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Upturn AI SWOT - About
LPLA 
LPL Financial Holdings Inc (LPLA)
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Upturn Advisory Summary
10/30/2025: LPLA (4-star) is currently NOT-A-BUY. Pass it for now.
Upturn Star Rating
Above Average Performance
These Stocks/ETFs, based on Upturn Advisory, frequently surpass the market, reflecting reliable and trustworthy advice.
Number of Analysts
15 Analysts rated it
Moderately tracked stock, growing coverage, gaining market and investor attention.
1 Year Target Price $420.93
1 Year Target Price $420.93
| 7 | Strong Buy |
| 5 | Buy |
| 2 | Hold |
| 1 | Sell |
| 0 | Strong Sell |
Analysis of Past Performance
Type Stock | Historic Profit 62.82% | Avg. Invested days 59 | Today’s Advisory PASS |
Upturn Star Rating | Upturn Advisory Performance  4.0 | Stock Returns Performance  3.0 |
| Profits based on simulation | Last Close 10/30/2025 |
Key Highlights
Company Size Large-Cap Stock | Market Capitalization 27.49B USD | Price to earnings Ratio 23.54 | 1Y Target Price 420.93 |
Price to earnings Ratio 23.54 | 1Y Target Price 420.93 | ||
Volume (30-day avg) 15 | Beta 0.61 | 52 Weeks Range 262.41 - 403.23 | Updated Date 10/30/2025 |
52 Weeks Range 262.41 - 403.23 | Updated Date 10/30/2025 | ||
Dividends yield (FY) 0.35% | Basic EPS (TTM) 14.6 |
Analyzing Revenue: Products, Geography and Growth
Revenue by Products
Earnings Date
Report Date 2025-11-06 | When After Market | Estimate 4.6 | Actual - |
Profitability
Profit Margin 8.13% | Operating Margin (TTM) 11.81% |
Management Effectiveness
Return on Assets (TTM) 7.72% | Return on Equity (TTM) 29.46% |
Valuation
Trailing PE 23.54 | Forward PE 21.79 | Enterprise Value 28060904787 | Price to Sales(TTM) 2 |
Enterprise Value 28060904787 | Price to Sales(TTM) 2 | ||
Enterprise Value to Revenue 1.99 | Enterprise Value to EBITDA 11.99 | Shares Outstanding 80004103 | Shares Floating 79456479 |
Shares Outstanding 80004103 | Shares Floating 79456479 | ||
Percent Insiders 0.53 | Percent Institutions 101 |
Upturn AI SWOT
LPL Financial Holdings Inc
Company Overview
History and Background
LPL Financial was founded in 1968 as Linsco/Private Ledger (LPL). It has evolved into one of the largest independent broker-dealer networks in the United States, supporting financial advisors with technology, clearing services, and research.
Core Business Areas
- Independent Broker-Dealer: LPL provides a platform for independent financial advisors to offer brokerage and advisory services to their clients. This includes access to investment products, technology, and compliance support.
- Registered Investment Advisor (RIA) Custody: LPL offers custody services for RIAs, allowing them to manage client assets while leveraging LPL's platform and resources.
- Financial Planning: LPL provides financial planning tools and resources to advisors, enabling them to create comprehensive financial plans for their clients.
Leadership and Structure
LPL is led by a CEO and a board of directors. The company is organized into various departments, including business development, technology, compliance, and finance.
Top Products and Market Share
Key Offerings
- Brokerage Services: LPL's core offering, facilitating trading in stocks, bonds, mutual funds, and other securities. Market share data is difficult to pinpoint exactly, but LPL is a major player in the independent broker-dealer space. Competitors include Raymond James, Ameriprise Financial, and Cetera Financial Group. Revenue generated in 2023 was ~$10.5B
- Advisory Platforms: Fee-based advisory platforms that offer managed accounts and financial planning services. This segment is growing rapidly. Competitors include Envestnet and SEI Investments.
