recommended Performance
These Stocks/ETFs, based on Upturn Advisory, consistently fall short of market performance, signaling caution before investing.
Number of Analysts
0 Analysts rated it
Very few follow this stock; limited insights, higher-risk early investing.
Analysis of Past Performance
Type Stock | Historic Profit 9.84% | Avg. Invested days 68 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  5.0 | Stock Returns Performance  2.0 |
| Profits based on simulation | Last Close 08/14/2025 |
Key Highlights
Company Size Small-Cap Stock | Market Capitalization 424.94M USD | Price to earnings Ratio 27.9 | 1Y Target Price 8 |
Price to earnings Ratio 27.9 | 1Y Target Price 8 | ||
Volume (30-day avg) - | Beta - | 52 Weeks Range 4.76 - 7.16 | Updated Date 06/29/2025 |
52 Weeks Range 4.76 - 7.16 | Updated Date 06/29/2025 | ||
Dividends yield (FY) 15.05% | Basic EPS (TTM) 0.2 |
Earnings Date
Report Date 2025-06-05 | When Before Market | Estimate - | Actual - |
Profitability
Profit Margin - | Operating Margin (TTM) - |
Management Effectiveness
Return on Assets (TTM) - | Return on Equity (TTM) - |
Valuation
Trailing PE 27.9 | Forward PE - | Enterprise Value - | Price to Sales(TTM) 24.45 |
Enterprise Value - | Price to Sales(TTM) 24.45 | ||
Enterprise Value to Revenue 37.73 | Enterprise Value to EBITDA - | Shares Outstanding 76154600 | Shares Floating - |
Shares Outstanding 76154600 | Shares Floating - | ||
Percent Insiders 1.74 | Percent Institutions 11.63 |
Upturn AI SWOT
XAI Octagon Floating Rate & Alternative Income Term Trust
Company Overview
History and Background
XAI Octagon Floating Rate & Alternative Income Term Trust is a closed-end management investment company. It focuses on generating current income and seeks capital appreciation. The Trust was formed to provide exposure to a portfolio of floating-rate credit instruments and alternative income investments.
Core Business Areas
- Floating Rate Credit Investments: Investments in senior secured loans and other floating-rate debt instruments.
- Alternative Income Investments: Investments in CLO equity, specialty finance, real estate debt, and other alternative income strategies.
Leadership and Structure
The fund is managed by XA Investments LLC, a registered investment adviser. Octagon Credit Investors, LLC, serves as a sub-adviser. The fund operates as a closed-end fund with a board of trustees overseeing its management.
Top Products and Market Share
Key Offerings
- Investment Portfolio of Floating Rate Credit and Alternative Income Assets: The primary offering is access to a diversified portfolio of floating-rate credit and alternative income assets. Market share is not directly applicable as it's a closed-end fund investing in these assets. Competitors are other closed-end funds with similar investment strategies such as Eagle Point Credit Company (ECC) and Oxford Lane Capital Corp. (OXLC).
Market Dynamics
Industry Overview
The industry consists of closed-end funds specializing in floating-rate debt and alternative credit investments. The sector is driven by interest rate environments and investor demand for income-generating assets.
Positioning
XAI Octagon aims to provide investors with a diversified portfolio and income generation, differentiating itself through its sub-adviser, Octagon, a CLO manager.
Total Addressable Market (TAM)
The TAM is difficult to precisely quantify but represents the total value of floating-rate debt and alternative credit assets available for investment, running into trillions. XAI Octagon's position is within a niche segment focusing on actively managed strategies.
Upturn SWOT Analysis
Strengths
- Experienced sub-adviser (Octagon Credit Investors)
- Diversified portfolio across floating-rate debt and alternative income
- Active management aiming to generate above-average returns
Weaknesses
- Reliance on sub-adviser performance
- Higher expense ratio compared to passive alternatives
- Complex investment strategy potentially difficult for some investors to understand
Opportunities
- Rising interest rate environment benefiting floating-rate assets
- Increased demand for alternative income investments
- Potential for capital appreciation through active management
Threats
- Economic downturn leading to credit defaults
- Increased competition from other alternative income funds
- Changes in regulations impacting CLOs and other alternative investments
Competitors and Market Share
Key Competitors
- ECC
- OXLC
- ARCC
Competitive Landscape
XAI Octagon competes with other closed-end funds in the floating-rate and alternative income space. Its advantage lies in Octagon's expertise in CLO management. Disadvantages may include higher fees or perceived complexity.
Growth Trajectory and Initiatives
Historical Growth: Growth is tied to the fund's ability to generate income and capital appreciation through its investments.
Future Projections: Future growth depends on market conditions and the fund's ability to identify and capitalize on investment opportunities.
Recent Initiatives: Recent initiatives focus on optimizing the portfolio and managing risk in the current market environment.
Summary
XAI Octagon aims to provide income and capital appreciation through floating-rate credit and alternative investments, managed by Octagon Credit Investors. It operates in a competitive space and depends on market conditions and investment selection. Its complex strategy and higher expenses are potential weaknesses. Opportunities exist in rising rate environments and increasing demand for alternative income.
Peer Comparison
Sources and Disclaimers
Data Sources:
- Company website
- SEC filings
- Financial news sources
- Investment Research reports
Disclaimers:
This analysis is for informational purposes only and does not constitute financial advice. Investment decisions should be based on individual circumstances and professional consultation.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About XAI Octagon Floating Rate & Alternative Income Term Trust
Exchange NYSE | Headquaters Chicago, IL, United States | ||
IPO Launch date 2017-09-27 | CEO - | ||
Sector Financial Services | Industry Asset Management | Full time employees - | |
Full time employees - | |||
XAI Octagon Floating Rate & Alternative Income Trust is headquartered in Chicago, Illinois.
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