- Retirement Plans: LPL provides retirement plan solutions to businesses and individuals, including 401(k) plans and IRAs. Competitors include Fidelity Investments and Vanguard.
Market Dynamics
Industry Overview
The financial advisory industry is characterized by increasing demand for personalized financial advice, technological innovation, and regulatory complexity.
Positioning
LPL is positioned as a leading independent broker-dealer and RIA custodian, offering a comprehensive platform for financial advisors.
Total Addressable Market (TAM)
The TAM for wealth management and financial advisory services is estimated to be in the trillions of dollars. LPL is positioned to capture a significant share of this market by supporting independent advisors.
Upturn SWOT Analysis
Strengths
- Large network of independent financial advisors
- Comprehensive technology platform
- Strong brand recognition
- Scalable business model
Weaknesses
- Reliance on independent advisors can create compliance risks
- Susceptible to market fluctuations
- Dependence on commission and fee-based revenue
- Complex regulatory environment
Opportunities
- Increasing demand for financial advice
- Consolidation in the independent broker-dealer space
- Expansion into new markets
- Development of new technology solutions
Threats
- Competition from other broker-dealers and RIAs
- Regulatory changes
- Economic downturns
- Cybersecurity threats
Competitors and Market Share
Key Competitors
- RJF
- AMP
- MODV
Competitive Landscape
LPL competes with other independent broker-dealers, RIAs, and wirehouse firms. LPL's strengths include its large network of advisors, comprehensive technology platform, and strong brand.
Major Acquisitions
Atria Wealth Solutions
- Year: 2024
- Acquisition Price (USD millions): 800
- Strategic Rationale: Enhances LPLu2019s scale and adds experienced advisors to its network, accelerating growth and broadening its market presence.
Allen & Company
- Year: 2024
- Acquisition Price (USD millions): 0
- Strategic Rationale: Allen & Companyu2019s experienced team will enhance and expand LPLu2019s capabilities and better support clients.
Crown Capital Securities, L.P.
- Year: 2024
- Acquisition Price (USD millions): 0
- Strategic Rationale: Allows the firm to expand and grow its financial planning resources and expertise.
Growth Trajectory and Initiatives
Historical Growth: LPL has experienced significant growth in assets under management and advisor headcount over the past decade.
Future Projections: Analysts project continued growth for LPL, driven by organic growth and acquisitions.
Recent Initiatives: Recent initiatives include investments in technology, advisor recruiting, and strategic acquisitions.
Summary
LPL Financial is a strong company in a growing industry. Its large network of advisors and comprehensive platform are key strengths. Regulatory complexity and market volatility are potential challenges, but LPL is well-positioned for future growth due to an increase in acquisitions of small businesses.
Similar Stocks
Sources and Disclaimers
Data Sources:
- LPL Financial Investor Relations
- SEC Filings
- Analyst Reports
- Company Press Releases
Disclaimers:
This analysis is for informational purposes only and should not be considered investment advice. Market data and financial information are subject to change.
AI Summarization is directionally correct and might not be accurate.
Summarized information shown could be a few years old and not current.
Fundamental Rating based on AI could be based on old data.
AI-generated summaries may have inaccuracies (hallucinations). Please verify the information before taking action.
About LPL Financial Holdings Inc
Exchange NASDAQ | Headquaters San Diego, CA, United States | ||
IPO Launch date 2010-11-18 | CEO & Director Mr. Richard Steinmeier | ||
Sector Financial Services | Industry Capital Markets | Full time employees 9389 | Website https://www.lpl.com |
Full time employees 9389 | Website https://www.lpl.com | ||
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States. The company's brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance; and client cash programs consist of Federal Deposit Insurance Corporation (FDIC) insured bank sweep vehicles, and a client cash and money market account. It also provides fee-based platforms that provide access to mutual funds, exchange traded funds, stocks, bonds, certain options strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. In addition, the company offers retirement solutions for commission and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, it provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families; an advisor-facing trading and portfolio rebalancing platform; insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
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